Officer, Compliance, SIL

2 months ago

Johannesburg, South Africa Standard Bank of South Africa Limited Full time

Location: ZA, GP, Johannesburg, Baker Street 30

To enable the execution of Compliance Risk Management processes and activities within a specific business/functional area, ensuring that operations are compliant to avoid operational losses, fines, penalties, or reputational damage to the organisation and to enable the competitive advantage of the organisation.

Responsibilities

- Analyse the operational activities within a functional area to identify compliance risks and ensure adherence to the relevant Standard Bank Group compliance frameworks and standards.
- Complete and maintain a Business Unit specific Regulatory Universe to effectively enable the organisation's adherence to the required legislative requirements.
- Complete and contribute to compliance reports as required by various governance structures, committees, and regulations, particularly regarding the compliance performance of the business unit.
- Develop a risk-based monitoring plan.
- Execute routine and deep dive monitoring.

Qualifications

- Relevant Degree (Audit / Business Commerce / Legal - Minimum)
- Post Graduate Qualification (Audit / Insurance) - Preferred

Experience Required

3 - 5 years: Specialised compliance knowledge in insurance regulations.

5 - 7 years: Expert experience in Compliance with a sound knowledge of the relevant regulatory requirements and upcoming developments applicable to a specific business area, as well as a solid understanding of banking products and activities.

- Audit: The ability to analyse process controls for effectiveness from a design and implementation perspective.

Business Process Modelling: The ability to create mechanisms to ensure that designed processes are implemented correctly and that process changes are made thoughtfully, considering the impacts on people, other processes, and technology.

Financial: Knowledge and understanding of costing, budgeting, and finance concepts, and the understanding and application of related processes and procedures.

Governance, Risk, Compliance: General awareness of risk management practices in a financial services organisation.

Legal: Insight into and understanding of the various laws and regulations regulating the financial services industry.

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