Compliance Officer

6 months ago

Pretoria, South Africa Financial Intelligence Centre (FIC) Full time

Conducting desktop monitoring of institutions regarding registration and reporting compliance;
- Responding to public and stakeholder queries on the FIC Act compliance and ML/TF/PF risk matters within prescribed timelines;
- Drafting responses to stakeholder correspondence and drafting minutes of stakeholder meetings, within prescribed timelines and format.- Engage with supervisory bodies and external institutions to monitor and enhance the level of understanding of ML/TF/PF risks and compliance with FIC Act.
- Identify compliance issues experienced and provide compliance solutions to identified issues within assigned industry sectors affected by the FIC Act.
- Develop a sound understanding of the activities and the ML/TF/PF risks of assigned regulated institutions and sectors under the FIC Act.
- Develop expertise in providing forward-thinking compliance direction and advice to regulated institutions, persons and sectors under the FIC Act.
- Build and maintain professional relationships with assigned supervisory bodies, regulated institutions and other stakeholders affected by FIC Act
- Work closely with other Programmes within the Division and FIC to deliver on all outputs.
- Conduct compliance reviews of identified entities, within specified timelines, prepare reports on such reviews and follow up on remedial actions when necessary.
- Review and revise risk-based compliance research papers of existing and new industry sectors or stakeholders, including universe, scope and industry ML/TF/PF risks.
- Timeously respond to assigned public queries.
- Assist with the inspections when required, including the follow up of remedial actions.
- Assist with compliance awareness initiatives including presentations.
- Assist with industry sector risk assessments, including analysing responses, drafting and reviewing resultant reports.
- Adhere to administration and record management policies/procedures within the FIC.

**Education, Skills and Experience**
- Relevant University Degree (e.g. LLB, BCom). Post Graduate Compliance Management qualification is preferred.

  • Compliance Officer

    1 month ago

    Pretoria, Gauteng, South Africa SiG Labour Corporate Full time

    Job Title: Compliance OfficerSiG Labour Corporate is seeking a highly skilled Compliance Officer to join our team in Pretoria Central, Mamelodi, or surrounding areas.Job SummaryThe Compliance Officer will be responsible for ensuring the site's compliance with relevant laws and regulations, as well as maintaining a high level of security and risk...

  • Compliance Officer

    4 weeks ago

    Pretoria, Gauteng, South Africa SiG Labour Corporate Full time

    Job Title: Compliance OfficerSiG Labour Corporate is seeking a highly skilled Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring the site's compliance with all relevant laws and regulations.Key Responsibilities:Monitor and maintain the site's CCTV system to ensure compliance with regulatory...

  • Compliance Officer

    4 weeks ago

    Pretoria, Gauteng, South Africa SiG Labour Corporate Full time

    Job Title: Compliance OfficerSiG Labour Corporate is seeking a highly skilled Compliance Officer to join our team in Pretoria Central, Mamelodi, or surrounding areas.Job SummaryThe Compliance Officer will be responsible for ensuring the site's compliance with relevant laws and regulations, primarily through the use of CCTV. The ideal candidate will have...

  • Compliance Officer

    3 weeks ago

    Pretoria, Gauteng, South Africa SiG Labour Corporate Full time

    Job Title: Compliance OfficerSiG Labour Corporate is seeking a highly skilled Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring that our site operates in compliance with all relevant laws and regulations.Key Responsibilities:Monitor and maintain the site's compliance with PSIRA Grade A...

  • Compliance Officer

    1 month ago

    Pretoria, Gauteng, South Africa SiG Labour Corporate Full time

    Job Title: Compliance OfficerSiG Labour Corporate is seeking a highly skilled Compliance Officer to join our team in Pretoria Central, Mamelodi, or surrounding areas.Job SummaryWe are looking for a detail-oriented and organized individual to oversee the compliance of our site using CCTV. The successful candidate will possess excellent supervisory experience,...

  • Compliance Officer

    1 week ago

    Pretoria, Gauteng, South Africa ES Recruitment Full time

    ES Recruitment seeks a Compliance Administrator to assist the compliance officer with Regulatory and Compliance administration. **Key Responsibilities*** Maintenance of Compliance Policies and Registers* Monthly Reports* Complaints Handling* Compliance Risk Management Plans* Compliance Monitoring* Document processes**Requirements*** Grade 12 (Matric)*...

  • Compliance Officer

    1 week ago

    Pretoria, Gauteng, South Africa Isilumko Staffing Full time

    Job DescriptionJob Title: Compliance OfficerCompany: Isilumko StaffingLocation: [Location]Job Type: Full-timeJob Category: ComplianceAbout Us: Isilumko Staffing is a leading staffing agency that provides top talent to various industries. We are seeking a highly motivated and experienced Compliance Officer to join our team.Key Responsibilities:Provide legal...

  • Compliance Officer

    3 weeks ago

    Pretoria, Gauteng, South Africa Isilumko Staffing Full time

    Job Title: Head of ComplianceIsilumko Staffing is seeking a highly motivated and qualified professional to fill the role of Head of Compliance. As a key member of our team, you will be responsible for ensuring that our organization complies with relevant legislation efficiently and effectively.Key Responsibilities:Providing legal advice and opinions to...

