Compliance Officer

8 months ago

Johannesburg, South Africa Jenrec Pty Ltd Full time

**Purpose of the role**:
The Africa Regional Compliance Officer will be responsible for ensuring that all legal entities comply with all relevant laws, regulations, and internal policies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliance matters.

**Professional Qualifications & Experience**:
Essential Qualification:

- Bachelor’s degree in finance, accounting, business, or law.
- CA(SA) with articles will be advantageous.
- Several years of relevant work experience in compliance, regulatory affairs, risk management, or a related field.
- Experience in developing and implementing compliance programs.
- Familiarity with industry-specific regulations and standards.

**Responsibilities**:

- Ensuring compliance across all existing legal
- Monitor and support the Finance, Operational and Commercial functions to ensure adherence to local and Group policies.
- Engage various key stakeholders in the business and within the Group
- Expected to travel from time to time.
- Extensive experience in the finance domain.
- Compliance to various Group reporting requirements.
- Monitor business adherence of key deliverables as required by the Group Internal Audit and Balance Sheet Review agendas.
- Reviewing various legal agreements and coordinating external reviews with any necessary external law firms if deemed necessary.
- Develop and Implement Compliance Policies:

- Formulate, revise, and implement company-wide compliance policies and procedures.
- Ensure that policies align with applicable local laws and regulations.
- Ensure that the following Regional and internal policies are implemented and adhered to:
Export Control and Sanctions

Data Protection

Group Trade Policy

Business Partners

Entity Internal Control Self-Assessment (ICSA)

Africa Regional Delegation of Authority (DoA)
- Conduct regular compliance audits to identify and address potential areas of risk.
- Ensure compliance with all Group deadlines, including those related to internal policies, Internal Audit, Business Balance Sheet Review, or any other Group compliance-related deadline.
- Maintain and update a compliance risk register.
- Provide training to employees on compliance-related matters.
- Raise awareness of compliance standards and expectations.
- Assist the HR function to monitor adherence to the Group compliance training requirements.
- Ensure timely and accurate submission of required regulatory reports.
- Stay informed about changes in relevant laws and regulations.
- Investigate reports of potential non-compliance and implement corrective actions.
- Collaborate with relevant departments to resolve compliance issues.
- Maintain accurate and up-to-date records related to compliance activities.
- Develop and maintain a document control system for compliance documents.
- Serve as the primary contact and attend various internal meetings with Divisional compliance stakeholders.
- Regularly communicate with Africa Regional stakeholders regarding compliance updates and changes.
- Collaborate with internal departments to promote a culture of compliance.
- Serve as the primary point of contact for regulatory agencies.
- Coordinate external reviews and audits with law firms and regulatory bodies.

**Key Competencies & Personal Attributes**:

- Good team player who understands the importance of meeting deadlines.
- Thrives in a busy, challenging environment.
- An excellent communicator.
- Fluent in English.
- Ability to understand broader business issues and risks.
- Commercial awareness.
- Highly organized
- Problem -solving skills

**Job Types**: Full-time, Permanent

  • Compliance Officer

    7 months ago

    Johannesburg, South Africa The Recruitment Council Full time

    Compliance Officer position.Reporting to the Head:Compliance Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- andshort-term assurance, collective investments and stockbroking).Responsibilities: Maintain a...

  • Compliance Officer

    7 months ago

    Johannesburg, South Africa Six Sense Full time

    Gauteng, JHB - Eastern Suburbs - Annually Cost To Company (Market related) A well-established business is seeking to appoint a Compliance Officer The main purpose of the job is to provide support in the management of the compliance and information (PAIA and POPIA) management functions, so as to ensure that all compliance related matters are timeously...

  • Compliance Officer

    6 months ago

    Johannesburg, South Africa African Unity Life Ltd Full time

    An authorised financial services provider, operating within the Life insurance industry in South Africa, requires the services of a **Compliance Officer**. Job Summary: **We are seeking a diligent and proactive Compliance Officer to ensure the highest standards of compliance in our operations. This pivotal role involves monitoring, reviewing for compliance...

  • Compliance Officer

    7 months ago

    Johannesburg, South Africa Workspace Recruitment Full time

    DUBAI OPPORTUNITY:A Tobacco company, a prominent player in the tobacco industry with global Offices is currently seeking a Compliance Officer for their Dubai offices. The company offers relocation assistance, and all related expenses will be covered. Additionally, Dubai has a tax-free environment, and the company provides coverage for medical aid and other...

  • Compliance Officer

    7 months ago

    Johannesburg, South Africa Jenrec Full time

    The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliancematters. **General**: The...

  • Compliance Officer

    1 week ago

    Johannesburg, South Africa Trive Full time

    Trive South Africa (PTY) Ltd offices are at 4 Karen Street, Bryanston (off Peter Place). Headquartered in Netherlands, Trive was established in 2010 and has grown in a mere 11 years to a global financial services company, with offices currently over 20 countries and a total workforce of over 2.000 people. Trive services provide investors services with easy...

  • Compliance Officer

    4 days ago

    Johannesburg, South Africa MSP Staffing LTD Full time

    We are seeking a highly skilled and experienced Compliance Officer to join our client in the logistics industry. This is a key role for someone with a strong background in both logistics and compliance, who is eager to contribute their expertise to a growing company. If you have the qualifications and experience to ensure the organization meets all...

