Market Compliance Specialist

5 days ago


Sandton, South Africa IOCO Full time
IOCO: A Leading Player in Financial Regulation

We are seeking a seasoned Senior Market Surveillance Analyst to join our team at IOCO. This pivotal role demands expertise in monitoring and analyzing trading activities to ensure compliance with regulatory frameworks and internal policies.

The ideal candidate will have a proven track record of detecting market abuse, fraud, or unusual trading patterns and escalating issues as necessary.

About the Role:

  • Monitor and review insider trading activities across all asset classes (cash equities, equity derivatives, corporate bonds)
  • Real-time monitoring and review of significant share price and volume reactions
  • Preparation and presentation of referral documentation to the relevant authorities for further investigation at monthly meetings

Key Responsibilities:

  1. Conduct reviews of allegations of prohibited trading practices across asset classes (cash equities, commodity derivatives, bond market)
  2. Review and sign off on market abuse alerts
  3. Execute quarterly alert optimization reviews
  4. Monitor and review share price reactions to identify prohibited trading practices
  5. Prepare and present referral documentation to the relevant authorities for further investigation at monthly meetings

Your Expertise:

  • 5 years' experience in market surveillance, preferably in a similar role
  • Pricing of derivative instruments

What We Offer:

  • A competitive salary of R1,200,000 - R1,500,000 per annum
  • A hybrid work model with every Wednesday working from home
  • A location in the heart of Sandton

This is an excellent opportunity to join a leading organization in the financial regulation sector. If you have the skills and experience required for this role, please apply.


  • Marketing Specialist

    1 month ago


    Sandton, South Africa Professional Resources Partners Pty Ltd Full time

    Job SummaryWe are seeking a skilled Marketing Specialist to join our team at Professional Resources Partners Pty Ltd. This role involves collaborating with the marketing manager, internal teams, clients, and partners on marketing strategies.About the RoleThis is an exciting opportunity for a talented individual to take their career to the next level. As a...

  • Compliance Specialist

    7 months ago


    Sandton, South Africa Ivanhoe Mines Full time

    **IVANHOE MINES is looking for a Compliance Specialist** **Ivanhoe Mines is a leading Canadian mining company committed to becoming a global leader in the supply of critical resources required to transition our world to a low-carbon, renewable future. Ivanhoe is focused on developing and expanding its four principal mining and exploration projects in...


  • Sandton, South Africa SPILASTYLE CC Full time

    HR Compliance & Analytics ManagerSandtonR1.8mEE: OnlyOur client, a multinational, market-leader is seeking a seasoned HR Compliance & Analytics Manager to join their dynamic team.Key Requirements:Relevant 3 year degree/diplomaMin 8 years exp. in Payroll/Finance/Accounting environmentMin 3 years in a Supervisory/Specialist levelCertified Payroll...

  • Marketing Specialist

    3 weeks ago


    Sandton, South Africa Jobted ZA C2 Full time

    We are seeking a talented Marketing Specialist to join our clients dynamic marketing team. The ideal candidate will be responsible for developing and implementing marketing strategies to drive sales and brand awareness for their products or services. The Marketing Specialist will collaborate with the marketing team to create engaging content, manage...

  • Compliance Specialist

    4 weeks ago


    Sandton, South Africa TalentCru Full time

    About the RoleWe are seeking an experienced Compliance Specialist to join our team at TalentCru. As a key member of our compliance team, you will play a critical role in ensuring that our business operations comply with all applicable regulatory requirements.Job DescriptionThe Compliance Officer is responsible for assisting and supporting SBUs/Departments in...

  • Marketing Specialist

    3 weeks ago


    Sandton, South Africa Hired Recruitment (Pty) Ltd Full time

    We are seeking a talented Marketing Specialist to join our clients dynamic marketing team. The ideal candidate will be responsible for developing and implementing marketing strategies to drive sales and brand awareness for their products or services. The Marketing Specialist will collaborate with the marketing team to create engaging content, manage...

  • Marketing Specialist

    3 weeks ago


    Sandton, South Africa Hired Recruitment (Pty) Ltd Full time

    We are seeking a talented Marketing Specialist to join our clients dynamic marketing team. The ideal candidate will be responsible for developing and implementing marketing strategies to drive sales and brand awareness for their products or services. The Marketing Specialist will collaborate with the marketing team to create engaging content, manage...

  • Marketing Specialist

    8 months ago


    Sandton, South Africa PRR Recruitment Services Full time

    Vacancy Alert!!!! Marketing Specialist - Sandton **Requirements**: - Bachelor's degree in Marketing, Advertising, or a related field (or equivalent experience). - Proven experience in managing successful digital and social media marketing campaigns. - Proficiency in Google Ads, Google Analytics, LinkedIn Campaign Manager, and other digital marketing...


