Compliance Officer

Compliance Officer position. Reporting to the Head:Compliance Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- andshort-term assurance, collective investments and stockbroking). Responsibilities: Maintain a...

Compliance Officer position.Reporting to the Head:Compliance Distribution, you will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- andshort-term assurance, collective investments and stockbroking).Responsibilities: Maintain a...

Gauteng, JHB - Eastern Suburbs - Annually Cost To Company (Market related) A well-established business is seeking to appoint a Compliance Officer The main purpose of the job is to provide support in the management of the compliance and information (PAIA and POPIA) management functions, so as to ensure that all compliance related matters are timeously...

An authorised financial services provider, operating within the Life insurance industry in South Africa, requires the services of a **Compliance Officer**. Job Summary: **We are seeking a diligent and proactive Compliance Officer to ensure the highest standards of compliance in our operations. This pivotal role involves monitoring, reviewing for compliance...

DUBAI OPPORTUNITY:A Tobacco company, a prominent player in the tobacco industry with global Offices is currently seeking a Compliance Officer for their Dubai offices. The company offers relocation assistance, and all related expenses will be covered. Additionally, Dubai has a tax-free environment, and the company provides coverage for medical aid and other...

The Africa Regional Compliance Officer will be responsible for ensuring that all African legal entities comply with all relevant laws, regulations, and internalpolicies. The role involves developing and implementing an effective compliance program, conducting regular audits, and providing guidance to employees on compliancematters. **General**: The...

Compliance Officer Sandton Johannesburg Gauteng Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating audits and assessments that establish the effectiveness of compliance and programs. Salary Negotiable Min Requirements Degree in LLB or Risk Management 4-5 years’...

Compliance Officer Sandton Johannesburg Gauteng Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating audits and assessments that establish the effectiveness of compliance and programs.Salary Negotiable Min Requirements Degree in LLB or Risk Management4-5 years’ experience within...

Compliance Officer Sandton Johannesburg Gauteng Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating audits and assessments that establish the effectiveness of compliance and programs.Salary Negotiable Min Requirements Degree in LLB or Risk Management4-5 years’ experience within...

**Job Information** - Location- Johannesburg- Salary- R450k - R400k- Job Type- Permanent- Education- BCom Law / LLB- Experience- 2 - 4 Years- Reference- 011620FGCOMP01- - finance.jobs(at)staffingprojects.co.za- Fax- 0865728847A leading, forward thinking bank based in Sandton is currently looking for a Compliance Officer. You should have previous exposure to...

**Job Classification** - **REQ: 135970 - Refilwe Falatsi**: - **Closing Date: 23 September 2024**: - **Division: Wealth Management SA | Compliance Officer**: - **Employment Equity Statement: Preference will be given to Individuals from underrepresented groups.** - Job Family- Risk, Audit and Compliance - Career Stream- Regulatory Compliance - Leadership...

Responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence. - Maintain a compliance framework in collaboration with the relevant stakeholders. - Identify potential compliance breaches and investigate compliance irregularities or areas of concern. - Review, register and resolve complaints...

**About the job COMPLIANCE OFFICER**: **Description**: To ensure legal compliance with laws, regulations, and rules relevant to the Cashbuild Group of companies in the territories within which the Group operates. **Requirements**: - Relevant university degree (i.e., LLB, BCom etc.). - Up to date awareness / knowledge of the compliance universe - At least...

About the RoleWe are seeking a highly skilled Compliance Officer to join our dynamic team at Old Mutual. The successful candidate will be responsible for supporting and coordinating compliance activities for the Compliance Market Conduct and Product Team within the Group Compliance Department.Key ResponsibilitiesProvide general support to the Group...

Our client has an opportunity available for a Compliance Officer.Requirements:Bachelor’s degree.Commerce or Legal degree.2 to 3+ years practical compliance risk management or legal experience.Member of the Compliance Institute of Southern Africa.  Responsibilities:Conduct formal Compliance Risk Profile workshops to identify and assess the total universe...

Talent Sam is looking for a diligent Compliance Officer to ensure that our UK-based client, a leading social worker agency, adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. **Location**: Full Time - South Africa...

Role PurposeImplement the compliance strategy aligned to the compliance monitoring plan to assist the business in honoring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory compliance risks facing the...

**Compliance officer : our client based in sandton requires urgently your experience in this capacity ideally coming from the banking sector** Will be Responsible for supporting activity that will ensure that statutory responsibilities of the Compliance function are carried out with due care, skill, and diligence. Minimmum Requirments: - B.Com / LLB...

Qualifications & Competencies - LLB/BCOM/BA Degree. - Member of CISA. - RE1advantageous. RE 5 ideal. - 5 years working experience as a FAIS compliance officer (approved by the FSCA). - Must meet the Compliance Officer registration requirements as outlined in the FAIS Act. - In-depth understanding of Conduct Risk, FAIS, COFI, Conduct standards applicable to a...

As a Compliance Officer, you will play a critical role in ensuring our organization adheres to regulatory requirements and internal policies. Your expertise will help the organization navigate the complexities of the financial services landscape while maintaining a strong commitment to ethical practices and regulatory compliance.Duties and Responsibilities...