  • Compliance Officer

    2 days ago

    Johannesburg, South Africa Affirmative Portfolios Full time

    **Legal ~ Miscellaneous** **JHB North** ***: **JOB OUTLINE** **COMPLIANCE OFFICER** **JOHANNESBURG NORTH** **SALARY - MARKET RELATED** **MUST HAVE EXPERIENCE WORKING IN THE BANKING AND FINANCE INDUSTRY - NOT NEGOTIABLE** **Anti-Money Laundering Control Officer** **Category**: Legal **Reports to** - The Compliance Manager **Education Level**: -...

  • Compliance Officer

    7 months ago

    Johannesburg, South Africa Mass Staffing Projects Full time

    **Job Information** - Location- Johannesburg- Salary- R450k - R400k- Job Type- Permanent- Education- BCom Law / LLB- Experience- 2 - 4 Years- Reference- 011620FGCOMP01- - finance.jobs(at)staffingprojects.co.za- Fax- 0865728847A leading, forward thinking bank based in Sandton is currently looking for a Compliance Officer. You should have previous exposure to...

  • Compliance Officer

    2 months ago

    Johannesburg, South Africa Frogg Recruitment SA Full time

    Compliance Officer Sandton Johannesburg Gauteng Our client in insurance financial services is looking for a compliance officer with 3-5 years experience.Salary Negotiable Min Requirements A bachelor’s degree in Law, Business, or a related field.Proven experience as a Compliance Officer or similar role within the insurance / financial services...

  • Compliance Officer

    2 months ago

    Johannesburg, South Africa Frogg Recruitment SA Full time

    Compliance Officer Sandton Johannesburg Gauteng  Our client in insurance financial services is looking for a compliance officer with 3-5 years experience. Salary Negotiable Min Requirements A bachelor’s degree in Law, Business, or a related field. Proven experience as a Compliance Officer or similar role within the insurance / financial services...

  • Compliance Officer

    7 months ago

    Johannesburg North, South Africa Moving Heads Personnel Full time

    Responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence. - Maintain a compliance framework in collaboration with the relevant stakeholders. - Identify potential compliance breaches and investigate compliance irregularities or areas of concern. - Review, register and resolve complaints...

  • Compliance Officer

    2 months ago

    Johannesburg, South Africa Nedbank Full time

    **Job Classification** - Job Requisition - 136602 Closing Date - 01 November 2024 Location - Johannesburg Cluster - Nedbank Insurance Please Note: Preference will be given to applicants from Underrepresented Groups- Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional - FAIS...

  • Compliance Officer

    4 months ago

    Johannesburg, South Africa Nedbank Full time

    **Job Classification** - **REQ: 135970 - Refilwe Falatsi**: - **Closing Date: 23 September 2024**: - **Division: Wealth Management SA | Compliance Officer**: - **Employment Equity Statement: Preference will be given to Individuals from underrepresented groups.** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership...

  • Compliance Officer

    3 weeks ago

    Johannesburg, Gauteng, South Africa AJ Personnel Full time

    Job ResponsibilitiesAs a Compliance Officer, you will be responsible for planning and executing internal audits at all departments and business units. You will assess the adequacy and effectiveness of internal controls, compliance with internal policies, procedures, and processes.You will also ensure compliance with relevant internal and external policies,...

  • Compliance Officer

    5 days ago

    Johannesburg, South Africa TotalEnergies Full time

    Communication, Finance, Legal Affairs, Logistics JOHANNESBURG-BIERMANN AV(ZAF) South Africa **The Business Support team seeks to appoint a Compliance officer.** **You will be responsible for regulatory compliance within Logistics** **Compliance**: - Develop, initiate, maintain and revise policies and procedures for the general operation of the...

  • Compliance Officer

    7 months ago

    Johannesburg, South Africa Cashbuild Full time

    **About the job COMPLIANCE OFFICER**: **Description**: To ensure legal compliance with laws, regulations, and rules relevant to the Cashbuild Group of companies in the territories within which the Group operates. **Requirements**: - Relevant university degree (i.e., LLB, BCom etc.). - Up to date awareness / knowledge of the compliance universe - At least...

  • Compliance Officer

    1 week ago

    Johannesburg, South Africa Sagen Advisory Full time

    The vibrant family-friendly, community-focused, social club is expanding its club to different regions of South Africa and would like to hire a motivated and experienced compliance officer to guarantee that their social club processes and transactions follow all relevant legal and internal guidelines. Our client has their focuses on developing a great...

  • Compliance Officer

    3 days ago

    Johannesburg, South Africa Synergy Jobs (Pty) Ltd Full time

    **Position**: ***Compliance Officer **Location**:Pineslopes, Johannesburg **Salary**: R360k per annum **Experience and Qualification** - ISO27001 Experience - GDPD Experience - POPI Experience

  • Compliance Officer

    3 weeks ago

    Johannesburg, Gauteng, South Africa Easy Recruit SA Full time

    **The Perfect Candidate:**We are looking for a Compliance Officer who is passionate about ensuring that our food products meet the highest standards of quality and safety.The successful candidate will have a strong background in quality assurance, with experience in inspecting food products and ensuring compliance with regulatory...