Legal and Compliance Specialist
1 month ago
An investment firm in South Africa seeks a skilled Legal and Compliance Officer to join their team.
The ideal candidate will have:
- At least three years of post-qualification experience
- Excellent team working skills and the ability to collaborate with service providers in multiple jurisdictions
- A strong appetite for taking on new tasks and gaining experience in new areas
The role will involve:
- Managing the Money Laundering Reporting Office (MRO)
- Reporting to the Financial Sector Conduct Authority (FSCA)
- Providing corporate secretarial services in South Africa
- Working with the investment banking and investment management teams to review NDAs, engagement letters, and terms sheets
- Maintaining internal resources, including templates for legal contracts and records of contracts executed by the firm
- Managing claims or litigation
- Developing and maintaining relationships with external law firms
- Ensuring best practice in the investment banking and investment management teams
- Managing the Know Your Customer (KYC) process for external parties
- Performing miscellaneous legal tasks, such as reviewing employment contracts and employee stock grants
- Reviewing investment agreements and ancillary documents, including legal opinions related to flagship funds
- Monitoring relevant legal frameworks and developments to ensure compliance of the company and its sub-entities
As a Legal and Compliance Officer at Empire Recruitment, you will play a critical role in upholding the highest standards of compliance and governance within the investment firm.
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