Compliance Officer

1 week ago


South Africa CA Financial Appointments Full time
Job Title: Compliance Officer - Financial Services

CA Financial Appointments is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our clients' businesses operate within the bounds of relevant legislation and regulations.

Key Responsibilities:
  • Manage compliance structures and relationships with stakeholders
  • Identify and investigate potential compliance breaches and irregularities
  • Review and resolve complaints and Fit and Proper queries
  • Maintain accurate and up-to-date compliance records
  • Develop and maintain compliance procedures and manuals
  • Manage and report on compliance audits
Requirements:
  • BCom Law or equivalent qualification
  • Registered FSCA Compliance Officer with relevant SAIFM Compliance certification
  • Minimum 3-5 years compliance experience in the financial services industry
  • Strong knowledge of FICA, FAIS, and relevant legislation and regulations
  • Excellent communication and report writing skills
  • Strong client relationship building skills

Please note that if you have not heard from us within 2 weeks of your application, please consider it as unsuccessful for this particular role. We appreciate your interest in CA Financial Appointments and encourage you to continue following us online for future opportunities.



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