Financial Compliance Specialist

13 hours ago


South Africa CA Financial Appointments Full time

**Job Overview**

We are currently seeking an experienced Financial Compliance Specialist to join our team at CA Financial Appointments. In this role, you will be responsible for implementing legislation and regulations, driving quality assurance, and ensuring compliance adherence in the Adviser offices.

Key Responsibilities:

  • Develop and maintain a robust compliance framework with stakeholders.
  • Identify and investigate potential compliance breaches, irregularities, and concerns.
  • Review and resolve complaints and Fit and Proper queries in a timely manner.
  • Maintain accurate records of compliance activities and updates.
  • Develop and implement effective compliance procedures and manuals.
  • Manage and report on compliance audit findings.

Requirements:

  • Bachelor's degree in Law or equivalent qualification.
  • Registered FSCA Compliance Officer with relevant SAIFM certification.
  • A minimum of 3-5 years of experience in compliance within the financial services industry.
  • Strong knowledge of FICA, FAIS, and relevant legislation, regulations, and rules.
  • Excellent communication and report writing skills.
  • Strong client relationship building skills.

Benefits: This role offers a competitive salary and benefits package, including opportunities for professional growth and development in a dynamic and supportive environment.

Estimated Salary Range: R800,000 - R1,200,000 per annum.


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