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Compliance Officer Position

2 months ago


Johannesburg, Gauteng, South Africa The Recruitment Council Full time
Compliance Officer Job Description

The Recruitment Council is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our organization adheres to relevant legislation, regulations, and rules in the financial services industry.

Key Responsibilities:
  • Maintain a robust compliance framework in collaboration with stakeholders
  • Identify and investigate potential compliance breaches and irregularities
  • Review, register, and resolve client complaints
  • Ensure compliance records are up-to-date
  • Conduct and report on compliance audits at Adviser offices
Requirements:
  • Relevant qualification such as BCom Law or LLB
  • Registered and FSCA Compliance Officer (CAT 1) certification
  • RE 1 Certificate
  • At least 3 years of compliance experience in the financial services industry
  • Knowledge of FICA, FAIS, and relevant legislation, regulations, and rules
Competencies:
  • Interpersonal, communication, and report writing skills
  • Ability to work independently and as part of a team
  • Ability to operate in a high-performance environment at different levels
  • Client relationship building skills