Compliance Officer
1 week ago
We are seeking a Compliance Officer to ensure our organization's adherence to regulatory requirements, internal policies, and best practices.
Key Responsibilities:
- Manage physical and digital filing, systems, and databases for the back office
- Onboard clients for various investments, identify compliance requirements, and liaise with clients for compliance requests
- Collate portfolio statements, ensure accuracy, and receive them in order
- Prepare portfolio reviews for clients, interact with stakeholders, and work on Excel workbooks for portfolio reviews, budgeting, and forecasts
- Perform other reasonable requests of Directors or Management
Requirements:
- 3-5 years of experience in an administrative role, preferably in the investment industry
- Matric certification, Bachelor of Commerce, or degree in Finance or Business Management/Accounting
- Proficiency in Microsoft Office (Outlook, Word, Excel, PowerPoint), CRM systems, and IT-related knowledge
- Excellent attention to detail, administration, and organizational skills, with good record-keeping ability
- Ability to work under pressure with tight deadlines, have integrity, and excellent communication skills
Culture and Business Fit:
The ideal candidate must have a strong personality, be presentable, and have a good attitude. Advancement opportunities are based on performance. A car is required for the role.
R15 000 CTC PM
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