Compliance Specialist
2 months ago
We are seeking a highly skilled Compliance Officer to join our team at HR Genie. In this role, you will be responsible for ensuring that our company maintains a strong compliance culture.
Key Responsibilities:
- Regulatory Compliance: Develop and implement a compliance coverage plan based on the approved regulatory framework, ensuring that all necessary actions are taken to achieve compliance plan objectives.
- Licensing and Profile Changes: Ensure that license profile changes are submitted timeously to the relevant regulatory bodies.
- Monitoring: Conduct monitoring as per the agreed compliance coverage plan, identifying trends and risks for our company and escalating high-risk findings to the Compliance Manager immediately.
- Reporting: Assist the Compliance Manager in compiling internal compliance reports on all compliance activities and compliance risks, as well as reporting to regulatory bodies and other industry organizations.
- Recordkeeping: Store all compliance records securely on SharePoint, adhering to correct naming conventions and maintaining compliance documentation on the intranet.
- Training and Awareness: Assist the Compliance Manager with compliance training and awareness initiatives, ensuring that all employees understand the compliance policies and relevant laws and regulations.
Requirements:
- Qualifications: Related degree (LLB, Bachelors in Law, Finance, Economics, Business Management, or related fields) and a Registered Phase 1 Compliance Officer with the FSCA.
- Experience: 3-5 years related experience in a compliance function in the financial services industry, with working knowledge of non-life (short-term) insurance and bilingualism (fluent in English and Afrikaans).
- Skills: Strong communication and interpersonal skills, ability to develop and deliver training programs, and stay abreast of regulatory matters by attending webinars and reading industry newsletters.
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