Senior Compliance Expert: Regulatory Affairs

4 days ago

Johannesburg, Gauteng, South Africa Old Mutual Full time

About the Role

The Senior Compliance Expert: Regulatory Affairs will play a critical role in ensuring that Old Mutual's banking operations are in compliance with all relevant regulatory requirements. This includes developing and implementing effective compliance risk management strategies, monitoring and reporting on compliance risks, and ensuring that the company's compliance standards are upheld.

Key Responsibilities

  • Develop and implement compliance risk management strategies to mitigate regulatory risks
  • Monitor and report on compliance risks across the organization
  • Ensure that the company's compliance standards are upheld and enforced
  • Participate in activities that drive a strong culture of compliance and internal control
  • Manage compliance monitoring, including personal account dealing, gifts and entertainment, conflicts of interest, and political donations
  • Produce reports for senior management on compliance monitoring findings
  • Develop and implement key compliance policies and standard operating procedures
  • Ensure that these policies and procedures are consistent with regulatory requirements
  • Identify and assist with training and educational needs regarding compliance practices
  • Ensure compliance with industry regulatory standards
  • Implement core compliance principles, frameworks, processes, systems, and platforms
  • Implement the compliance risk management framework and review regulatory requirements to identify key legislation impacting the company
  • Assist with regulator and audit reviews and oversee compliance actions
  • Assist with regulatory change and commentary processes

Requirements

  • 5-10 years of experience in a similar role in the financial/regulatory/banking sector
  • A relevant Bachelor's degree that includes legal, compliance, governance, commerce, and/or a senior compliance qualification
  • Monitoring experience
  • CPRAC is recommended but not a pre-requisite
  • Approved FAIS compliance officer with the FSCA
  • Understanding of the core principles of an effective compliance function

Behavioural Attributes

  • Senior experience in the legal and/or compliance environment within banking
  • Understanding of and ability to implement compliance and governance requirements
  • Understanding of the legislative and regulatory requirements impacting the South African banking sector
  • Detailed knowledge of the legislative and regulatory environment and reporting requirements imposed by South African regulators (SARB, FSCA, PA, and NCR)
  • Highly organized and methodical with close attention to detail
  • Word, Excel, and PowerPoint skills. Excellent report writing skills
  • Monitoring experience
  • Attention to detail

  • Regulatory Affairs Director

    1 day ago

    Johannesburg, Gauteng, South Africa Hire Resolve Full time

    Job SummaryHire Resolve is seeking a seasoned Regulatory Affairs Manager to join our client's team. As a key member of the organization, you will be responsible for ensuring compliance with local and international regulations, managing regulatory submissions, and overseeing all regulatory affairs activities related to human medicine and biologicals.Key...

  • Regulatory Affairs Pharmacist

    7 days ago

    Johannesburg, Gauteng, South Africa Curiska Full time

    Job Overview:As a key member of the Curiska team, the Regulatory Affairs Pharmacist will play a crucial role in ensuring the seamless product registration process and dossier maintenance. This position requires a deep understanding of regulatory guidelines and technical requirements, as well as excellent leadership and management skills.Key...

  • Regulatory Affairs Pharmacist

    1 day ago

    Johannesburg, Gauteng, South Africa Curiska Full time

    Job Overview:As a key member of the Curiska team, the Regulatory Affairs Pharmacist will play a crucial role in ensuring the seamless product registration process and dossier maintenance. This position requires a deep understanding of regulatory guidelines and technical requirements, as well as excellent leadership and management skills.Key...

  • Regulatory Affairs Director

    2 days ago

    Johannesburg, Gauteng, South Africa Curiska Full time

    Job Description**About the Role**Curiska is seeking a highly skilled Regulatory Affairs Manager to oversee product registration and dossier maintenance in the SEA Cluster, ensuring compliance with regulations and pharmacovigilance requirements.Key ResponsibilitiesRegulatory Strategy: Develop and implement regulatory strategies and documentation to ensure...

  • Regulatory Affairs Manager

    1 day ago

    Johannesburg, Gauteng, South Africa Curiska (Pty) Ltd Full time

    Job SummaryCuriska (Pty) Ltd is seeking a highly skilled Regulatory Affairs Manager to oversee product registration and dossier maintenance in the SEA Cluster, ensuring compliance with regulations and pharmacovigilance requirements.Key Responsibilities:Regulatory Strategy: Develop and implement regulatory strategies and documentation to ensure compliance...

  • Regulatory Affairs Pharmacist

    1 day ago

    Johannesburg, Gauteng, South Africa The Vine Partners Full time

    About the RoleWe are seeking a skilled and detail-oriented Regulatory Affairs Pharmacist to join our team at The Vine Partners. The successful candidate will be responsible for managing the regulatory aspects of our product portfolio, ensuring compliance with regulatory standards, and overseeing submissions to regulatory authorities.Key Qualifications and...

  • Lead Regulatory Affairs Pharmacist

    7 days ago

    Johannesburg, Gauteng, South Africa Curiska Full time

    JOB TITLE: Lead Regulatory Affairs PharmacistCOMPANY: CuriskaDESCRIPTION: We are seeking a dedicated Lead Regulatory Affairs Pharmacist to join our esteemed organization. In this pivotal role, you will be responsible for facilitating the product registration process and ensuring adherence to all regulatory standards. Your expertise will be essential in...

