Senior Compliance Officer
1 week ago
**Job Title:** Senior Compliance Officer
We are currently seeking a highly skilled and experienced Senior Compliance Officer to join our team in the financial services sector. As a key member of our compliance team, you will be responsible for ensuring adherence to all relevant regulations and industry standards.
**Estimated Salary Range:** R800,000 - R1,200,000 per annum, depending on experience and qualifications.
**Job Description:
**
As a Senior Compliance Officer, your primary responsibility will be to oversee and ensure compliance with regulatory requirements, with a particular focus on employee benefits, pension funds, and the Financial Advisory and Intermediary Services (FAIS) Act. You will be required to have a deep understanding of the regulatory landscape and a proven track record in implementing and managing compliance programs in the financial services sector. Your duties and responsibilities will include:
• Monitor and ensure adherence to all relevant regulations and industry standards, including those related to employee benefits, pension funds, and FAIS.
• Develop, implement, and maintain compliance policies and procedures tailored to the financial services industry.
• Conduct regular audits and assessments to ensure ongoing compliance with internal policies and external regulations.
• Oversee compliance aspects related to employee benefits programs, including health insurance, retirement plans, and other benefits.
• Ensure compliance with regulations governing pension funds and related investment activities.
• Manage compliance with the FAIS Act, including ensuring that advisory and intermediary services meet regulatory standards.
• Provide training and guidance to staff on compliance-related matters and industry regulations.
• Prepare and submit required regulatory reports and documentation in a timely and accurate manner.
**Requirements:**
• BCom in Law/LLB Degree
• Diploma/Certification in Compliance Management (advantageous)
• Minimum 5-6 years of experience in compliance management in the financial services sector
• FAIS experience required
• Experience with employee benefits and pension funds (advantageous)
• Excellent communication and report writing skills
If you are a motivated and experienced professional looking for a new challenge, please apply now.
For more finance jobs, please visit our website.
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