Compliance and Governance Expert
23 hours ago
Energy at Work Projects is seeking a highly skilled Compliance and Governance Expert to join our team. This role is ideal for an individual with 3-5 years of experience in compliance, preferably in the short-term personal and commercial lines sector.
Key Responsibilities:- Assist in monitoring compliance with applicable legislation and internal requirements.
- Fulfill compliance functions required in terms of the FAIS legislations, including monitoring and reporting to the financial services provider and the FSCA when necessary.
- Establish and embed a compliance culture across business projects and the internal EAW Projects team.
- Identify and assess compliance risk areas periodically and address findings through relevant action plans.
- Monitor compliance and develop company guidelines and supervision frameworks to manage compliance functions and mitigate risks.
- Develop a sign-off process for onboarding new agents by creating a checklist and vetting packs for submission to clients.
- Ensure pack content meets client requirements and minimizes back-and-forth communication.
- Liaise with FAIS teams and EAW personnel to manage the sign-off process of packs.
- Streamline processes to optimize efficiencies.
- Engage with Portfolio Managers and business leaders on compliance matters.
- Support designated business unit leaders in exercising oversight of compliance in their units.
- Execute other functions related to the compliance mandate as delegated by the compliance officer and Compliance Manager.
- Assist in developing and implementing company training on compliance and ensure regular updates on legislative requirements.
We offer a competitive salary range of R800,000 - R1,200,000 per annum, depending on experience, to support your success in this role.
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