Market Compliance Specialist: Gauteng Johannesburg

1 week ago


Johannesburg, Gauteng, South Africa Nedbank Full time
Job Title: Market Compliance Specialist

We are seeking a skilled Market Compliance Specialist to join our team at Nedbank in Gauteng, Johannesburg.

Job Description:

The successful candidate will assist the Head of Markets Compliance in managing compliance risk within the Markets business unit by ensuring adherence to applicable laws, regulations, and internal policies.

Key Responsibilities:

  • Ensure that Markets desk activities comply with relevant regulations, industry standards, and internal policies.
  • Provide guidance and training on relevant Markets specific rules and directives, regulations, and internal policies.
  • Monitor and evaluate Markets desk activities, identifying potential compliance issues.
  • Assist the Market Surveillance team with review and closure of alerts, including quarterly reviews of relevant policies.
  • Adhere to the Group's compliance methodology and framework, including completion and updating of relevant business profiles and Compliance Risk Management Plans.
  • Collaborate with the compliance team to develop, update, and implement compliance policies and procedures specific to the Markets business unit.
  • Manage Market Abuse and Market conduct risks within the Markets business unit.
  • Motivate staff to perform and contribute to the success of the business by creating an environment of teamwork through engaging with staff and encouraging participation in decision-making processes.
Requirements:

To be successful in this role, you will need:

  • Advanced Diplomas/National 1st Degrees.
  • 2-4 years' experience within a Compliance, Legal or Risk team within a financial services business.
  • 3-5 years' experience in a Markets compliance or related role.
  • Proven experience in compliance roles within the financial industry, with a focus on research compliance.
  • Strong knowledge of relevant financial regulations (e.g., FMA, SEC, FINRA, MiFID II, MAR).
  • Excellent analytical skills with the ability to identify and mitigate compliance risks.
  • Effective communication and interpersonal skills to work collaboratively with the Markets business and other stakeholders.
What We Offer:

Nedbank offers a competitive salary package, including a base salary of R600,000 - R800,000 per annum, depending on experience.



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