Senior Compliance Officer

7 days ago


Durban, KwaZulu-Natal, South Africa AGC Recruitment Pty Ltd Full time
Senior Compliance Specialist

We are seeking a highly skilled Senior Compliance Specialist to join our team at AGC Legal Recruitment. As a key member of our compliance function, you will play a critical role in ensuring our client's adherence to all relevant regulations and legislation.

Key Responsibilities:
  • Monitor and ensure compliance with FAIS regulations, maintaining accurate records and communicating changes to the FSCA.
  • Support the development of our Group Compliance Function, participating in the drafting and implementation of compliance frameworks, policies, and technical guidelines.
  • Assist in the coordination and scheduling of compliance training for staff, ensuring they meet their CPD requirements.
  • Manage statutory registrations with regulatory bodies, drafting business and compliance process descriptions, and maintaining accurate records.
  • Ensure the Fit & Proper Competence register is up-to-date, including CPD records, and attend to queries related to the Central Representative Register and FSCA monthly call audits.
Requirements:
  • Relevant 34 years qualification in Legal or Finance.
  • LLB plus a relevant Compliance Management Certificate and/or Certification.
  • RE1 and RE5 will be an advantage.
  • 5 to 7 years of experience in a legal or insurance environment.
  • Strong knowledge of regulatory compliance guidelines and standards within the financial services sector.
What We Offer:

A competitive salary of R50 000 per month and the opportunity to work with a reputable company in the financial services sector.



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