Assistant Compliance Officer

Job Title: Compliance Specialist with FAIS ExpertiseAbout the Role:We are seeking a highly motivated and experienced Compliance Specialist to join our team at Horizon Compliance. As a key member of our compliance team, you will be responsible for ensuring that our clients' businesses comply with all relevant legislation and regulations.Key...

Assist with public awareness and guidance tasks to achieve operational and strategic targets in the Guidance and Prevention Unit within the Compliance and Prevention Division. **KEY PERFORMANCE AREAS**: - Assist with undertaking public awareness tasks for awareness events and media publications as directed by the Senior Compliance Officer (SCO); - Assist...

**Job Duties/Responsibilities will include**: - Assist in monitoring compliance with applicable legislation and internal requirements, policies and procedures - Monitoring that employees adhere to company procedures and compliance guidelines including sample testing of employees to ensure compliance - Reviewing QA escalations and advising Compliance...

**Job Description**: **JUNIOR COMPLIANCE OFFICER** **REPORTING TO** Senior Compliance Officer: Advice **PURPOSE OF JOB** **_The person must have extensive FAIS experience and have experience in working with Administration/Supervision/ FAIS of Financial Advisors in a Wealth Managment and/or Financial Services environment _** To form part of the...

Do you have an unwavering attention to detail and an eye for spotting discrepancies? Are you well versed when it comes to managing, overseeing and monitoring Financial Advisory and Intermediary Services (FAIS) compliance so as to ensure compliance? Are you fantastic at evaluation and coaching where required? Raise your hand becauseWE’RE HIRING! It’s our...

Job Title: Compliance OfficerEstimated Salary: R 250,000 - R 300,000 per annumAbout the RoleWe are seeking a highly skilled Compliance Officer to join our dynamic team at Profession Hub.The successful candidate will be responsible for providing administrative support regarding legal contracts with customers.Key Responsibilities:Draft initial contracts and...

Conducting desktop monitoring of institutions regarding registration and reporting compliance; - Responding to public and stakeholder queries on the FIC Act compliance and ML/TF/PF risk matters within prescribed timelines; - Drafting responses to stakeholder correspondence and drafting minutes of stakeholder meetings, within prescribed timelines and...

Job Title: Legal and Compliance AdministratorJob SummaryProfession Hub is seeking an experienced Legal and Compliance Administrator to join our team. The successful candidate will have a strong background in legal administration, with a focus on compliance and regulatory requirements.This is an excellent opportunity for someone looking to advance their...

Permanent position situated in Bellville or Bloemfontein or Pretoria.Your formal education:Related degree (LLB, Bachelors in Law, Finance, Economics, Business Management or related fields).RE1Registered Phase 1 Compliance Officer with the FSCARE3 and/or Certificate in Compliance Management (advantageous)together with 3-5 years related experience in a...

Monitors the level of compliance with relevant laws, regulations, rules, and policies applicable to the business activities and in accordance to the monitoring methodology for POPI, but not limited. As part of the Compliance Function (team), also contributes to develop, administer and monitor internal programmes and processes for compliance with laws,...

Job OverviewWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at the Office of Health Standards Compliance. As an Assistant Director: Compliance Inspectorate, you will play a critical role in ensuring that healthcare establishments meet the highest standards of compliance.

Job Title: Compliance Officer - Financial Services SpecialistCompany Overview: HR Genie is seeking an experienced Compliance Officer to join our team in Bellville, Bloemfontein, or Pretoria.Salary: The estimated salary for this position is R550,000 - R650,000 per annum, depending on experience.Job Description:Regulatory Risk Management: Develop and implement...

Company Description **Job Description**: - Ensure adherence to company Code of Ethics. - Assess need, organize and perform Internal Audits within the assigned regions in terms of quality systems by conducting audits in terms of Health & Safety / Quality / HR compliance and submit a comprehensive report per site visit to the regional manager. - Ensure all...

Risk & Compliance Officer Centurion Pretoria Our client in Centurion Pretoria is looking for a Risk & Compliance Officer in Centurion Pretoria You will be involved in Insurance, financial and legal. You will ensure regulatory requirements, internal policies, and industry standards..Salary Negotiable Min Requirements Bachelor’s degree in Risk...

Risk & Compliance Officer Centurion Pretoria Our client in Centurion Pretoria is looking for a Risk & Compliance Officer in Centurion Pretoria You will be involved in Insurance, financial and legal. You will ensure regulatory requirements, internal policies, and industry standards..Salary Negotiable Min RequirementsBachelor’s degree in Risk Management,...

We are seeking a dedicated Compliance Officer who is mission-driven and passionate about regulatory compliance. The Compliance Officer will be responsible for developing and overseeing standards and processes to ensure effective compliance programs across the organization. This includes assessing and mitigating all regulatory compliance risks and providing...

Requirements: - Degree in accounting or internal auditing - At least 3 years experience in auditing - Understanding and working knowledge of project management - Good organisational skills and understanding of financial monitoring and administration and accounting systems - Experience in developing internal control tools and working papers - Knowledge of...

Gauteng, Pretoria East - R 35000 - R 40000 Monthly Cost To Company Debt Collections Giant looking for a meticulous Legal and Compliance Officer. Based in Pretoria East **Minimum requirements**: - Legal Tertiary Qualification (LLB, BProc) necessary - 3+ Years Experience in Legal and Compliance within the Financial Services Industry a requirement - Exposure...

Requirements: Degree in accounting or internal auditing At least 3 years experience in auditing Understanding and working knowledge of project management Good organisational skills and understanding of financial monitoring and administration and accounting systems Experience in developing internal control tools and working papers Knowledge of general...

Requirements:Degree in accounting or internal auditingAt least 3 years experience in auditingUnderstanding and working knowledge of project managementGood organisational skills and understanding of financial monitoring and administration and accounting systemsExperience in developing internal control tools and working papersKnowledge of general accounting...