Compliance Manager

OPERATIONAL COMPLIANCE OFFICER (CAPE TOWN) Looking for a dynamic, passionate and results driven operational compliance officer with Collective Investment Scheme (CIS) experience and knowledge to join our team. This individual needs to be confident and willing to get involved in every aspect of the business where required. ROLE AND RESPONSIBILIES: -...

As Global Compliance Manager you will be responsible for the adherence of the firm to policies and procedures, especially regulatory and ethical standards. You will perform regular audits, design control systems and help to design and implement internal and external policies. You will be working within our Global Compliance team reporting into the Global...

Job DescriptionIs this you?Are you a highly skilled professional with a minimum LLB and at least 3 years of experience in a corporate environment? Do you have a track record in governance, risk management, and drafting commercial contracts? If you're an independent and proactive thinker who is eager to learn and add value, then keep on reading What you'll...

Group Compliance Manager – R1,2 million - RosebankThis financial company is seeking a Group Compliance manager.The ideal candidate will have:LLB, BCom Honours or relevant Risk Management related Degree or equivalent. Affiliation to a Compliance Body is advantageous.7 Years + working in a Compliance environment and/or managing/leading a Compliance team...

We are currently recruiting for a **Tanker Compliance Manager **to be based in Durban,who has the skills, competence and experience required to strengthen and value the proposition of the organization. **RESPONSIBILITIES** - Provides support on client OCIFM vetting and contract performance - Ensure vessels operations meet client performance expectations -...

**Job Description**: To lead the compliance function with about 25 direct reports. Must have strong communication and attention to detail. Relationship Management: Build and maintains long-term, strategic relationships with customers, colleagues, partners and frameworks to help grow and support the business Develops effective relationships with key...

**POSITION: Compliance Officer/Practice Management Administrative Assistant** REPORTING TO: Regional Manager LOCATION: Tyger Valley, Cape Town BUSINESS UNIT: Compliance/Practice Management START DATE: June 2023 *** Reporting to the Regional Manager, the Compliance Officer/Practice Management Administrative Assistant is a role that will provide...

As the Compliance Administrator, you will report to our Chief Compliance Officer and support them daily by performing various administrative compliance-related tasks. You will contribute to drafting and improving internal compliance policies and procedures, reviewing existing company practices, and identifying compliance risks or breaches. You will liaise...

**POSITION: Compliance Officer (Cape Town)** REPORTING TO: Regional Manager LOCATION: Tyger Valley, Cape Town BUSINESS UNIT: Compliance START DATE: June 2023 *** To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as dictated by the FSCA. **MINIMUM...

Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure compliance implementation, but also ensuring a culture...

Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure compliance implementation, but also ensuring a culture...

Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure compliance implementation, but also ensuring a culture...

Description Individually accountable, operating within a Team, for establishing a compliance framework; including Risk Management and Monitoring plan. Embeds compliance, directly and/or through staff supervised over periods of 3 months to a year. Initiates and facilitates corrective action where required.. Role Details: Establishes compliance within...

Great opportunity to join a global Asset Manager as a **Compliance Analyst **in Cape Town. This role is responsible in assisting the Compliance team in the implementation of the compliance framework across the Southern African business. This is an EE designated opportunity. **Some key role functions**: - Ensure the implementation and maintenance of...

Description In this role, the incumbent will play a key role in supporting the Old Mutual Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy and programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit. Key Result Areas • Establishes and embeds an...

**JOB SPECIFICATION: COMPLIANCE OFFICER** **JOB SUMMARY**: The Compliance Officer is responsible for assisting the Compliance Manager in ensuring the implementation and maintenance of an effective and well-monitored regulatory compliance framework within Banxso with a specific on FAIS (CAT1, CAT2) and FICA compliance. This position plays a crucial role in...

What will you do? A position as Compliance Specialist exists in the Group Compliance department, based at our Head Office in Cape Town. Assist the Santam Head of the Compliance Control Function to optimise and oversee regulatory compliance practices across Santam businesses. The role includes the identification of significant compliance risks...

Hire Resolve's Client is urgently seeking a highly skilled Finance & Compliance Manager with experience in the IT industry. As a Finance & Compliance Manager, you will play a crucial role in ensuring the financial stability and regulatory compliance of our client's IT operations. You will be responsible for managing financial operations, including budgeting,...

As a Compliance Coordinator, you will play a pivotal role in ensuring adherence to regulatory standards, internal policies and industry best practices. Your primary focus will be on managing and coordinating compliance processes for healthcare professionals, safeguarding the business’s reputation and maintaining operational integrity. You will enhance the...

As a Compliance Coordinator, you will play a pivotal role in ensuring adherence to regulatory standards, internal policies and industry best practices. Your primary focus will be on managing and coordinating compliance processes for healthcare professionals, safeguarding the business’s reputation and maintaining operational integrity.You will enhance the...