Senior Legal and Compliance Officer

1 week ago


Claremont, South Africa Conova Full time

Our client is an award-winning provider of fund, corporate and private wealth services to institutional and private clients.

Their independence and shared ownership culture means they all share the same priority: the best interests of their clients.

**Compliance**
- Expert knowledge and in-depth understanding of CISCA and all the regulations
- Good understanding of FAIS, FICA and POPIA
- Good understanding of FX
- Assist in implementing and maintaining Policies
- Assist with mandate compliance and mandate monitoring
- Analysis and implementation of regulatory changes
- Assist in the implementation of new legislative requirements
- Provide training or prepare material on regulatory changes
- Review of Investment Partner FAIS documents
- Review of legal documents with service providers

**Technical support**
- Legal & Technical query management
- Second pair of eyes on all agreements
- Second pair of eyes on all policies

**Other**
- Must be able to prepare and deliver presentations on topics such as changes in regulations or new developments which impact on our business
- Attend Investment Committee meetings periodically
- Ad hoc projects



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