Technical Compliance Officer

My client is currently recruiting for a Category II Compliance Officer positionReporting to the Head:Compliance. You will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments and...

Minimum requirements:Relevant qualification such as B Com Law or equivalentMust be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM Compliance certification3 5 years compliance experience in the financial services industryKnowledge of FICA, FAIS and relevant legislation, regulations and rulesRelevant knowledge, skills and...

We are seeking a dedicated Compliance Officer who is mission-driven and passionate about regulatory compliance. The Compliance Officer will be responsible for developing and overseeing standards and processes to ensure effective compliance programs across the organization. This includes assessing and mitigating all regulatory compliance risks and providing...

Leading blue-chip company is looking for an IT Compliance Officer who will be responsible for developing, administering and monitoring the Information Security, Business Continuity and IT Quality Compliance Management Program at the company. This position plans, organizes, and controls the company’s day-to-day Information Security, Business Continuity and...

Our client is scouting for an exceptional Senior Compliance Officer specifically in the short term sector. The successful individual would need to assist the management team with the coordination; facilitation and management of Compliance and Advice through creating analytical tools; reporting and developing networks; providing advice to minimise regulatory;...

Our client, who is one of the largest leading insurance, asset management, and wealth management companies in South Africa, is on the hunt for an individual to take on the role of a Key Individual Compliance Officer where the successful candidate will monitor and provide assurance on the adherence to the Key Individual compliance requirements and practices...

**Grade**: P3 **Contractual Arrangement**: Fixed-term appointment **Contract Duration (Years, Months, Days)**: Two (02) years **Job Posting**: Feb 6, 2024, 3:07:13 AM **Closing Date**: Feb 26, 2024, 4:59:00 PM **Primary Location**: South Africa-Pretoria **Organization**: AF/GMC General Management and Coordination **Schedule**: Full-time **OBJECTIVES...

Career VacancyKEY INFORMATIONPOSITION:Compliance Officer (Category I and Category II)REPORTING TO:Regional ManagerLOCATION:PretoriaBUSINESS UNIT:ComplianceSTART DATE:1 July 2023***- To effectively deliver a quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as per FSCA, FICA, POPI,...

**Job Description**: **JUNIOR COMPLIANCE OFFICER** **REPORTING TO** Senior Compliance Officer: Advice **PURPOSE OF JOB** **_The person must have extensive FAIS experience and have experience in working with Administration/Supervision/ FAIS of Financial Advisors in a Wealth Managment and/or Financial Services environment _** To form part of the...

We are seeking a dedicated Compliance Officer who is mission-driven and passionate about regulatory compliance. The Compliance Officer will be responsible for developing and overseeing standards and processes to ensure effective compliance programs across the organization. This includes assessing and mitigating all regulatory compliance risks and providing...

IT related company Sales coordinator, develop and execute award-winning sales and marketing campaigns. Our clients range from banking and finance, renewable energy, telecommunications, media, and the charity sector. All of which are chomping at the bit (just like we are) to get back to work.We are looking to find ambitious, talented, and self-motivated...

Job TypeGroups R Us (Pty)Ltd is looking to hire an internal compliance officer to complete a three year training internship process under our external compliance officer, within our Pretoria branches.The job is demanding and highly nuanced and will require:Preferably a qualification in law or an insurance related field or at least 5 years of industry related...

COMPANY PRESENTATION WHO began when our Constitution came into force on 7 April 1948 - a date we now celebrate every year as World Health Day. We are now more than 7000 people from more than 150 countries working in 150 country offices, in 6 regional offices and at our headquarters in Geneva. - Our primary role is to direct and coordinate international...

Job Overview:AML Compliance Officer (Financial Services)Location:La Lucia, Durban, KwaZulu-Natal- _Position Overview:One will form part of the Compliance Function providing specialist support to the Group Compliance team to enable the Board of Directors discharge their compliance obligations for the Group entities, in terms of applicable legislation,...

Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Create Alert Select how often (in days) to receive an alert: Compliance Officer: GO: LS: Compliance: Houghton (JG11) Sanlam Life and Savings (SLS) is focused on serving our retail and corporate clients in South Africa and further developing our strategic advantages in...

To provide effective and efficient control and monitoring of all risk and compliance management activities REQUIRED MINIMUM WORK EXPERIENCEImplement risk management practicesIdentify and assess risks within the company environment in collaboration with Manager.Provide recommendations into the risk management action plan.Implement the risk awareness plan, as...

Conducting desktop monitoring of institutions regarding registration and reporting compliance; - Responding to public and stakeholder queries on the FIC Act compliance and ML/TF/PF risk matters within prescribed timelines; - Drafting responses to stakeholder correspondence and drafting minutes of stakeholder meetings, within prescribed timelines and...

Gauteng, Pretoria East R R 40000 Monthly Cost To CompanyDebt Collections Giant looking for a meticulous Legal and Compliance Officer. Based in Pretoria EastMinimum requirements: Legal Tertiary Qualification (LLB, BProc) necessary 3+ Years Experience in Legal and Compliance within the Financial Services Industry a requirement Exposure to Companies Act, Tax...

KEY PERFORMANCE AREAS: Engage with external stakeholders to ensure compliance with the FIC Act, exchange information, provide solutions and solve queries, related to standard matters, under limited guidance; Identify problems and issues experienced within industry sectors affected by the FIC Act Administration of the compliance query process in accordance...

Requirements :Relevant Legal / Commercial / Audit qualificationCompliance Practitioner (CPRAC) Qualification5 years compliance / Risk Management related experienceMarket analysis researchGeneral business management knowledgeExperience in developing and implementing compliance policies and proceduresShould you meet the above requirements and want to make a...