Compliance Officer
1 month ago
Pronel Personnel is seeking a detail-oriented Compliance Officer to join our team in Pietermaritzburg on a half-day basis.
Key Responsibilities:
- Develop and maintain compliance programs, policies, and procedures.
- Stay updated on regulatory changes and assess potential compliance issues.
- Conduct risk assessments and audits to improve controls and address compliance gaps.
- Investigate non-compliance issues, fraud, and unethical behavior, recommending corrective actions.
- Advise employees on compliance matters and ethical standards.
- Create and deliver training programs to educate staff on compliance responsibilities.
- Collaborate with various departments to address and resolve compliance issues.
- Maintain accurate records of compliance activities, including audits and investigations.
- Communicate with regulatory authorities and stay informed on best practices.
- Prepare and submit regulatory filings, reports, and disclosures.
- Track compliance metrics and KPIs to evaluate program effectiveness.
- Review third-party vendors for compliance with contracts and regulations.
- Ensure marketing materials meet regulatory requirements and company policies.
- Foster a culture of integrity and accountability within the organization.
Requirements:
- Strong administrative skills with meticulous attention to detail.
- Previous experience in a compliance role is required.
- Excellent communication skills, both written and verbal.
- Ability to manage multiple tasks and collaborate with various teams.
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