Aml Compliance Officer

-The main purpose of this position is to assist the Prudential Authority (PA) in discharging its supervisory duties, as defined in the Financial Intelligence Centre Act 38 of 2001, as amended (FIC Act), in respect of banks and life insurers. -The incumbent may also be required to perform ad hoc review assignments relating to banks’ compliance with the...

The purpose of this job is to engage with external entities to monitor and enhance the level of compliance related to anti-money laundering (AML) and Combatting the Financing of Terrorism (CFT) of accountable and reporting institutions (AI/RIs) in accordance with the Financial Intelligence Centre Act, as amended (FIC Act) under supervision. **Key...

**Job Description**: **JUNIOR COMPLIANCE OFFICER** **REPORTING TO** Senior Compliance Officer: Advice **PURPOSE OF JOB** **_The person must have extensive FAIS experience and have experience in working with Administration/Supervision/ FAIS of Financial Advisors in a Wealth Managment and/or Financial Services environment _** To form part of the...

**Purpose of the Job**: To supervise and enforce compliance with the Financial Intelligence Centre Act, by the Financial Institutions categorized as accountable institutions and ensure that any referrals relating to AML/CFT matters received from the Financial Intelligence Centre are appropriately dealt with within the FSCA. The person appointed to this...

Monitors the level of compliance with FSCA laws, regulations, rules, and policies applicable to the business activities and in accordance to the monitoring methodology. As part of the Compliance Function (team), also contributes to develop, administer and monitor internal programmes and processes for compliance with laws, regulations and rules governing...

**Job Advert Summary**: Provide guidance and direction on complex financial services, designated non-financial businesses and professions and related matters to Supervisory Bodies, regulated institutions, and relevant stakeholders in the Financial Services and Non-Financial sectors on matters related to anti-money laundering (AML), counter - terrorism...

**Purpose of the job**: Qualified Key Individual to manage and oversee the FAIS and sales related activities of the FSP **Key Stakeholders**: **Internal** CEO, Regional and Area Managers, Branch Operations, IT, HR, Compliance **External** FSCA, External FAIS Compliance Officer and Training Service Provider **Outputs / Responsibilities**: 1 Manage and...

Job Title: Compliance OfficerEstimated Salary: R 250,000 - R 300,000 per annumAbout the RoleWe are seeking a highly skilled Compliance Officer to join our dynamic team at Profession Hub.The successful candidate will be responsible for providing administrative support regarding legal contracts with customers.Key Responsibilities:Draft initial contracts and...

Do you have an unwavering attention to detail and an eye for spotting discrepancies? Are you well versed when it comes to managing, overseeing and monitoring Financial Advisory and Intermediary Services (FAIS) compliance so as to ensure compliance? Are you fantastic at evaluation and coaching where required? Raise your hand becauseWE’RE HIRING! It’s our...

**Job Duties/Responsibilities will include**: - Assist in monitoring compliance with applicable legislation and internal requirements, policies and procedures - Monitoring that employees adhere to company procedures and compliance guidelines including sample testing of employees to ensure compliance - Reviewing QA escalations and advising Compliance...

Risk & Compliance Officer Centurion Pretoria Our client in Centurion Pretoria is looking for a Risk & Compliance Officer in Centurion Pretoria You will be involved in Insurance, financial and legal. You will ensure regulatory requirements, internal policies, and industry standards..Salary Negotiable Min RequirementsBachelor’s degree in Risk Management,...

Risk & Compliance Officer Centurion Pretoria Our client in Centurion Pretoria is looking for a Risk & Compliance Officer in Centurion Pretoria You will be involved in Insurance, financial and legal. You will ensure regulatory requirements, internal policies, and industry standards..Salary Negotiable Min Requirements Bachelor’s degree in Risk...

We are seeking a dedicated Compliance Officer who is mission-driven and passionate about regulatory compliance. The Compliance Officer will be responsible for developing and overseeing standards and processes to ensure effective compliance programs across the organization. This includes assessing and mitigating all regulatory compliance risks and providing...

Requirements: - Degree in accounting or internal auditing - At least 3 years experience in auditing - Understanding and working knowledge of project management - Good organisational skills and understanding of financial monitoring and administration and accounting systems - Experience in developing internal control tools and working papers - Knowledge of...

Job Title: Legal and Compliance AdministratorJob SummaryProfession Hub is seeking an experienced Legal and Compliance Administrator to join our team. The successful candidate will have a strong background in legal administration, with a focus on compliance and regulatory requirements.This is an excellent opportunity for someone looking to advance their...

Gauteng, Pretoria East - R 35000 - R 40000 Monthly Cost To Company Debt Collections Giant looking for a meticulous Legal and Compliance Officer. Based in Pretoria East **Minimum requirements**: - Legal Tertiary Qualification (LLB, BProc) necessary - 3+ Years Experience in Legal and Compliance within the Financial Services Industry a requirement - Exposure...

Gauteng, Tshwane (Pretoria) - Annually Cost To Company (Market related, Negotiable) To manage and enforce compliance with the rules governing participation in the domestic settlement system, known as the South African Multiple Option Settlement (SAMOS) system, and the regional settlement system, known as the Southern African Development Community Real-Time...

Requirements: Degree in accounting or internal auditing At least 3 years experience in auditing Understanding and working knowledge of project management Good organisational skills and understanding of financial monitoring and administration and accounting systems Experience in developing internal control tools and working papers Knowledge of general...

Requirements:Degree in accounting or internal auditingAt least 3 years experience in auditingUnderstanding and working knowledge of project managementGood organisational skills and understanding of financial monitoring and administration and accounting systemsExperience in developing internal control tools and working papersKnowledge of general accounting...

Assist with public awareness and guidance tasks to achieve operational and strategic targets in the Guidance and Prevention Unit within the Compliance and Prevention Division. **KEY PERFORMANCE AREAS**: - Assist with undertaking public awareness tasks for awareness events and media publications as directed by the Senior Compliance Officer (SCO); - Assist...