Onboarding Consultant

3 days ago


Cape Town, Western Cape, South Africa CA Financial Appointments Full time

CA Financial Appointments is seeking an experienced Onboarding Consultant - Investment Funds to join their team.

This role involves implementing and maintaining process controls using workflow management and ensuring that all items have relevant comments for audit purposes.

The ideal candidate will have a minimum of 1-2 years experience in a similar role relating to client onboarding and possess strong analytical skills.

We offer a competitive salary range of R350,000 - R450,000 per annum, depending on experience.

Responsibilities:

  • Implement and maintain process controls using workflow management
  • Verify DocFox authorised daily, and necessary FICA requirements met before loading investor
  • Investigate outstanding documents with Client, provide Clients with regular feedback
  • Create new clients and update all tags
  • Capture regulatory classifications (FATC, OECD, ASISA, SARB) and tax classifications (DWT, IWT)
  • Ensure daily individual checklist are updated by administrators and handed to Team Leader for final sign-off
  • Liaise with compliance and Internal audit, ensure adherence to FICA RMCP
  • Review and submit High-Risk clients to Compliance
  • Ensure all items have relevant comments for audit purposes and escalate aged items

Requirements:

  • Minimum of a completed tertiary qualification preferred, minimum of Matric
  • Previous exposure to applicable legislation
  • Experience with reconciliations in the Manco to Inflow & Outflow accounts


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