Compliance Officer

Compliance Officer position.Reporting to the Head:Compliance Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- andshort-term assurance, collective investments and stockbroking).Responsibilities: Maintain a...

Gauteng, JHB - Eastern Suburbs - Annually Cost To Company (Market related) A well-established business is seeking to appoint a Compliance Officer The main purpose of the job is to provide support in the management of the compliance and information (PAIA and POPIA) management functions, so as to ensure that all compliance related matters are timeously...

An authorised financial services provider, operating within the Life insurance industry in South Africa, requires the services of a **Compliance Officer**. Job Summary: **We are seeking a diligent and proactive Compliance Officer to ensure the highest standards of compliance in our operations. This pivotal role involves monitoring, reviewing for compliance...

DUBAI OPPORTUNITY:A Tobacco company, a prominent player in the tobacco industry with global Offices is currently seeking a Compliance Officer for their Dubai offices. The company offers relocation assistance, and all related expenses will be covered. Additionally, Dubai has a tax-free environment, and the company provides coverage for medical aid and other...

Trive South Africa (PTY) Ltd offices are at 4 Karen Street, Bryanston (off Peter Place). Headquartered in Netherlands, Trive was established in 2010 and has grown in a mere 11 years to a global financial services company, with offices currently over 20 countries and a total workforce of over 2.000 people. Trive services provide investors services with easy...

**COMPLIANCE OFFICER** **JOHANNESBURG NORTH** **Department -** Risk and Compliance **Reports to -** Chief Risk Officer **Competency Profile** **Outputs** The individual will be responsible for managing the Compliance function at the company, which will include: - Identification of applicable legislation that the company needs to comply with and...

**Legal ~ Miscellaneous** **JHB North** ***: **JOB OUTLINE** **COMPLIANCE OFFICER** **JOHANNESBURG NORTH** **SALARY - MARKET RELATED** **MUST HAVE EXPERIENCE WORKING IN THE BANKING AND FINANCE INDUSTRY - NOT NEGOTIABLE** **Anti-Money Laundering Control Officer** **Category**: Legal **Reports to** - The Compliance Manager **Education Level**: -...

**Job Information** - Location- Johannesburg- Salary- R450k - R400k- Job Type- Permanent- Education- BCom Law / LLB- Experience- 2 - 4 Years- Reference- 011620FGCOMP01- - finance.jobs(at)staffingprojects.co.za- Fax- 0865728847A leading, forward thinking bank based in Sandton is currently looking for a Compliance Officer. You should have previous exposure to...

Keen to become part of a truly global, collaborative team of professionals? Your journey begins here. Purpose The role of a Compliance Officer is primarily to conduct CDD on new clients and ensure that the relevant AML policies and procedures to which the firm adheres to are fulfilled at all times. A Compliance Officer will be required to revies work...

**Job Classification** - Job Requisition - 136602 Closing Date - 01 November 2024 Location - Johannesburg Cluster - Nedbank Insurance Please Note: Preference will be given to applicants from Underrepresented Groups- Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership Pipeline- Manage Self: Professional - FAIS...

Responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence. - Maintain a compliance framework in collaboration with the relevant stakeholders. - Identify potential compliance breaches and investigate compliance irregularities or areas of concern. - Review, register and resolve complaints...

**Job Classification** - **REQ: 135970 - Refilwe Falatsi**: - **Closing Date: 23 September 2024**: - **Division: Wealth Management SA | Compliance Officer**: - **Employment Equity Statement: Preference will be given to Individuals from underrepresented groups.** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership...

**Job Advert Summary**: The Compliance and Risk Management Division within Hollard, Group Finance and Assurance is looking for a Compliance Officer to join their team. Reporting to the Senior Compliance Manager, the incumbent will assume responsibility for assisting in developing, implementing, and maintaining a system of compliance for the Hollard...

Compliance Officer Gauteng, Woodmead. **Duties**: - Engage Stakeholders at a senior level. - Problem solving and attention to detail. - Optimize workflow procedures in the office, assist colleagues and executives in planning and distributing information. - Ensure that the company is up to date with all the new developments in relevant legislation. -...

Job ResponsibilitiesAs a Compliance Officer, you will be responsible for planning and executing internal audits at all departments and business units. You will assess the adequacy and effectiveness of internal controls, compliance with internal policies, procedures, and processes.You will also ensure compliance with relevant internal and external policies,...

Communication, Finance, Legal Affairs, Logistics JOHANNESBURG-BIERMANN AV(ZAF) South Africa **The Business Support team seeks to appoint a Compliance officer.** **You will be responsible for regulatory compliance within Logistics** **Compliance**: - Develop, initiate, maintain and revise policies and procedures for the general operation of the...

**About the job COMPLIANCE OFFICER**: **Description**: To ensure legal compliance with laws, regulations, and rules relevant to the Cashbuild Group of companies in the territories within which the Group operates. **Requirements**: - Relevant university degree (i.e., LLB, BCom etc.). - Up to date awareness / knowledge of the compliance universe - At least...

The vibrant family-friendly, community-focused, social club is expanding its club to different regions of South Africa and would like to hire a motivated and experienced compliance officer to guarantee that their social club processes and transactions follow all relevant legal and internal guidelines. Our client has their focuses on developing a great...

**Job Number** - 67862 **Job Type** - Permanent **Job Title** - Compliance Officer **Computer Skills** - word **Industry** - Banking **City** - Johannesburg (Incl. Northern Suburbs) **Province** - Gauteng - To monitor and provide assurance on the adherence to compliance practices in client facing clusters to ensure compliance risks are managed and...

**You will be involved in the following**: Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies, and practices for IFS Ensuring that Audit findings are recorded and followed up with management so that issues can be rectified, highlighting or escalating areas of concern Compiling monitoring plans...