Compliance Officer

1 month ago


Edenvale, Gauteng, South Africa Set Consulting Full time
Job Title: Compliance Officer

We are seeking a highly skilled Compliance Officer to join our team at Set Consulting.

  • Key Responsibilities:
  • Assist the Head of Legal, Compliance and Company Secretariat in conducting compliance audits, investigations, and quarterly compliance reports.
  • Support the development and enhancement of compliance procedures and controls.
  • Monitor FAIS Fit and Proper requirements through a shared services compliance function for the division.
  • Implement and manage monitoring functions, and provide guidance and support to all FSPs and business areas.

Requirements:

  • Minimum of 3 years' compliance experience within Financial Services or Insurance.
  • Experience or knowledge in Compliance with a focus on TCF, POPI, CPA, FAIS, FICA, and Insurance legislation.
  • Interpersonal skills and strong character.
  • Solutions-driven, attention to detail, energetic, and ability to work under pressure.

About the Role:

This role will involve the ongoing monitoring of compliance procedures and controls, together with the development and enhancement thereof.

The individual will be responsible for assisting the Head of Legal, Compliance and Company Secretariat by conducting compliance audits, investigations, quarterly compliance reports, and monitoring FAIS Fit and Proper requirements through a shared services compliance function for the division.

Key areas of focus include:

  • Compliance reviews of scripts, websites, products, marketing material, etc.
  • Focusing on TCF, POPI, CPA, FAIS, FICA, and Insurance legislation.
  • Performing special investigations as required based on monthly audit results, follow-up on problematic areas, and assisting management where required in complaint resolutions/investigations.
  • Reviewing and maintaining the competence register and representative registers for each FSP.
  • Attending to profile changes in respect of each FSP.

What We Offer:

Set Consulting offers a dynamic and inclusive work environment, with opportunities for professional growth and development.

We prioritize candidate care and strive to create a positive and supportive workplace culture.



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