Compliance Professional

1 week ago


Johannesburg, Gauteng, South Africa Old Mutual Full time
Job Description:

A key role exists within the Group Compliance Department to support and coordinate compliance activities for the Compliance Market Conduct and Product Team.

Responsibilities:
  • Support day-to-day 2nd line compliance activities for the Product area
  • Monitor and report on compliance activities as outlined in the Annual Group Compliance Monitoring Plan
  • Identify compliance focus areas and assist the business in building effective CRMPs
  • Engage with operational management to discuss non-compliance and review actions implemented
  • Coordinate and/or support areas of responsibility with regulatory change items
  • Provide monthly and quarterly compliance feedback to the heads of the Group Functions
  • Provide 2nd line compliance sign-off on business documents and initiatives
Requirements:Qualifications:
  • Matric
  • Legal Qualification (LLB / BCom Law / BA Law)
Skills:
  • IT Skills: Ability to utilise software like MS Office: Word, Excel & PowerPoint
  • Report Writing: Ability to write reports to operational management
  • Presentation skills: Ability to present to operational management
  • Analytical: Ability to analyse complex, interrelated data and information
  • Planning and Organising: Proficient planning and organising ability
Experience:
  • 5 years relevant work experience is preferred
  • Detailed knowledge of the financial services industry


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