Compliance Assistant

**Job Purpose**: The Department of Transport and Public Works, Western Cape Government has an opportunity for a qualified and competent individual to assist in rendering service with regard to monitoring, compliance and performance management. This post is stationed in Cape Town, CBD. **Minimum Requirements**: An appropriate 3 year National Diploma/B-Degree...

Our client is an innovative Boutique Asset Management company who is looking for a young and versatile Compliance Assistant who thrives on wearing multiple hats and making a significant impact in different areas of compliance. This role is perfect for someone who loves diversity in their day-to-day tasks, is passionate about tackling new challenges, and is...

Assist in monitoring compliance with applicable legislation Review and comment on draft Supplemental Deeds Monitor compliance with Supplemental Deeds Assist with the compilation and submission of quarterly and annual FSB reporting Advise management and clients on all compliance and regulatory matters Assist in promotion compliance standards and...

**Role Purpose** Implement the compliance strategy aligned to the compliance monitoring plan to assist the business in honoring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory compliance risks facing the...

**Job Purpose**: The Department of Social Development, Western Cape Government has an opportunity for a qualified and competent in dividual to render a service with regard to line monitoring (SCM), planning, compliance, a risk and perfomance management service with regard to supply chain internally and externally. This post is stationed in Cape Town,...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities:Compliance reporting on behalf of business unit; internal and external (statutory) requirementsReview of...

My client, a boutique Wealth Management firm is looking for a Compliance Officer to join their team. This role is responsible for the compliance support and implementation of risk and compliance policies and procedures for the company. Responsibilities: Compliance reporting on behalf of business unit; internal and external (statutory) requirements...

Career Vacancy **KEY INFORMATION** **POSITION: Compliance Officer (Cape Town)** REPORTING TO: Regional Manager LOCATION: Tyger Valley, Cape Town BUSINESS UNIT: Compliance START DATE: March 2023 *** To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as...

Do these words resonate with your value system and your career goals?:Prestige, credibility, integrity, stability, reputability, rewarding, professionalism, ethics?Are you looking to join a team with a culture of caring towards, not only their clients, but their employees as well?Then this is the perfect opportunity for you!Use your relevant degree (B Com...

Do these words resonate with your value system and your career goals?:Prestige, credibility, integrity, stability, reputability, rewarding, professionalism, ethics?Are you looking to join a team with a culture of caring towards, not only their clients, but their employees as well?Then this is the perfect opportunity for you!Use your relevant degree (B Com...

Do these words resonate with your value system and your career goals?:Prestige, credibility, integrity, stability, reputability, rewarding, professionalism, ethics?Are you looking to join a team with a culture of caring towards, not only their clients, but their employees as well?Then this is the perfect opportunity for you!Use your relevant degree (B Com...

Description OVERALL PURPOSES To provide practical assistance, support and advice to the Family Office and Investment Management teams on operational compliance matters and assume full responsibility for all interaction and liaising with Risk and Compliance where required; and To maintain a strong control framework within First line of defence. The...

Responsibilities include: - Reviewing and ensuring that marketing material is compliant with applicable legislation. Submit and review MDDs. - Fulfil the role of Money Laundering reporting officer. - Work closely with the Money Laundering Compliance Officer and provide contribution into the embedment of the Risk Management and Compliance Program. -...

Compliance Officer CAT2 Cape Town Our client is looking for a Compliance Officer with CAT2 who is able to provide legal and compliance support on systems, processes and knowledge of financial services regulatory environment. Salary: Market Related Minimum Requirements: Matric3 – 5 years in legal/compliance role in financial environmentBComm Honours / law...

This role, based in Cape Town, is to assist the Head of Governance, Governance Team and External Compliance Officer with group governance risk and compliance. **Compliance** - Expert knowledge and in-depth understanding of CISCA and all the regulations - Good understanding of FAIS, FICA and POPIA - Good understanding of FX - Assist in implementing and...

We are looking for a dynamic, passionate and results driven operational compliance officer with Collective Investment Scheme experience and knowledge to join our team. This individual needs to be confident and willing to get involved in every aspect of the business where required. Role and Responsibilities Reviewing and ensuring that marketing material is...

Our client, an Investment Consultant Company, is looking for a **Senior Legal and Compliance Officer** to join their team in the **Plattekloof, **Cape Town, area. To assist the Head of Governance, Governance Team and External Compliance Officer with group governance risk and compliance. **Areas of Responsibility**: **Compliance**: - Expert knowledge and...

Our client, an Investment Consultant Company, is looking for a **Junior Legal and Compliance Officer **to join their team in the **Plattekloof, **Cape Town, area. To assist the Head of Governance, Governance Team and External Compliance Officer with group governance risk and compliance. **Areas of Responsibility**: **Compliance**: - Expert knowledge of...

**Responsibilities**: - Assist in monitoring compliance with applicable legislation and internal requirements - Review and comment on draft Supplemental Deeds - Monitor compliance with Supplemental Deeds, ASISA Mandates and relevant legislative requirements - Assist with the compilation and submission of the quarterly and annual FSB reporting - Advise...