Compliance Manager

**Duties & Responsibilities** - Screen the regulatory environment - Develop and maintain compliance and risk programs - Evaluate new regulatory requirements - Plan and execute compliance reviews - Draft reports - Worked with NCA, DCA & NCR - ESG - Maintain databases for suppliers, POPIA compliance and the compliance function - Manage areas of critical...

We are looking for an experienced Compliance Manager to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. A great Compliance Manager is well-versed in legal guidelines and corporate governance best...

Group Compliance Manager – R1,2 million - RosebankThis financial company is seeking a Group Compliance manager.The ideal candidate will have:LLB, BCom Honours or relevant Risk Management related Degree or equivalent. Affiliation to a Compliance Body is advantageous.7 Years + working in a Compliance environment and/or managing/leading a Compliance team...

**Job Classification** **Requisition number**: - 111815**Closing Date**: - 9 March 2023**Please note: - Preference will be given to Applicants from Underrepresented Groups** - Job Family- Nedbank Wealth Cluster: Wealth Management SA Division- Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional - FAIS Affected**Job...

**Job Classification** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Managers - FAIS Affected**Job Purpose** - To assist the Head of Governance and Compliance with the coordination; facilitation and management of the Compliance function for the Division through monitoring; reporting and...

Western Cape, CPT - CBD This is an exciting opportunity to join The Organisation as Head of Compliance. Due to a period of significant expansion the Head of Compliance will be expected to lead the compliance function to the next stage of its development. Reporting directly to the Group General Counsel, this role will be critical in overseeing The...

Assist in monitoring compliance with applicable legislation Review and comment on draft Supplemental Deeds Monitor compliance with Supplemental Deeds Assist with the compilation and submission of quarterly and annual FSB reporting Advise management and clients on all compliance and regulatory matters Assist in promotion compliance standards and...

Are you experienced in dealing with financial budgeting, donor grant reporting & compliance? Do you want to develop budgets for new business opportunities? Read on to hear more about the Grants and Compliance Manager position! **The Company** Triggerise believes in a world where all youth have the power to choose where, when, and how they meet their sexual...

**Fixed-Term Contract position.**: **Purpose of the Job**: Responsible for identification, assessment and monitoring of Procurement risks, compliance and governance through development of procurement templates through designing, development, maintenance, improvement to ensure adherence to procurement policies, procedures and processes. **Key...

**Job ID**: 83997**Date Posted**: Posted 6 hours ago**Location**: Cape Town, Johannesburg**Job Title**: SENIOR TRADE COMPLIANCE MANAGER - CAPE TOWN/ JOHANNESBURG - GAUTENG/ WESTERN CAPE Key job responsibilities In this role you will - Manage GTS Trade Compliance program for South Africa to ensure customs compliance. - Work with Client’s Global Trade...

Our Client, a renowned asset management firm, is seeking a Compliance Assistant to join their dynamic team. With a hybrid working model offering three days in the office, this is your chance to thrive in the financial services sector while enjoying the flexibility of working remotely. This innovative firm is not just about investments— they are pioneers...

Hire Resolve's Client is urgently seeking a highly skilled Finance & Compliance Manager with experience in the IT industry. As a Finance & Compliance Manager, you will play a crucial role in ensuring the financial stability and regulatory compliance of our client's IT operations. You will be responsible for managing financial operations, including budgeting,...

A fund management company based in **Stellenbosch**, with two funds under their stewardship, is looking for a **Compliance Officer** to join their team to help ensure compliance within the company. As a **Compliance Officer**, you will be staying ahead of regulations globally, establishing robust controls and procedures for compliance across all...

As a Compliance Coordinator, you will play a pivotal role in ensuring adherence to regulatory standards, internal policies and industry best practices. Your primary focus will be on managing and coordinating compliance processes for healthcare professionals, safeguarding the business’s reputation and maintaining operational integrity.You will enhance the...

As a Compliance Coordinator, you will play a pivotal role in ensuring adherence to regulatory standards, internal policies and industry best practices. Your primary focus will be on managing and coordinating compliance processes for healthcare professionals, safeguarding the business’s reputation and maintaining operational integrity. You will enhance the...

As a Compliance Coordinator, you will play a pivotal role in ensuring adherence to regulatory standards, internal policies and industry best practices. Your primary focus will be on managing and coordinating compliance processes for healthcare professionals, safeguarding the business’s reputation and maintaining operational integrity.You will enhance the...

**Why Entersekt** Founded over 11 years ago, with more recent investments from Accel-KKR, Entersekt is a leader in mobile authentication, mobile app security, and payments enablement technology, offering highly scalable products with a track record of success across multiple continents. Entersekt enables secure digital transactions for leading financial...

Compliance ManagementStrategic and Operational levelImplement, drive and manage complianceLegal / Risk / Compliance degree3-5 Years Compliance experience managing a teamFICA or AML compliance officer experienceSOX and Insurance Compliance experience

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities: Compliance reporting on behalf of business unit; internal and external (statutory) requirements...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...