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Compliance Officer

2 months ago

Johannesburg, Gauteng, South Africa Network Recruitment Full time
Compliance Specialist Job Description

As a Compliance Specialist at Network Recruitment, you will play a critical role in ensuring our organization's adherence to regulatory requirements, with a focus on employee benefits, pension funds, and the Financial Advisory and Intermediary Services (FAIS) Act.

Key Responsibilities:
  • Monitor and ensure compliance with relevant regulations and industry standards, including those related to employee benefits, pension funds, and FAIS.
  • Develop, implement, and maintain compliance policies and procedures tailored to the financial services industry.
  • Conduct regular audits and assessments to ensure ongoing compliance with internal policies and external regulations.
  • Oversee compliance aspects related to employee benefits programs, including health insurance, retirement plans, and other benefits.
  • Ensure compliance with regulations governing pension funds and related investment activities.
  • Manage compliance with the FAIS Act, including ensuring that advisory and intermediary services meet regulatory standards.
  • Provide training and guidance to staff on compliance-related matters and industry regulations.
  • Prepare and submit the required regulatory reports and documentation in a timely and accurate manner.
Requirements:
  • BCom in Law/LLB Degree
  • Diploma/Certification in Compliance Management (advantageous)
  • Minimum 5-6 years of experience in compliance management in the financial services sector
  • FAIS experience required
  • Experience with employee benefits and pension funds (advantageous)
  • Excellent communication and report writing skills