Compliance Officer

20 hours ago


Johannesburg, Gauteng, South Africa Old Mutual Full time

Job Summary

Old Mutual is seeking a highly skilled Compliance Officer to join our dynamic team. The successful candidate will be responsible for ensuring that a culture of compliance is embedded across the Business Units and Segments within Old Mutual Life Assurance Company SA and that employees comply with the applicable legislation.

Key Responsibilities

  • Provide general support to the Group Compliance Team in overseeing the day-to-day 2nd line compliance activities for the Product area
  • Provide general support to the Group Compliance Team through monitoring and reporting activities as outlined in the Annual Group Compliance Monitoring Plan
  • Identify compliance focus areas and assist the business in building effective CRMPs and the documenting thereof in the risk management system (CURA)
  • Engage with operational management to discuss the non-compliance and review actions implemented to ensure compliance
  • Coordinate and/or support areas of responsibility with regulatory change items
  • Provide monthly and quarterly compliance feedback to the heads of the Group Functions and Quarterly 2nd line Compliance Reporting
  • Provide 2nd line compliance sign-off on business documents and initiatives in line with regulatory requirements

Requirements

  • Matric
  • Legal Qualification (LLB / BCom Law / BA Law)
  • IT Skills: Ability to utilise software like MS Office: Word, Excel & PowerPoint
  • Report Writing: Ability to write reports to operational management
  • Presentation skills: Ability to present to operational management
  • Analytical: Ability to analyse complex, interrelated data and information
  • Planning and Organising: Proficient planning and organising ability
  • 5 years relevant work experience is preferred
  • Has a detailed knowledge of the financial services industry

Key Behavioural Skills and Attributes

  • Ability to handle a constantly changing legislative environment
  • Excellent inter-personal skills, including influencing skills
  • Ability to collaborate effectively with others to achieve personal and team results
  • Good business acumen and insight
  • A self-starter, with the ability to show initiative and work with minimal guidance
  • Capacity to work under pressure and meet deadlines
  • Solution-driven, passionate, and energetic
  • Possesses a strong sense of ownership and initiative as well as a proactive mind-set

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