Key Individual

2 weeks ago


Johannesburg, Gauteng, South Africa Zan-zib financial solutions Full time

Position:
Key Individual (KI) CAT I


Location:
Johannesburg (remote)

Employment type:
Part time

We would like you to join us in the capacity of Key Individual. This role plays an integral part in our team, as you report on FSCA compliance within our FSP. We want an individual who will ensure the company complies with applicable laws and statutory obligations.

DUTIES
Ensures the FSP has Policies & Procedures in place.

Ensures compliance with the General Code of Conduct and Fit & Proper Requirements.

Fulfills contractual obligations as per the agreement in place. Ensures business processes are in place and the Firm's operational ability is sustainable.

Ensures the firm complies with applicable laws and statutory obligations.

REQUIREMENTS
Experience in subcategory A and B1 (long term and short term insurance)

Undergraduate degree, preferred or minimum NQF Level 5 in Finance, Business and/or Wealth Management or any FSCA recognized qualification

Minimum 1 year FSP management experience.

Must be able to act as KI for a Cat I

RE1 and Re5 required

CPD required

Minimum 120 credits

Job Type:
Part-time

Pay:
R4 000,00 - R7 000,00 per month

Expected hours:
No more than 4 per week

Education:

  • Certificate (required)

Experience:

  • FSP managerial: 1 year (required)

Location:

  • Johannesburg, Gauteng (required)
Application Deadline: 2024/05/04

Expected Start Date: 2024/05/25
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