Compliance Administrator: Ra: Sanlamconnect: Sfp

7 days ago

Pretoria, South Africa Sanlam Full time

Who are we?
Sanlam is a business that focuses on the middle and affluent market. We are dedicated to supporting, growing, and empowering clients with affordable, easy, and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all dedicated to meet the financial needs of our clients. Our vision: We aspire to be the best at building enduring relationships by connecting clients with Sanlam. We create sustainable value by attracting new clients, supporting ongoing client engagement, and providing adaptive solutions designed to answer life’s financial questions. ULTIMATELY, WE EMPOWER PEOPLE TO BE FINANCIALLY CONFIDENT, SECURE AND PROSPEROUS.

As part of SanlamConnect, Succession Financial Planning (SFP) is a financial services provider with a focus on the Registered Financial Adviser (RFA), looking to grow a professional practice while offering holistic financial planning to their clients. SFP is a wholly owned subsidiary of the Sanlam Group.
What will you do?
- Undertake to fully understand the content and impacts of all relevant legislation and requirements for the financial services industry.
- Ensure that all compliance practices and procedures are strictly observed in terms of disclosures, advice, record keeping, and ethics/behaviour undertaken when dealing with advisers and clients.
- Track, interpret and communicate trends or gaps in terms of risks within the business.
- Support the complaints register and resolution process.
- Ensure all complaints are logged, investigated properly, and resolved according to the due process. Undertake to do the necessary report and record keeping thereof.
- Gatekeep and monitor new business submitted for a compliance review
What will make you successful in this role?
Qualification & experience
- A relevant matric qualification
- One-two years’ experience on Sanfin and CommPay
- A completed Commercial/Financial/Legal or business-related diploma/degree

Knowledge and skills
To be successful you will need to demonstrate good experience in:

- Knowledge of and experience in MS Office
- Good knowledge of the lodging and suspense review processes
- Good basic IT/systems operations knowledge
- Financial Services Industry Knowledge
- Relevant regulatory legislation and compliance knowledge
- Financial Service Product Knowledge (Sanlam and competitors)

Competencies
- Cultivates innovation
- Client centricity
- Results driven
- Collaboration
- Flexibility and adaptability
- Plans and aligns
- Communicates effectively
- Action oriented
- Optimizes work processes Personal Attributes Communicates effectively - Contributing independently Decision quality - Contributing independently Action orientated - Contributing independently Optimises work processes - Contributing independently Build a successful career with us

We’re all about building strong, lasting relationships with our employees. We know that you have hopes for your future - your career, your personal development and of achieving great things. We pride ourselves in helping our employees to realise their worth. Through its four business clusters - Sanlam Life and Savings, Sanlam Investment Group, Sanlam Emerging Markets, Santam, as well as MiWay and the Group Office - the group provides many opportunities for growth and development. Core Competencies Cultivates innovation - Contributing independently Customer focus - Contributing independently Drives results - Contributing independently Collaborates - Contributing independently Being resilient - Contributing independently Turnaround time

Our aim is to help you build a successful career with us
We’re all about building strong, lasting relationships with our employees. We know that you have hopes for your future - your career, your personal development and of achieving great things. We pride ourselves in helping our employees to realise their worth. Through its business clusters - Life and Savings, Sanlam Emerging Markets, Sanlam Corporate, Sanlam Investment, Santam, as well as the Group Office - the group provides many opportunities for growth and development. Our commitment to transformation
The Sanlam Group is committed to transformation and embracing diversity. This commitment is what drives us to achieve a diverse, inclusive and equitable work environment as we believe these are key components to ensuring a thriving and sustainable business in South Africa.

  • Compliance Administrator: Ra: Sanlamconnect: Sfp

    3 days ago

    Pretoria, South Africa Sanlam Full time

    Who are we? Sanlam, is dedicated to supporting, growing and empowering clients with affordable, easy and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all dedicated to meet the financial needs of our clients. Our vision: We...

  • Administrative Assistant: Ra: Sanlamconnect: Sfp

    22 hours ago

    Pretoria, South Africa Sanlam Full time

    Who are we? Sanlam is a business that focuses on the middle and affluent market. We are dedicated to supporting, growing, and empowering clients with affordable, easy, and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all...

  • Financing Consultant: Ra: Sanlamconnect: Sfp

    3 days ago

    Pretoria, South Africa Sanlam Full time

    Who are we? Sanlam, is dedicated to supporting, growing and empowering clients with affordable, easy and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all dedicated to meet the financial needs of our clients. Our vision: We...

  • Gi: Operations Administrator: Ra: Sanlamconnect:

    5 days ago

    Pretoria, South Africa Sanlam Full time

    Who are we? Sanlam is a business that focuses on the middle and affluent market. We are dedicated to supporting, growing, and empowering clients with affordable, easy, and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all...

  • Business Solutions Consultant: Ra: Sanlamconnect:

    7 months ago

    Pretoria, South Africa Sanlam Full time

    Who are we? Sanlam, is dedicated to supporting, growing and empowering clients with affordable, easy and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all dedicated to meet the financial needs of our clients. Our vision: We...

