Compliance Officer
2 months ago
We are seeking a highly skilled Compliance Officer to join our team at HR Genie. As a key member of our compliance function, you will play a critical role in ensuring that our organization operates in accordance with relevant laws and regulations.
Key Responsibilities:- Regulatory Risk Management: Develop and implement a compliance coverage plan based on the approved regulatory framework, and assist the Compliance Manager in the maintenance of compliance policies, procedures, and other compliance documentation.
- Licensing and Profile Changes: Ensure that license profile changes are submitted timeously to the Regulator.
- Monitoring: Conduct monitoring as per the agreed compliance coverage plan, and compile a monthly file monitoring schedule as per the monitoring plan and report findings to the Compliance Manager.
- Ad Hoc Support for Compliance Projects: Assist the Compliance Manager with any compliance project.
- Reporting: Assist Compliance Manager to compile internal compliance reports on all compliance activities, compliance risks.
- Recordkeeping: Store all compliance records securely in a manner that allows for easy retrieval on SharePoint.
- Training and Awareness: Assist Compliance Manager with compliance training and awareness initiatives.
Requirements:
- Related degree (LLB, Bachelors in Law, Finance, Economics, Business Management or related fields).
- Registered Phase 1 Compliance Officer with the FSCA.
- RE3 and/or Certificate in Compliance Management (advantageous).
- 3-5 years related experience in a compliance function in the financial services with working knowledge of non-life (short-term) insurance (being an advantage) together with being bilingual (fluent in English and Afrikaans).
What We Offer:
- A dynamic and supportive work environment.
- Opportunities for professional growth and development.
- A competitive salary and benefits package.
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