Compliance Specialist

2 weeks ago


Pretoria, South Africa Professional Sourcing Full time

**Job Overview**:
**Compliance Specialist** - Financial Services**

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**Location: La Lucia, KwaZulu-Natal**

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A **reputable financial services **group** has an exciting opportunity for a **Compliance Specialist**.

**Position Overview**:
The **Compliance Specialist** is responsible for **assisting in developing and implementing procedures** to **ensure** **compliance with regulations/legislation** affecting the business of the Group and **advising internal business** **units on how to meet compliance requirements**.

The **Compliance Specialist** will be **responsible for leading the regulatory** **complaints management** by **developing and implementing a framework aligned with the TCF principles**.

Additionally, the one will be tasked with** ensuring business units stay informed on changes to all applicable laws** **and regulations** monitored by **Group Compliance** and **assists and supports the Senior Compliance Manager** as and when required.

**Key Responsibilities**:

- _Developing, implementing, and managing _**_group compliance program_**_._
- **_Relationship _**_with the relevant_**_ regulatory bodies_**_._
- _Creating and coordinating proper_**_ reporting channels_**_ for _**_compliance issues._**:

- **_Training and awareness_**_ (coordinating and scheduling required compliance training for staff)._

**Q**ualifications and Experience**:

- **Completed Bachelor of Laws (LLB).**:

- **Admitted Attorney** of the **High Court of South Africa**.
- A **minimum of 2 to 3 years’ experience** in **Regulatory Complaints Management** and **General Regulatory** **Compliance** within the **Financial Services Sector** (**Home Loans** and other **Short Term Unsecured Credit** **Products**).



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