Head: Compliance

3 months ago

Centurion, South Africa Land Bank Careers Full time

**Job Advert Summary**:
(Land Bank) is South Africa’s only specialist agricultural bank established in 1912, the bank’s sole objective is to serve South African commercial and emerging farmers and bring specially designed financial services within their reach. These services enable farmers to finance land, equipment, improve assets and obtain production credit. The Land Bank provides financial services that have moved with the times and continues to provide services to agri-business and constantly reviews its offerings to ensure that they match the needs of an industry. As change has swept across the sector in South Africa the socio-economic makeup of agriculture has altered, bringing new entrants from historically disadvantaged backgrounds on to the land, these new farmers, facing the challenges of establishing sustainable agri-businesses across the agricultural value chain, Land Bank has been a commercial lifeline offering appropriately designed financial products that facilitate personal and commercial viability in a sector that is vital to the sustainability of South Africa and its people.

**MAIN PURPOSE **OF THE JOB**

To lead and establish appropriate Compliance and Governance risk management principles within the organisation by developing, implementing compliance monitoring tools, controls and compliance programs and establish an ethical culture in line with the strategic objectives of the corporate plan of Land Bank. The incumbent is responsible for setting the approach on Identifying, assessing, managing and reporting in respect of the Compliance, Governance, policies and frameworks.

**Key Performance Areas**:
**1. Ensure statutory, regulatory compliance and develop plus implement a compliance monitoring plan using accepted standards, methodologies and tools**
- Design detailed CRMP’s and strategies and implement for monitoring and control improvement
- Conduct thorough internal investigations of compliance issues and breaches.
- Take leading role in coordinating with internal and external auditors during compliance audits-internal and external audits including inspections with Regulators.
- Develop management reports, including risk watch report and disseminate to various stakeholders

**2. Develop and implement robust internal controls and compliance programs: Governance; Compliance; Assurance and Monitoring Oversight (Bank-wide)**
- Develop management reports, including risk watch report and disseminate to various stakeholders.
- Liaise with the Internal Audit Department to facilitate the generation of a risk based Internal Audit plan.
- Assist in ensuring that all significant risks are covered by the Combined Assurance providers.
- Develop compliance risk intelligence systems to predict and identify emerging compliance risks.
- Partner with Compliance and Product stakeholders to ensure compliance obligations are considered and built as part of new product or other initiatives.

**3. Governance and Compliance Oversight: Ethics Culture and Management. Establish best practice and create a sound compliance and ethics culture in the organisation**
- Collaborate with the Legal, Privacy, Data Governance and Company Secretary teams on compliance and governance related matters.
- Ensure consistency in the evaluation and reporting of risks and compliance throughout the company
- Design, Develop and implement Ethics Policy, draft the ethics policy, and circulate the policy to management & Board for approval

**4. Compliance Risk Strategy: Implement a comprehensive compliance programme aligned to organisational planning process**
- Develop strategies to mitigate identified compliance risks and implement corrective actions across the Bank.
- Develop and implement compliance self-assessments and self-maturity reviews across business units and regions.
- Participate in combined assurance forum or working groups and initiatives aimed at enhancing and maturing the risk and compliance programmes in the Bank.

**5. Departmental and People Management**
- Performance Management
- Capacity Planning
- Financial Management

**6. Policy and Regulatory Compliance Reporting**
- Lead reviews of all internal policies and frameworks and Ensure alignment and consistency, and reduce size and number of these policies to management policy universe.
- Ensure that company policies are in line with industry best practices and regulatory requirements.
- Compile and submit compliance-related reports to the various regulators as and when required.
- Lead regulatory interaction and industry engagements and collaboration with regulators and industry bodies-, NCR, FIC, Information Regulator,
- Fulfil a leading role at Compliance/Risk Management Committees and implement reporting and escalation to CRO and CEO/Exco, RGC and the board.

**7. Keep up-to-date with changes in financial regulations and ensure compliance**
- Represent the Bank at various risk & compliance forums, and participate in industry and regulatory initiatives,

  • Head: Compliance

    7 months ago

    Centurion, South Africa Momentum Investments Full time

    **Introduction** **Role Purpose** We are seeking a highly experienced and dynamic Head of Compliance to join our reputable financial services company, specializing in investments and savings. As the Head of Compliance, you will play a critical role in ensuring that our organization adheres to all relevant regulatory rules, regulations, and policies. This...

  • Head: Compliance

    3 months ago

    Centurion, South Africa Six Sense Full time

    A well-established business is seeking to appoint a Head: Compliance & Governance To lead and establish appropriate Compliance and Governance risk management principles within the organization by developing, implementing compliance monitoring tools, controls and compliance programs and establish an ethical culture in line with the strategic objectives of...

  • Compliance Specialist

    2 months ago

    Centurion, South Africa AVBOB Full time

    Development and implementation of the Business Unit - Take overall responsibility for compiling and maintaining compliance risk universe documents for the business units. - Effectively interpret legislation and provide practical advice with regard to interpretations, while maintaining appropriate (second-line of defence) independence from business unit -...

  • Head of Legal

    7 months ago

    Centurion, South Africa SydSen Recruit Full time

    Gauteng, Centurion Head of Legal - Centurion, Gauteng As the **Head of Legal** in the **Automotive Industry**, you will be responsible for overseeing and managing all legal affairs within the company. You will provide strategic legal advice, ensure compliance with laws and regulations, and mitigate legal risks. Your expertise will play a crucial role in...

  • Compliance Officer

    6 months ago

    Centurion, South Africa PSG Insure Full time

    **Job description**: PSG Distribution is currently recruiting for a Category I Compliance Officer position. Reporting to the Head: Compliance - Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence on the PSG Admin platform and adviser...

