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Key Individual
4 weeks ago
Boutique financial multi-family office offering advisory seeks a Key Individual & Wealth Manager to join them Superb opportunity to work with a successful founder who has exceptional international networks where the focus is on empowering people with guidance on their financial journeys. With decades of experience in multiple jurisdictions, this team can offer top offshore and onshore solutions to their clients.
**Responsibilities**:
- Act within the standards and rules set by legislation
- Management and Oversight of: Statutory obligations of the FSP, rendering of financial services of the FSP and persons authorized to act on its behalf, business processes and operational ability.
- Act with due care, skill and diligence in the execution of all duties
- Ensuring compliance adherence and fit and proper requirements are met
- Oversight of training, knowledge and skill as required
- Monitoring the activities of representatives appointed under supervision as required
**Requirements**:
- Minimum of a completed finance, investments or wealth management tertiary qualification
- Must be FSCA RE1 (Key Individual) CAT1
- You’re either open to being their Key Individual and / or able to do this as well as bring and grow your own client portfolio.
- Experience with the required regulations, reporting and risk management
- Maintain characteristics of honesty and integrity as required
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Key Individual
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Key Individual
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Cape Town, South Africa Marketing Company Full timeWe are looking for a Key Individual for a Category 1, subcategory 1.3 (Derivative Instruments) for a FSP. The candidate must have the ability, capacity and required decision making powers to actively and effectively manage or oversee the activities of the FSP relating to the rendering of financial services; furthermore, the candidate must hold the...
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Key Individual
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Cape Town, South Africa Marketing Company Full timeWe are looking for a Key Individual for a Category 1, subcategory 1.3 (Derivative Instruments) for a FSP. The candidate must have the ability, capacity and required decision making powers to actively and effectively manage or oversee the activities of the FSP relating to the rendering of financial services; furthermore, the candidate must hold the...
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Key Individual
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Cape Town, South Africa Marketing Company Full timeWe are looking for a Key Individual for a Category 1, subcategory 1.3 (Derivative Instruments) for a FSP. The candidate must have the ability, capacity and required decision making powers to actively and effectively manage or oversee the activities of the FSP relating to the rendering of financial services; furthermore, the candidate must hold the...
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Key Individual
1 week ago
Cape Town, Western Cape, South Africa Marketing Company Full timeWe are looking for a Key Individual for a Category 1, subcategory 1.3 (Derivative Instruments) for a FSP. The candidate must have the ability, capacity and required decision making powers to actively and effectively manage or oversee the activities of the FSP relating to the rendering of financial services; furthermore, the candidate must hold the...
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Key Individual
1 week ago
Cape Town, Western Cape, South Africa CA Financial Appointments Full timeBoutique financial multi-family office offering advisory seeks a Key Individual & Wealth Manager to join them Superb opportunity to work with a successful founder who has exceptional international networks where the focus is on empowering people with guidance on their financial journeys. With decades of experience in multiple jurisdictions, this team can...
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