FAIS Compliance Officer

Job title : Junior FAIS Compliance Officer(Pretoria) Job Location : Gauteng, Pretoria Deadline : December 28, 2024 Quick Recommended Links Jobs by Location Job by industries Main Requirements: You need to have at least 1- 2 years of experience in the Legal or Financial Services industry – either fully approved or rendering CO services...

Job Title: Compliance Specialist with FAIS ExpertiseAbout the Role:We are seeking a highly motivated and experienced Compliance Specialist to join our team at Horizon Compliance. As a key member of our compliance team, you will be responsible for ensuring that our clients' businesses comply with all relevant legislation and regulations.Key...

**Purpose of the job**: Qualified Key Individual to manage and oversee the FAIS and sales related activities of the FSP **Key Stakeholders**: **Internal** CEO, Regional and Area Managers, Branch Operations, IT, HR, Compliance **External** FSCA, External FAIS Compliance Officer and Training Service Provider **Outputs / Responsibilities**: 1 Manage and...

Job Title: Compliance OfficerEstimated Salary: R 250,000 - R 300,000 per annumAbout the RoleWe are seeking a highly skilled Compliance Officer to join our dynamic team at Profession Hub.The successful candidate will be responsible for providing administrative support regarding legal contracts with customers.Key Responsibilities:Draft initial contracts and...

MINIMUM REQUIREMENTS QUALIFICATIONS & EXPERIENCE - A FSCA recognised qualification preference will be given to a BCOM, Legal or Accounting degree - Registered Category I Compliance Officer with the FSCA (Compulsory). - Relevant experience in the financial Industry, preference in compliance or risk management within the financial services industry. - A valid...

**Job Description**: **JUNIOR COMPLIANCE OFFICER** **REPORTING TO** Senior Compliance Officer: Advice **PURPOSE OF JOB** **_The person must have extensive FAIS experience and have experience in working with Administration/Supervision/ FAIS of Financial Advisors in a Wealth Managment and/or Financial Services environment _** To form part of the...

MINIMUM REQUIREMENTS QUALIFICATIONS & EXPERIENCE A FSCA recognised qualification preference will be given to a BCOM, Legal or Accounting degree Registered Category I Compliance Officer with the FSCA (Compulsory). Relevant experience in the financial Industry, preference in compliance or risk management within the financial services industry. A valid drivers...

Do you have an unwavering attention to detail and an eye for spotting discrepancies? Are you well versed when it comes to managing, overseeing and monitoring Financial Advisory and Intermediary Services (FAIS) compliance so as to ensure compliance? Are you fantastic at evaluation and coaching where required? Raise your hand becauseWE’RE HIRING! It’s our...

Job Title: Legal and Compliance AdministratorJob SummaryProfession Hub is seeking an experienced Legal and Compliance Administrator to join our team. The successful candidate will have a strong background in legal administration, with a focus on compliance and regulatory requirements.This is an excellent opportunity for someone looking to advance their...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Numeral Financial Services Group.About the RoleThis is a challenging and rewarding role that involves implementing and enforcing compliance programmes, maintaining awareness of regulatory frameworks, and providing guidance on conformance with applicable laws and...

Job Title: Legal and Compliance AdministratorCompany OverviewProfession Hub is a leading provider of professional services, dedicated to delivering exceptional results to our clients.We are seeking an experienced Legal and Compliance Administrator to join our team. As a key member of our team, you will be responsible for ensuring that our business operations...

Job Title: Regulatory Compliance SpecialistAt Profession Hub, we are seeking a highly skilled Regulatory Compliance Specialist to join our dynamic team. The successful candidate will be responsible for providing administrative support regarding legal contracts with clients.Draft initial contracts and termination of service agreements for clients.Update the...

Profession Hub is a dynamic organization seeking a skilled Compliance and Governance Coordinator to support the expansion of its services.Job SummaryThis role is responsible for providing administrative support in legal contract matters, including drafting, filing documents, and communicating relevant information. The ideal candidate will have a strong...

Job DescriptionWe are seeking a skilled Regulatory Compliance Specialist to join our team at Profession Hub.Job Summary:The successful candidate will be responsible for providing administrative support regarding legal contracts with customers, drafting documents and relevant materials, and communicating such data.Key Responsibilities:Draft initial contracts...

Our client is searching for a passionate and qualified individual to expand its dynamic team to enhance services to the clients.Job Purpose: To provide administrative support regarding legal contracts with customers. The role is responsible for drafting, filing documents and relevant materials, drafting reports and contracts and communicating such...

Our client is searching for a passionate and qualified individual to expand its dynamic team to enhance services to the clients. Job Purpose: To provide administrative support regarding legal contracts with customers. The role is responsible for drafting, filing documents and relevant materials, drafting reports and contracts and communicating such data. ...

Commercial Insurance Office Manager - Pretoria East Our client in the Insurance industry is looking for an Office Manager to manage and oversee branch administration and support to sales. **Responsibilities**: - Manage new business policy administration - Oversee the submission of claims registers - Manage compliance and effectiveness of client service...

Job DescriptionWe are seeking a highly skilled Compliance Officer to join our team at Numeral XII (Pty) Ltd. in the capacity of ensuring compliance with Financial Advisory and Intermediary Services (FAIS) Act, code of conduct, and requirements.Responsibilities:Implement and Enforce Compliance Programs: Develop, initiate, maintain and revise policies and...

Job DetailsWe are seeking a skilled Compliance Officer to join our team at Numeral Financial Services Group in Johannesburg.About the RoleThis is a challenging and rewarding role that involves implementing and enforcing compliance programmes, maintaining awareness of regulatory frameworks, and providing guidance on conformance with applicable laws and...

Risk & Compliance Officer Centurion Pretoria Our client in Centurion Pretoria is looking for a Risk & Compliance Officer in Centurion Pretoria You will be involved in Insurance, financial and legal. You will ensure regulatory requirements, internal policies, and industry standards.. Salary Negotiable Min Requirements Bachelor’s degree in Risk...