Compliance Officer

5 days ago


Bryanston, South Africa HR Genie Full time
Job Title: Compliance Officer

We are seeking a highly skilled Compliance Officer to join our team at HR Genie. As a key member of our compliance function, you will play a critical role in ensuring that our organization operates in accordance with relevant laws and regulations.

Key Responsibilities:
  • Regulatory Risk Management: Develop and implement a compliance coverage plan based on the approved regulatory framework, and assist the Compliance Manager in the maintenance of compliance policies, procedures, and other compliance documentation.
  • Licensing and Profile Changes: Ensure that license profile changes are submitted timeously to the Regulator.
  • Monitoring: Conduct monitoring as per the agreed compliance coverage plan, and compile a monthly file monitoring schedule as per the monitoring plan and report findings to the Compliance Manager.
  • Ad Hoc Support for Compliance Projects: Assist the Compliance Manager with any compliance project.
  • Reporting: Assist Compliance Manager to compile internal compliance reports on all compliance activities, compliance risks.
  • Recordkeeping: Store all compliance records securely in a manner that allows for easy retrieval on SharePoint.
  • Training and Awareness: Assist Compliance Manager with compliance training and awareness initiatives.

Requirements:

  • Related degree (LLB, Bachelors in Law, Finance, Economics, Business Management or related fields).
  • Registered Phase 1 Compliance Officer with the FSCA.
  • RE3 and/or Certificate in Compliance Management (advantageous).
  • 3-5 years related experience in a compliance function in the financial services with working knowledge of non-life (short-term) insurance (being an advantage) together with being bilingual (fluent in English and Afrikaans).

What We Offer:

  • A dynamic and supportive work environment.
  • Opportunities for professional growth and development.
  • A competitive salary and benefits package.


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