  • Sandton, South Africa Frogg Recruitment SA Full time

    Estimated salary: R850,000 - R1,200,000 per annum.About the RoleWe are seeking a skilled Investment Compliance Officer to join our team at Frogg Recruitment SA in Sandton. With 4+ years of experience in Asset Management, you will be responsible for ensuring compliance with various legislations and regulations.Key Responsibilities:Providing expert advice on...

  • Marketing Specialist

    4 months ago


    Sandton, South Africa Hollard Recruitment Full time

    Hello… an exciting new opportunity has just become available in our Group Marketing,in the Chanel Marketing area. We are looking to recruit an Marketing Specialist. Job Purpose:Responsible for supporting the relevant Marketing function in delivering customer-led, integrated marketing strategies that are aligned with our business strategy and goals. ...


  • Sandton, South Africa Neptune Full time

    Tax Compliance SpecialistAt Neptune, we are seeking a highly skilled and experienced Tax Compliance Specialist to join our Group Tax Team. As a key member of the team, you will be responsible for ensuring that all tax compliance matters, tax reporting, and advisory services are executed to the highest standards.Key Responsibilities:Preparation and Submission...


  • Sandton, South Africa Catch Recruit Full time

    Job Title: Medical Compliance and Logistics SpecialistAt Catch Recruit, we are seeking a highly skilled Medical Compliance and Logistics Specialist to join our team. The ideal candidate will have excellent knowledge of import and export compliance requirements and be able to manage multiple shipments on behalf of our clients.Key Responsibilities:• Expertly...

  • Compliance Specialist

    4 weeks ago


    Sandton, South Africa Neptune Full time

    (Land Bank) is South Africa’s only specialist agricultural bank established in 1912, the bank’s sole objective is to serve South African commercial and emerging farmers and bring specially designed financial services within their reach. These services enable farmers to finance land, equipment, improve assets and obtain production credit. The Land Bank...


  • Sandton, South Africa Shorza Ltd Full time

    Are you looking for a challenging career that offers financial rewards, a fast-paced environment, and opportunities for growth?We are seeking a Human Resources Specialist to join our team at Shorza Ltd, supporting international clients in the recruitment market.The role involves working with recent graduates from Industrial Psychology or Human Resource...


  • Sandton, South Africa Publicis Media Full time

    Job OverviewWe are seeking a highly motivated and detail-oriented Digital Marketing Specialist to join our team at Publicis Media. This role is ideal for someone with a passion for social platforms, digital marketing, and creating engaging campaigns.


  • Sandton, South Africa Pollock & Associates Full time

    A challenging opportunity has arisen for a Financial Accounting Specialist to join Pollock & Associates. This role is responsible for preparing annual audited financial statements and ensuring strict compliance with local financial reporting and tax legislation.The successful candidate will have 3-5 years of post-article experience, preferably within a...

  • HR Compliance

    2 months ago


    Sandton, South Africa SPILASTYLE CC Full time

    HR Compliance & Analytics ManagerSandtonR1.8m.EE: OnlyOur client, a multinational, market-leader is looking to employ a seasoned HR Compliance & Analytics Manager to join their dynamic team. Non-Negotiable Criteria:1. Relevant 3 year degree/diploma2. Min 8 years exp. in Payroll/Finance/Accounting environment3. Min 3 years in a Supervisory/Specialist level4....


  • Sandton, South Africa Specibase Pty Limited Full time

    We are seeking a highly skilled SHERQ Compliance Specialist to join our team at Specibase Pty Limited.About the RoleThe successful candidate will be responsible for ensuring that all SHERQ-related requirements are met and complied with, particularly in the context of tendering processes. This involves thoroughly examining tender documents to identify...


  • Sandton, South Africa TalentCru Full time

    About the JobTalentCru is looking for a Compliance Risk Management Specialist to oversee our AML/CTF and Sanctions compliance program. The ideal candidate will have extensive experience in the anti-money laundering control/counter terror financing and sanctions environment.Key Responsibilities:Identify and assess compliance risks associated with AML/CTF and...

  • HR Compliance

    2 months ago


    Sandton, South Africa SPILASTYLE CC Full time

    HR Compliance & Analytics Manager Sandton R1.8m. EE: Only Our client, a multinational, market-leader is looking to employ a seasoned HR Compliance & Analytics Manager to join their dynamic team. Non-Negotiable Criteria: 1. Relevant 3 year degree/diploma 2. Min 8 years exp. in Payroll/Finance/Accounting environment 3. Min 3 years in a...