  • Compliance Officer

    3 months ago

    Pretoria, South Africa Numeral Financial Services Group Full time

    Do you have an unwavering attention to detail and an eye for spotting discrepancies? Are you well versed when it comes to managing, overseeing and monitoring Financial Advisory and Intermediary Services (FAIS) compliance so as to ensure compliance? Are you fantastic at evaluation and coaching where required? Raise your hand because WE’RE HIRING! ...

  • Compliance Officer

    3 months ago

    Pretoria, South Africa Status Asset Management Full time

    Do you have an unwavering attention to detail and an eye for spotting discrepancies? Are you well versed when it comes to managing, overseeing and monitoring Financial Advisory and Intermediary Services (FAIS) compliance so as to ensure compliance? Are you fantastic at evaluation and coaching where required? Raise your hand becauseWE’RE HIRING! It’s our...

  • Compliance Officer

    3 months ago

    Pretoria, South Africa Numeral Financial Services Group Full time

    Do you have an unwavering attention to detail and an eye for spotting discrepancies? Are you well versed when it comes to managing, overseeing and monitoring Financial Advisory and Intermediary Services (FAIS) compliance so as to ensure compliance? Are you fantastic at evaluation and coaching where required? Raise your hand becauseWE’RE HIRING! It’s our...

  • Compliance Officer

    1 month ago

    Pretoria, Gauteng, South Africa ES Recruitment Full time

    Compliance Administrator Job DescriptionES Recruitment is seeking a highly skilled Compliance Administrator to join our team. As a key member of our compliance team, you will be responsible for assisting the compliance officer with regulatory and compliance administration.Main Responsibilities:Maintain compliance policies and registersPrepare and submit...

  • Risk & Compliance Officer

    3 days ago

    Pretoria, South Africa Jobted ZA C2 Full time

    Risk & Compliance Officer Centurion Pretoria Our client in Centurion Pretoria is looking for a Risk & Compliance Officer in Centurion Pretoria You will be involved in Insurance, financial and legal. You will ensure regulatory requirements, internal policies, and industry standards.. Salary Negotiable Min Requirements Bachelor’s degree in Risk...

  • Compliance Officer

    2 weeks ago

    Pretoria, Gauteng, South Africa Masthead Ltd Full time

    Job Title: Compliance ConsultantAt Masthead Ltd, our passion is keeping businesses in business. As a national supplier of risk management services to independent financial advisors and other licensed financial service providers (FSPs), we know this can only be achieved through the calibre of people we employ - people who are client-focused, set themselves...

  • Junior Compliance Officer

    5 months ago

    Pretoria, South Africa Watershed Consulting Full time

    **Job Description**: **JUNIOR COMPLIANCE OFFICER** **REPORTING TO** Senior Compliance Officer: Advice **PURPOSE OF JOB** **_The person must have extensive FAIS experience and have experience in working with Administration/Supervision/ FAIS of Financial Advisors in a Wealth Managment and/or Financial Services environment _** To form part of the...

  • Risk & Compliance Officer

    7 days ago

    Pretoria, South Africa FROGG Recruitment Full time

    Risk & Compliance Officer Centurion Pretoria Our client in Centurion Pretoria is looking for a Risk & Compliance Officer in Centurion Pretoria You will be involved in Insurance, financial and legal. You will ensure regulatory requirements, internal policies, and industry standards..Salary Negotiable Min RequirementsBachelor’s degree in Risk Management,...

  • Risk & Compliance Officer

    7 days ago

    Pretoria, South Africa Frogg Recruitment SA Full time

    Risk & Compliance Officer Centurion Pretoria Our client in Centurion Pretoria is looking for a Risk & Compliance Officer in Centurion Pretoria You will be involved in Insurance, financial and legal. You will ensure regulatory requirements, internal policies, and industry standards..Salary Negotiable Min RequirementsBachelor’s degree in Risk Management,...

  • Risk & Compliance Officer

    7 days ago

    Pretoria, South Africa Frogg Recruitment SA Full time

    Risk & Compliance Officer Centurion Pretoria Our client in Centurion Pretoria is looking for a Risk & Compliance Officer in Centurion Pretoria You will be involved in Insurance, financial and legal. You will ensure regulatory requirements, internal policies, and industry standards..Salary Negotiable Min Requirements Bachelor’s degree in Risk...

  • Compliance Officer

    1 month ago

    Pretoria, South Africa SiG Labour Corporate Full time

    COMPLIANCE OFFICER in the Security SeectorThe position mainly consists of members having to observe and run the "compliance" of the site by means of CCTV.Requirements:PSIRA Grade A qualified with renewed certificateGrade 12Valid driver's license and own carComputer literate (Word, Excel, Powerpoint, etc.)Exceptional supervisory experienceExceptional...

  • Compliance Officer

    5 months ago

    Pretoria, South Africa Krypton Mining Full time

    We are seeking a dedicated Compliance Officer who is mission-driven and passionate about regulatory compliance. The Compliance Officer will be responsible for developing and overseeing standards and processes to ensure effective compliance programs across the organization. This includes assessing and mitigating all regulatory compliance risks and providing...