  • Administrative Assistant: Ra: Sanlamconnect:

    1 week ago

    Pretoria, South Africa Sanlam Full time

    Who are we? Sanlam is a business that focuses on the middle and affluent market. We are dedicated to supporting, growing, and empowering clients with affordable, easy, and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all...

  • Regional Manager: Ra: Sanlamconnect: Succession Fin

    7 hours ago

    Pretoria, South Africa Sanlam Full time

    Who are we? SanlamConnect, is dedicated to supporting, growing and empowering clients with affordable, easy and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all dedicated to meet the financial needs of our clients. Our vision:...

  • Financing Consultant: Ra: Sanlamconnect: Succession

    22 hours ago

    Pretoria, South Africa Sanlam Full time

    Who are we? Sanlam, is dedicated to supporting, growing and empowering clients with affordable, easy and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all dedicated to meet the financial needs of our clients. Our vision: We...

  • Compliance Administrator: Ra Sc Succession Fin

    7 months ago

    Pretoria, South Africa Sanlam Full time

    **Who are we?** Sanlam is a business that focuses on the middle and affluent market. We are dedicated to supporting, growing, and empowering clients with affordable, easy, and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all...

  • Advice & Risk Consultant: Ra: Succession Fin

    4 days ago

    Pretoria, South Africa Sanlam Full time

    Who are we? Sanlam is a business that focuses on the middle and affluent market. We are dedicated to supporting, growing, and empowering clients with affordable, easy, and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all...

  • Financial Adviser and Broker Recruiter: Ra Sc

    7 months ago

    Pretoria, South Africa Sanlam Full time

    **Who are we?** Sanlam, is dedicated to supporting, growing and empowering clients with affordable, easy and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all dedicated to meet the financial needs of our clients. Our vision: We...

  • Personal Assistant: Ops Manager: Ra Sc Succession

    7 months ago

    Pretoria, South Africa Sanlam Full time

    **Who are we?** Sanlam is a business that focuses on the middle and affluent market. We are dedicated to supporting, growing, and empowering clients with affordable, easy, and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all...

  • Financial Assistant: Sls Sc Succession Financial

    4 months ago

    Pretoria, South Africa Sanlam Full time

    **Who are we?** Sanlam, is dedicated to supporting, growing and empowering clients with affordable, easy and suitable solutions, primarily through face-to-face intermediary channels, but also directly. We have approximately 2,000 tied advisers and 2,000 supporting independent brokers, all dedicated to meet the financial needs of our clients. Our vision: We...

  • Finance Administrator

    4 months ago

    Pretoria, South Africa Curro Holdings Ltd Full time

    **At Curro,** **we care.**: **Finance Administrator**: **Curro Academy The Blyde** **Vacancy Reference: 21793**: Make a difference without standing in the front of a classroom. Curro needs skilled administrators to help maintain the efficiency of our educational operations. If you're detail-orientated and love supporting educational goals, this opportunity...

  • IT Systems Administrator

    7 months ago

    Pretoria, South Africa Silk Road Consulting (Pty) Ltd Full time

    A leading treasury solutions company in South Africa is in search for a young dynamic Systems Administrator. **Responsibilities**: - Monitor and maintain Azure infrastructure, including Azure VMs, firewalls, NSG policies, and storage accounts. - Troubleshoot and resolve issues related to Azure services and infrastructure. - Optimize Azure environment...

  • Legal and Compliance Administrator

    3 months ago

    Pretoria, South Africa Profession Hub Full time

    Our client is searching for a passionate and qualified individual to expand its dynamic team to enhance services to the clients. Job Purpose: To provide administrative support regarding legal contracts with customers. The role is responsible for drafting, filing documents and relevant materials, drafting reports and contracts and communicating such data. ...

  • Legal and Compliance Administrator

    3 months ago

    Pretoria, South Africa Profession Hub Full time

    Our client is searching for a passionate and qualified individual to expand its dynamic team to enhance services to the clients.Job Purpose: To provide administrative support regarding legal contracts with customers. The role is responsible for drafting, filing documents and relevant materials, drafting reports and contracts and communicating such...

  • HR Administrator and Compliance Specialist

    4 weeks ago

    Pretoria, Gauteng, South Africa Wasteplan Full time

    Job Summary:We are seeking a highly skilled HR Administrator and Compliance Specialist to join our team at Wasteplan. In this role, you will be responsible for providing administrative support to the National HR Manager, as well as the HR departments of the different regions.Key Responsibilities:Ensure that all personnel files and records are maintained and...

  • Compliance Specialist

    3 weeks ago

    Pretoria, Gauteng, South Africa Profession Hub Full time

    Job Title: Legal and Compliance AdministratorCompany OverviewProfession Hub is a leading provider of professional services, dedicated to delivering exceptional results to our clients.We are seeking an experienced Legal and Compliance Administrator to join our team. As a key member of our team, you will be responsible for ensuring that our business operations...

  • Broker Consultant

    4 days ago

    Pretoria, South Africa Sanlam Full time

    Broker Consultant (PG10): SanlamConnect Gauteng North Region (Jacaranda Lynnwood) Re-run Date: 7 Jan 2025 Location: Pretoria, Gauteng, ZA Company: Sanlam Group Who are we? Sanlam Life Ltd is one of the top financial services providers in the South African market. We’re all about building strong, lasting relationships with our financial advisors....