  • Lead Regulatory Affairs Pharmacist

    7 days ago

    Johannesburg, Gauteng, South Africa Curiska Full time

    JOB TITLE: Lead Regulatory Affairs PharmacistCOMPANY: CuriskaDESCRIPTION: We are seeking a dedicated Lead Regulatory Affairs Pharmacist to join our esteemed organization. In this pivotal role, you will be responsible for facilitating the product registration process and ensuring adherence to all regulatory standards. Your expertise will be crucial in...

  • Regulatory Affairs Lead

    2 days ago

    Johannesburg, Gauteng, South Africa Astellas Pharma Full time

    About Astellas PharmaAstellas Pharma is a global pharmaceutical company dedicated to delivering innovative health solutions that improve the lives of patients worldwide.We are committed to advancing patient-centricity, a guiding principle that drives our development activities and informs our decision-making at every stage.Our global vision is to support the...

  • Pharmacovigilance Pharmacist

    5 days ago

    Johannesburg, Gauteng, South Africa Curiska (Pty) Ltd Full time

    Job Title: Pharmacovigilance Pharmacist**Job Summary:**We are seeking a highly skilled Pharmacovigilance Pharmacist to join our team at Curiska (Pty) Ltd. As a key member of our organization, you will be responsible for overseeing product safety and regulatory compliance across Southern and East Africa.Key Responsibilities:Quality Management: Ensure...

  • Compliance Officer

    7 days ago

    Johannesburg, Gauteng, South Africa The Recruitment Council Full time

    Job SummaryThe Recruitment Council is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring that our organization adheres to relevant legislation, regulations, and industry standards.Key ResponsibilitiesMaintain a comprehensive compliance framework in collaboration with stakeholders...

  • Compliance Specialist

    7 days ago

    Johannesburg, Gauteng, South Africa FirstRand Bank Limited Full time

    About the RoleWe are seeking a highly skilled Compliance Specialist to join our team at FirstRand Bank Limited. As a key member of our Governance, Legal and Compliance team, you will play a critical role in ensuring that our business operations are in compliance with relevant laws and regulations.Key ResponsibilitiesProvide Compliance and Legal support to...

  • Regulatory Compliance Advisor

    7 days ago

    Johannesburg, Gauteng, South Africa FirstRand Bank Limited Full time

    Position Overview Greetings Future Regulatory Compliance Advisor, Welcome to FirstRand Bank Limited, where we embrace the #changeables. Our mission is to innovate for the adaptable and deliver services that we take immense pride in, thanks to the talented individuals who make it all possible. In your role within the FirstRand Life Governance Legal and...

  • Senior Specialist: Fund and Corporate Risk and Compliance Expert

    7 days ago

    Johannesburg, Gauteng, South Africa Salt Employee Benefits Full time

    Job DescriptionSalt Employee Benefits is seeking a highly skilled and experienced Senior Specialist to join our team in the role of Fund and Corporate Risk and Compliance Expert. This is a challenging and rewarding opportunity for a professional with a strong background in compliance and risk management to make a significant impact on our organization.Key...

  • Transformation and Business Affairs Specialist

    7 days ago

    Johannesburg, Gauteng, South Africa Abbott Full time

    About the RoleThis is an exciting opportunity to join Abbott's Rapid Diagnostics division as a Transformation and Business Affairs Specialist. In this role, you will be responsible for implementing and ensuring compliance with all legislative policies related to BBBEE and Employment Equity.Key ResponsibilitiesAs a Transformation and Business Affairs...

  • Regulatory Compliance Manager

    7 days ago

    Johannesburg, Gauteng, South Africa Vodafone Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Manager to join our team at Vodacom. The successful candidate will be responsible for ensuring that our financial services division is compliant with all relevant regulatory requirements.Key ResponsibilitiesProvide regulatory support and guidance to the Executive Head of Risk and...

  • SENIOR DIRECTOR: STUDENT AFFAIRS LEADER

    4 days ago

    Johannesburg, Gauteng, South Africa University of Johannesburg Full time

    Job SummaryThe University of Johannesburg is seeking a highly motivated and experienced leader to serve as the Senior Director: Student Affairs. This is a key role that will contribute to the development of a holistic university experience for students.Key ResponsibilitiesDevelop and implement a comprehensive strategy for student affairs in alignment with...

  • Regulatory Compliance Specialist

    7 days ago

    Johannesburg, Gauteng, South Africa PST Full time

    Job DescriptionAs a key member of the PST team, you will play a critical role in ensuring the company's compliance with international regulations and laws. Your expertise will be instrumental in maintaining the highest standards of regulatory compliance, ensuring the integrity of our business operations, and mitigating potential risks.Key...

  • Compliance and Research Director

    4 days ago

    Johannesburg, Gauteng, South Africa Tshimo Placements Full time

    About the RoleTshimo Placements is seeking a highly skilled and experienced Compliance and Research Manager to join our team. As a key member of our organization, you will be responsible for ensuring regulatory compliance and managing research initiatives.Key ResponsibilitiesDrafting and Reviewing Legal DocumentsDrafting legal contracts and opinions to...

  • IT Governance and Compliance Expert

    2 days ago

    Johannesburg, Gauteng, South Africa HR Genie Full time

    Job Description**Job Title:** IT Governance, Risk and Compliance Specialist**Company:** HR Genie**Job Type:** Contract**Location:** JohannesburgWe are seeking an experienced IT Governance, Risk and Compliance Specialist to join our team at HR Genie. The successful candidate will be responsible for developing and implementing a comprehensive IT GRC strategy,...