Compliance Risk Manager: Regulatory Expert
2 weeks ago
The role of Compliance Risk Manager: Regulatory Expert is to ensure that Old Mutual’s compliance with regulatory requirements is maintained at the highest level. This includes developing and implementing risk management strategies to mitigate potential risks and ensuring that the company’s compliance function is effective and efficient.
Key Responsibilities:
- Develop and implement risk management strategies to mitigate potential risks
- Ensure that the company’s compliance function is effective and efficient
- Monitor and report on compliance risks and issues
- Assist in the development of compliance policies and procedures
- Provide training and support to employees on compliance matters
Requirements:
- 5-10 years’ experience in a similar role in the Financial/Regulatory/Banking sector
- A relevant Bachelor’s degree that includes Legal, Compliance, Governance, Commerce and/or a senior compliance qualification.
- Monitoring experience
- CPRAC is recommended but not a pre-requisite
- Approved FAIS compliance officer with the FSCA.
- Understands the core principles of an effective compliance function
Behavioural Attributes:
- Senior experience in the Legal and/or Compliance environment within banking.
- Have an understanding of and an ability to implement compliance and governance requirements.
- Have an understanding of the legislative and regulatory requirements impacting the South African banking sector.
- Have detailed knowledge of the legislative and regulatory environment and reporting requirements imposed by South African regulators (SARB, FSCA, PA and NCR) specifically in relation to the Banks Act, FAIS, NCA.
- Highly organised and methodical with close attention to detail.
- Word, Excel and Powerpoint skills. Excellent report writing skills.
- Monitoring experience.
- Attention to Detail.
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