FAIS Compliance Officer

Job Title: Compliance Specialist with FAIS ExpertiseAbout the Role:We are seeking a highly motivated and experienced Compliance Specialist to join our team at Horizon Compliance. As a key member of our compliance team, you will be responsible for ensuring that our clients' businesses comply with all relevant legislation and regulations.Key...

Monitors the level of compliance with FSCA laws, regulations, rules, and policies applicable to the business activities and in accordance to the monitoring methodology. As part of the Compliance Function (team), also contributes to develop, administer and monitor internal programmes and processes for compliance with laws, regulations and rules governing...

**Purpose of the job**: Qualified Key Individual to manage and oversee the FAIS and sales related activities of the FSP **Key Stakeholders**: **Internal** CEO, Regional and Area Managers, Branch Operations, IT, HR, Compliance **External** FSCA, External FAIS Compliance Officer and Training Service Provider **Outputs / Responsibilities**: 1 Manage and...

Job Title: Compliance OfficerEstimated Salary: R 250,000 - R 300,000 per annumAbout the RoleWe are seeking a highly skilled Compliance Officer to join our dynamic team at Profession Hub.The successful candidate will be responsible for providing administrative support regarding legal contracts with customers.Key Responsibilities:Draft initial contracts and...

**Compliance Officer **required for a large financial company based in **East London, Eastern Cape** **Requirements**: - Have a BCom Financial Planning or equivalent qualification (a Compliance and Risk Certificate will be advantageous) - 2 years or more Compliance Department experience - Experience with FAIS and FICA is essential - Knowledge of JSE...

MINIMUM REQUIREMENTS QUALIFICATIONS & EXPERIENCE - A FSCA recognised qualification preference will be given to a BCOM, Legal or Accounting degree - Registered Category I Compliance Officer with the FSCA (Compulsory). - Relevant experience in the financial Industry, preference in compliance or risk management within the financial services industry. - A valid...

**Job Description**: **JUNIOR COMPLIANCE OFFICER** **REPORTING TO** Senior Compliance Officer: Advice **PURPOSE OF JOB** **_The person must have extensive FAIS experience and have experience in working with Administration/Supervision/ FAIS of Financial Advisors in a Wealth Managment and/or Financial Services environment _** To form part of the...

MINIMUM REQUIREMENTS QUALIFICATIONS & EXPERIENCE A FSCA recognised qualification preference will be given to a BCOM, Legal or Accounting degree Registered Category I Compliance Officer with the FSCA (Compulsory). Relevant experience in the financial Industry, preference in compliance or risk management within the financial services industry. A valid drivers...

MINIMUM REQUIREMENTSQUALIFICATIONS & EXPERIENCEA FSCA recognised qualification preference will be given to a BCOM, Legal or Accounting degreeRegistered Category I Compliance Officer with the FSCA (Compulsory).Relevant experience in the financial Industry, preference in compliance or risk management within the financial services industry.A valid drivers...

Do you have an unwavering attention to detail and an eye for spotting discrepancies? Are you well versed when it comes to managing, overseeing and monitoring Financial Advisory and Intermediary Services (FAIS) compliance so as to ensure compliance? Are you fantastic at evaluation and coaching where required? Raise your hand becauseWE’RE HIRING! It’s our...

Job Title: Legal and Compliance AdministratorJob SummaryProfession Hub is seeking an experienced Legal and Compliance Administrator to join our team. The successful candidate will have a strong background in legal administration, with a focus on compliance and regulatory requirements.This is an excellent opportunity for someone looking to advance their...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Numeral Financial Services Group.About the RoleThis is a challenging and rewarding role that involves implementing and enforcing compliance programmes, maintaining awareness of regulatory frameworks, and providing guidance on conformance with applicable laws and...

Job Title: Legal and Compliance AdministratorCompany OverviewProfession Hub is a leading provider of professional services, dedicated to delivering exceptional results to our clients.We are seeking an experienced Legal and Compliance Administrator to join our team. As a key member of our team, you will be responsible for ensuring that our business operations...

Profession Hub is a dynamic organization seeking a skilled Compliance and Governance Coordinator to support the expansion of its services.Job SummaryThis role is responsible for providing administrative support in legal contract matters, including drafting, filing documents, and communicating relevant information. The ideal candidate will have a strong...

Job DescriptionWe are seeking a skilled Regulatory Compliance Specialist to join our team at Profession Hub.Job Summary:The successful candidate will be responsible for providing administrative support regarding legal contracts with customers, drafting documents and relevant materials, and communicating such data.Key Responsibilities:Draft initial contracts...

Bring your possibility to life! Define your career with us - With over 100 years of rich history and strongly positioned as a local bank with regional and international expertise, a career with our family offers the opportunity to be part of this exciting growth journey, to reset our future and shape our destiny as a proudly African group.Job Summary To...

Our client is searching for a passionate and qualified individual to expand its dynamic team to enhance services to the clients. Job Purpose: To provide administrative support regarding legal contracts with customers. The role is responsible for drafting, filing documents and relevant materials, drafting reports and contracts and communicating such data. ...

Our client is searching for a passionate and qualified individual to expand its dynamic team to enhance services to the clients.Job Purpose: To provide administrative support regarding legal contracts with customers. The role is responsible for drafting, filing documents and relevant materials, drafting reports and contracts and communicating such...

Commercial Insurance Office Manager - Pretoria East Our client in the Insurance industry is looking for an Office Manager to manage and oversee branch administration and support to sales. **Responsibilities**: - Manage new business policy administration - Oversee the submission of claims registers - Manage compliance and effectiveness of client service...

Job DetailsWe are seeking a skilled Compliance Officer to join our team at Numeral Financial Services Group in Johannesburg.About the RoleThis is a challenging and rewarding role that involves implementing and enforcing compliance programmes, maintaining awareness of regulatory frameworks, and providing guidance on conformance with applicable laws and...