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Compliance Manager: Markets Role

1 month ago

Johannesburg, Gauteng, South Africa Nedbank Full time
Job Purpose

To contribute to the success of Nedbank's Markets business unit by ensuring compliance with relevant laws, regulations, and internal policies.

Key Responsibilities
  • Compliance Monitoring

Regularly review and monitor market activities to identify potential compliance risks and issues.

Compliance Guidance

Provide expert guidance and support to the Markets team on relevant regulations, policies, and procedures.

Risk Management

Collaborate with the compliance team to develop and implement effective risk management strategies for the Markets business unit.

Compliance Reporting

Ensure accurate and timely compliance reporting, including quarterly reviews and updates.

Requirements
  • Qualifications

Advanced diplomas or national first degrees in a relevant field, such as law, finance, or business.

Preferred Qualifications

Bachelor's degree in law, finance, or business, or a related field.

Experience

2-4 years of experience in a compliance, legal, or risk team within a financial services business.

Technical Skills
  • Regulatory Knowledge

Strong knowledge of relevant financial regulations, including FMA, SEC, FINRA, MiFID II, and MAR.

Analytical Skills

Excellent analytical skills with the ability to identify and mitigate compliance risks.

Communication Skills

Effective communication and interpersonal skills to work collaboratively with the Markets team and other stakeholders.

Behavioural Competencies
  • Decision Making

Ability to make informed decisions and take ownership of compliance risk management.

Teamwork

Collaborative mindset with a focus on delivering results through effective teamwork.

Quality Orientation

Commitment to maintaining high standards of quality and accuracy in compliance reporting and risk management.