Regulatory Affairs Director
4 days ago
Job Summary:
We are seeking an experienced Regulatory Affairs Director to join our team at SET Recruitment Consultants.
About the Role:
The successful candidate will be responsible for managing all regulatory and compliance developments and affairs for our clients, ensuring their understanding and adherence to relevant financial regulations, laws, and industry guidelines.
Key Responsibilities:
- Ensure the Public Policy & Regulatory Affairs team captures and monitors regulatory trends and changes.
- Promptly review and summarise regulatory developments and distribute to affected organisations divisions.
- Collect and submit comments on proposed legislation to regulators, government or industry associations where appropriate.
- Ensure implementation plans are created to comply with new legislation and regulations.
- Oversee the execution of implementation plans by organisation's divisions, including internal controls, processes, and policies ensuring compliance with legal and regulatory standards.
- Collaborate with various functions (legal, compliance, risk, audit, and operations) to develop internal policies and procedures in line with regulatory requirements.
- Work closely with Risk and Compliance teams to identify and assess regulatory risks.
- Provide strategic advice to senior management on regulatory changes, risks, and opportunities.
- Write articles on matters pertaining to regulatory affairs on an ad hoc basis.
- Perform ad hoc research into specific matters regarding regulatory and policy matters.
- Represent the organisation on industry bodies, committees, and forums as required by the Head: PPARA from time to time.
- Mentor and develop the regulatory team by providing guidance, coaching, and support to ensure they remain well-informed and equipped to manage regulatory affairs.
Requirements:
- 7+ years' Financial services experience
- B.Com LLB degree
- Admitted attorney and Certified Financial Planner (CFP) is advantageous
- Excellent Microsoft Office knowledge
About Us:
SET Recruitment Consultants is a leading recruitment agency specialising in Financial Services recruitment. We are passionate about delivering exceptional recruitment solutions that meet the needs of our clients.
Salary: R 800,000 - R 1,200,000 per annum
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