Regulatory Affairs Director
2 months ago
Regulatory Affairs Director
CA Financial Appointments is seeking a seasoned Regulatory Affairs Director to join our team in the financial services sector. This key role reports directly to the Head of Public Policy and Regulatory, and is responsible for managing all regulatory and compliance developments and affairs.
Responsibilities:
- Ensure the company's understanding and adherence to relevant financial regulations, laws, and industry guidelines.
- Engage senior management across the business to ensure that internal processes are aligned with regulatory requirements.
- Advising on regulatory changes that may impact the company's operations and strategy.
- Ensure the Public Policy & Regulatory Affairs team (PPARA) captures and monitors regulatory trends and changes.
- Ensure implementation plans are created to comply with new legislation and regulations.
- Work closely with the Risk and Compliance teams to identify and assess regulatory risks.
- Provide strategic advice to senior management on regulatory changes, risks, and opportunities.
Requirements:
- BCom LLB degree or relevant tertiary qualification.
- Minimum of 7 years Financial Services experience.
- Admitted attorney and Certified Financial Planner (CFP) is advantageous.
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