Risk Management Officer
1 day ago
**Job Description:** We are seeking a highly skilled Risk & Compliance Officer to join our team at CA Financial Appointments. This is a unique opportunity to work in a dynamic environment and make a significant impact on our business.
The ideal candidate will have a strong understanding of financial regulations and be able to apply this knowledge to ensure compliance with relevant laws and regulations.
Key Responsibilities:
- Monitor trading activity in real-time across all asset classes, ensuring compliance and identifying irregularities.
- Manage onboarding and offboarding processes for trading and back-office systems, ensuring compliance.
- Identify misdeals, outstanding allocations, faulty payments, and incorrect journals made, reporting on any exceptions identified.
- Conduct compliance and AML reviews and monitoring on the stockbroking division.
- Prepare compliance reports.
**Required Skills and Qualifications:**
- Minimum of a completed BCom, BCompt, BSc, LLb, FRM, or equivalent qualification.
- Strong knowledge of financial instruments, Fixed Income, and Derivatives, FAIS Monitoring, and ideally stockbroking operations.
- Knowledge of local and international settlements and operations.
- Strong MS Office and Excel skills.
**Benefits:** Our company offers a competitive salary and benefits package, as well as opportunities for career growth and development.
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