Senior Trade Compliance Manager

OPERATIONAL COMPLIANCE OFFICER (CAPE TOWN) Looking for a dynamic, passionate and results driven operational compliance officer with Collective Investment Scheme (CIS) experience and knowledge to join our team. This individual needs to be confident and willing to get involved in every aspect of the business where required. ROLE AND RESPONSIBILIES: -...

Description Senior Administrator - Trade Operations - Cape Town Summary of the position The successful applicant will be in charge of handling worldwide transactions, guaranteeing timely settlements, and building excellent client relationships. They also guarantee that market changes are implemented effectively, carry out ad hoc initiatives, and identify...

Description Senior Administrator Trade Operations Cape Town Summary of the position The successful applicant will be in charge of handling worldwide transactions, guaranteeing timely settlements, and building excellent client relationships. They also guarantee that market changes are implemented effectively, carry out ad hoc initiatives, and identify...

RPO Recruitment is currently seeking a Finance Clerk specializing in Trade to join our client's team. As a Finance Clerk, you will be responsible for supporting the Trade Finance department in managing financial transactions related to international trade. You will work closely with our clients and various stakeholders to ensure smooth operations and...

This position is for a Fixed Income Senior Analyst / Portfolio Manager with a respected Fund Manager, based in Claremont, Cape Town. KEY RESPONSIBILITIES: - Manage a portion of the unit trust portfolios’ SA income and bond component - Responsible for the day-to-day allocation to fixed income instruments - Manage all cash flows associated with the unit...

Applications Close 24 July 2023**Location**: Cape Town **Reports To**: Investment Manager **Application Criteria**: - Bachelors Degree, preference to B.Com, B.Business Science, B. Science. Will be required to be FAIS compliant therefore qualification will need to be approved by the FSCA for FAIS **Experience**: - 0 - 2 years’ experience in financial...

A position has become available for a dynamic senior tax complaince officer to help grow our tax compliance team.We are looking for an individual to look after the full tax compliance function for the individual and trust tax clients of Mazars. 

**JOB SPECIFICATION: COMPLIANCE OFFICER** **JOB SUMMARY**: The Compliance Officer is responsible for assisting the Compliance Manager in ensuring the implementation and maintenance of an effective and well-monitored regulatory compliance framework within Banxso with a specific on FAIS (CAT1, CAT2) and FICA compliance. This position plays a crucial role in...

**Client Details**: Our client holds a firm belief that their work goes beyond financial gains and numbers, recognising the impact of their actions on the lives and futures of those they serve. With a specialised focus on frontier and emerging markets and a passion for Africa and China, our client offers independent advice, analysis, and reporting services...

JOB SUMMARY: As a Market CFD Specialist, you will be responsible for analyzing financial markets, platform walkthroughs, and providing insight to help our clients make informed decisions. You will leverage your expertise in CFD trading and market analysis to drive profitability and enhance the trading experience for our customers. This position will require...

Great opportunity to join a global Asset Manager as a **Compliance Analyst **in Cape Town. This role is responsible in assisting the Compliance team in the implementation of the compliance framework across the Southern African business. This is an EE designated opportunity. **Some key role functions**: - Ensure the implementation and maintenance of...

QUALIFICATION AND EXPERIENCE: BCom degree or equivalent2- 3 years industry experience requirement- Financial Services: Fund operations, Asset Management operationsExperience in collective investment scheme and portfolio administrationExperience in working with auditorsCompliance experience and insight preferable COMPETENCIES, KNOWLEDGE AND PERSONAL...

QUALIFICATION AND EXPERIENCE: BCom degree or equivalent2- 3 years industry experience requirement- Financial Services: Fund operations, Asset Management operationsExperience in collective investment scheme and portfolio administrationExperience in working with auditorsCompliance experience and insight preferable COMPETENCIES, KNOWLEDGE AND PERSONAL...

Description Individually accountable, operating within a Team, for establishing a compliance framework; including Risk Management and Monitoring plan. Embeds compliance, directly and/or through staff supervised over periods of 3 months to a year. Initiates and facilitates corrective action where required.. Role Details: Establishes compliance within...

A company known for its expertise in processing and marketing a wide range of **FMCG** products is seeking a **Senior Procurement Officer** to implement and maintain purchasing, contract management and vendor management strategies and processes in the **Western Cape**. In this job, you’ll ensure compliance with relevant legal and statutory requirements,...

Main purpose of the roleThe Post-Trade Operations Team is responsible for performing various administrative duties relating to local and offshore trades for clients. As a key specialist in the Post-Trade Operations team, this individual will ensure that all equity, fixed income, and derivative trades are accurately and timeously confirmed and settled. They...

Compliance Officer CAT2 Cape Town Our client is looking for a Compliance Officer with CAT2 who is able to provide legal and compliance support on systems, processes and knowledge of financial services regulatory environment. Salary: Market Related Minimum Requirements: Matric3 – 5 years in legal/compliance role in financial environmentBComm Honours / law...

**_Job Specifications_** Responsible for preparation and monitoring trades and activities related to changes to client portfolios under the monitoring of an approved FAIS-compliant representative out of FAIS Supervision Work closely with the Portfolio Management Team, the Invest Operations teams, and other stakeholders involved in effecting changes to client...

Description In this role, the incumbent will play a key role in supporting the Old Mutual Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy and programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit. Key Result Areas • Establishes and embeds an...

**Indigo Brands**, based in Cape Town, is a subsidiary of AVI Limited (AVI). Leaders in personal care and beauty products including female and male perfumed body sprays, roll-on deodorants, body care, face care, colour cosmetics and liquid fragrances. Well-known brands include Yardley - Bond Street, Gorgeous, Lace, English Blazer and Lenthéric -Hoity Toity,...