Risk Management Specialist
4 days ago
Compliance Officer Role
The Recruitment Council is seeking a highly skilled Compliance Officer to join their team in Rondebosch. This role will involve implementing risk and compliance policies and procedures for advisory, fiduciary, and consulting operations.
Key Responsibilities:- Accurate Reporting: Conduct compliance reporting for business units to meet internal and external requirements.
- Risk Monitoring: Review upcoming legislative changes and recommend necessary adjustments to risk control and operational procedures.
- Process Documentation: Assist in documenting processes and procedures, and plan related training sessions.
- System Evaluation: Evaluate system performance and recommend required changes.
- Licence Administration: Handle FSP license changes as needed.
- Compliance Monitoring: Review client advisory and investment implementation records (FAIS and FICA).
- Client Onboarding: Oversee and approve client onboarding processes.
- Advisory Support: Assist advisory, fiduciary, and consulting operations with technical queries.
- Skill Development: Provide support and recommendations for the development of Supervision candidates skills and knowledge.
Requirements:
- Tertiary Qualification: B Com (Accounting) or B Com Honours in Risk Management.
- Professional Experience: Completed accounting or auditing articles.
- Computer Literacy: Proficiency in computer literacy, particularly advanced MS Excel.
- Previous Experience: Previous experience in a similar role is preferred, with a proven track record.
- Fitness Requirements: Must meet fit and proper requirements.
- Accuracy and Deadlines: Must be accurate and deadline-oriented.
Estimated Salary: R250,000 - R350,000 per annum.
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