  • Compliance Specialist

    4 weeks ago

    Centurion, South Africa Six Sense Full time

    A well-established business is seeking to appoint a Compliance Specialist. To support the Compliance Officer and the Head of the Compliance Control Function in ensuring that the organisation complies with all relevant statutory, regulatory and supervisory requirements which relate to the Insurance, Operational Standards as well as policies and...

  • Compliance Specialist

    4 weeks ago

    Centurion, South Africa Land Bank Careers Full time

    **Job Advert Summary**: (Land Bank) is South Africa’s only specialist agricultural bank established in 1912, the bank’s sole objective is to serve South African commercial and emerging farmers and bring specially designed financial services within their reach. These services enable farmers to finance land, equipment, improve assets and obtain production...

  • Head of Business Operations

    6 months ago

    Centurion, South Africa Pollock and Associates Full time

    Head of Business Operations Bank/Fin Services/Insurance Centurion - Gauteng - South Africa We seek a dynamic and experienced Head of Business Operations to join our clients team and drive excellence in debt collections, customer support, loan administration, and commercial credit functions. It plays a critical role in maintaining loan book quality and...

  • Regulatory Compliance Specialist

    7 months ago

    Centurion, South Africa Momentum Investments Full time

    **Introduction** Through our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables business and people from all walks of life to achieve their financial goals and life aspirations. **Role Purpose** The purpose of this...

  • Senior Compliance Officer

    4 months ago

    Centurion, South Africa Momentum Corporate Full time

    **Introduction**Disclaimer** - As an applicant, please verify the legitimacy of this job advert on our company career page.**Role Purpose** - The role purpose is to assist the Head of Compliance advice, guide and monitor compliance with all legislation relevant to the non-banking financial services industry and pension fund administration environment and...

  • Regulatory Compliance Specialist: Cisca

    7 months ago

    Centurion, South Africa Momentum Investments Full time

    **Introduction** Through our client-facing brands Metropolitan and Momentum, with Multiply (wellness and rewards programme), and our other specialist brands, including Guardrisk and Eris Property Group, the group enables business and people from all walks of life to achieve their financial goals and life aspirations. **Role Purpose** The purpose of this...

  • Technical Head

    7 months ago

    Centurion, South Africa Smart Talent Full time

    As an Executive Search and Career Consultant specializing in the niche market of Supply Chain, we represent some of the top leaders and are called upon by blue chip organizations in the country to secure talent and assist them in building high performance teams. A leading end-to-end transport solutions company is looking for a Technical Head -Infrastructure...

  • Head of Finance

    4 weeks ago

    Centurion, South Africa Network Recruitment Full time

    Main Areas of Responsibility:Lead the finance team, managing financial operations, accounting, and internal controls.Develop and refine financial models, ensuring that capital allocation yields favorable returns.Prepare business cases and investment proposals for new ventures.Design pricing strategies to enhance profitability.Conduct thorough financial due...

  • Technical Head

    6 months ago

    Centurion, South Africa Smart Talent Full time

    As an Executive Search and Career Consultant specializing in the niche market of Supply Chain, we represent some of the top leaders and are called upon by blue chip organizations in the country to secure talent and assist them in building high performance teams. A leading end-to-end transport solutions company is looking for a Technical Head -...

  • Head: Legal Client Agreements

    4 months ago

    Centurion, South Africa Land Bank Careers Full time

    **Job Advert Summary**: Manages and implements the legal risk capabilities across the Land Bank, creates frameworks and plans to support legal capability. To create and manage the corporate and commercial legal capability that is recognised as a valuable and strategic partner to support the business of the Bank To effectively support the Land Bank Corporate...

  • Head of Marketing

    2 months ago

    Centurion, South Africa Spoor Recruitment Full time

    **Job Advert Summary**: The Head of Marketing will develop and implement strategic marketing initiatives aimed at enhancing brand visibility, client acquisition, and retention. This leadership role requires a combination of strategic thinking, data-driven decision-making, and hands-on execution across digital and traditional marketing channels. The Head of...

  • Insurance Compliance and Contracts Manager

    6 months ago

    Centurion, South Africa RAKKGALAKANE RECRUITMENT Full time

    Insurance Compliance and Contracts Manager (Law degree + Caseware + Sage Intact), Centurion, R500 – 1.2k ctcBachelor of Law Degree5 years’ post degree experienceCertificate in area of Governance, Risk and Compliance.King Code on Governance Principles for South Africa.CaseWare.o Microsoft Office – Excel, Word, PowerPoint.Sage Intact (Advantageous)To...

  • Insurance Compliance and Contracts Manager

    6 months ago

    Centurion, South Africa Rakkgalakane Full time

    Insurance Compliance and Contracts Manager (Law degree + Caseware + Sage Intact), Centurion, R500 – 1.2k ctcBachelor of Law Degree5 years’ post degree experienceCertificate in area of Governance, Risk and Compliance.King Code on Governance Principles for South Africa.CaseWare.o Microsoft Office – Excel, Word, PowerPoint.Sage Intact (Advantageous)To...

  • Compliance Manager: Aml

    2 months ago

    Centurion, South Africa Land Bank Careers Full time

    **Job Advert Summary**: (Land Bank) is South Africa’s only specialist agricultural bank established in 1912, the bank’s sole objective is to serve South African commercial and emerging farmers and bring specially designed financial services within their reach. These services enable farmers to finance land, equipment, improve assets and obtain production...

  • Head of Digital Procurement

    6 months ago

    Centurion, South Africa Group Finance Full time

    **Introduction** - We are seeking a dynamic and experienced Head of Digital Procurement to join our team at MMH. In this pivotal role, you will lead the transformation of our procurement operations by developing and implementing advanced digital procurement frameworks and strategies. You will oversee the entire procurement process, ensuring compliance with...