Compliance Manager

3 weeks ago

Cape Town, South Africa Lula Full time

**Job title**:Compliance Manager**
**Reporting to**: Head of Legal
**Location**:Cape Town

**ALL STAFF APPOINTMENTS WILL BE MADE WITH DUE CONSIDERATION OF THE COMPANY'S EE TARGETS**

**WHAT WE DO**

Lula is an innovative and human-focused FinTech company on a mission to help small businesses optimise their cash flow. Our purpose is to help SMEs manage their businesses better, faster, and more simply, so they can spend more time doing what they love.

If you're looking for a new place to call ‘home' that believes in the potential of the broader SME landscape in South Africa and a place where you'll work with awesome people - then Lula's the place for you

**We're making business banking fast, human, Lula**

**OUR VALUES**

**Collaborative **_- we're a clan and work together as a team, always towards a common goal_

**Committed**_ - we're accountable and follow through no matter the challenge_

**Curious **_- we look for better ways to do things and make a positive difference_

**Connected**_ - we stay close to, learn from and look to understand each other and our customers_

**Compassionate**_ - we go out of our way to care about our colleagues, our customers and our community_

**OVERALL PURPOSE**

Lula is seeking a dedicated and knowledgeable Compliance Manager to ensure Lula adheres to internal controls and external rules, including adherence to various regulatory requirements, including FICA, AML, CTF, CPF, and other relevant regulations. The Compliance Manager will be responsible for developing, implementing, and maintaining risk-based compliance programs (with customer experience always top-of-mind), conducting risk assessments, and ensuring that all operations and processes are compliant with legal and regulatory standards and that our business is conducted in an ethical and responsible manner. In addition, the Compliance Manager will be responsible for ensuring that our policies and processes in relation to the banking platform are aligned with those of our Alliance Bank. If you're a seasoned Compliance professional with a passion for fintech, a desire to drive efficiency and, critically, understand the importance of a great customer experience, we'd love to hear from you

This role will be based in Cape Town and will be hybrid

**As Compliance Manager at Lula, your responsibilities will include**:
**Regulatory Compliance**:

- Ensure compliance with the regulatory requirements and bodies (including Financial Intelligence Centre Act (FICA), NCA and FSCA) as may be applicable
- Develop, implement and maintain Anti-Money Laundering (AML), Counter-Terrorism Financing (CTF) and Counter-Proliferation Financing (CPF) policies and procedures.
- Ensure our risk processes are aligned with those of our Alliance Bank
- Stay updated on all regulatory changes and ensure Lula's processes are adapted accordingly

**Policy Development and Implementation**:

- Develop, review, and update compliance policies and procedures.
- Building and enhancing our risk-based Risk Management and Compliance Programme (“RMCP”) to ensure it aligns with regulatory and Alliance Banking requirements, while at the same time ensuring the best customer experience
- Ensure that all employees are aware of and comply with these policies

**Monitoring and Reporting**:

- Conduct regular compliance audits and risk assessments.
- Monitor and report on the effectiveness of compliance controls.
- Manage and report on Risk Register
- Prepare reports for senior management, regulatory bodies and our Alliance Bank as may be required.

**Training and Education**:

- Design and deliver compliance training programs for staff
- Promote a culture of compliance across the organization

**Incident Management**:

- Investigate and manage compliance breaches and incidents
- Develop and implement corrective action plans

**Liaison and Communication**:

- Act as the primary point of contact with our Alliance Partner in respect of regulatory compliance and annual audits
- Liaise with internal and external stakeholders on compliance matters

**Data Protection**:

- Ensure compliance with data protection regulations.
- Monitor and address data privacy issues.

**THE COMPETENCIES WE'RE AFTER**
- Ability to think strategically and drive the implementation of all compliance-related projects
- Exhibit exceptional problem-solving skills, with the ability to think outside the box and make quick decisions
- Maintain a high level of organiszation and attention to detail in your work
- Ability to work under pressure and manage multiple tasks simultaneously
- Strong attention to detail and a proactive approach to compliance management
- Possess excellent influencing skills to contribute effectively to decision-making
- Show resilience in the face of challenges and adapt to evolving situations.
- Embrace a team-player mindset, always ready to support your colleagues and go the extra mile for the team and Lula
- Understand that we're all in this together and be eager t

  • Operational Compliance Officer

    3 weeks ago

    Cape Town, South Africa Fund Manager Full time

    OPERATIONAL COMPLIANCE OFFICER (CAPE TOWN) Looking for a dynamic, passionate and results driven operational compliance officer with Collective Investment Scheme (CIS) experience and knowledge to join our team. This individual needs to be confident and willing to get involved in every aspect of the business where required. ROLE AND RESPONSIBILIES: -...

  • Head of Compliance

    4 weeks ago

    Cape Town, South Africa Compliance Recruitment Solutions Full time

    Posted by - David Symes- Recruiter**HEAD OF COMPLIANCE (CAPE TOWN) - AML (INC FRAUD & KYC) AND STAFF MANAGEMENT EXPERIENCE REQUIRED** **Ref: 4001G** **ZAR 100K-120K Per Month + Good Bens & Bonus inc Flexible Working Cape Town** Our client, a rapidly expanding Fintech in the money transfer sector, seeks an experienced Head of AML & Compliance to develop...

  • Fixed Interest Portfolio Manager

    4 weeks ago

    Cape Town, South Africa Fund Manager Full time

    Vacancy Senior Analyst/Portfolio Manager - Fixed Interest As Senior Analyst/Portfolio Manager - Fixed Interest you be responsible for driving detailed credit research and manage select portfolios within the fixed income team. Monitor domestic and global situations, analyse their effect on investments to ensure the successful management of portfolios. You...

  • Fixed Interest Portfolio Manager

    2 weeks ago

    Cape Town, Western Cape, South Africa Fund Manager Full time

    VacancySenior Analyst/Portfolio Manager - Fixed InterestAs Senior Analyst/Portfolio Manager - Fixed Interest you be responsible for driving detailed credit research and manage select portfolios within the fixed income team. Monitor domestic and global situations, analyse their effect on investments to ensure the successful management of portfolios. You will...

  • Compliance Manager

    2 weeks ago

    Cape Town, South Africa Zipcord Automation Group Full time

    **Duties & Responsibilities** - Screen the regulatory environment - Develop and maintain compliance and risk programs - Evaluate new regulatory requirements - Plan and execute compliance reviews - Draft reports - Worked with NCA, DCA & NCR - ESG - Maintain databases for suppliers, POPIA compliance and the compliance function - Manage areas of critical...

  • Project Manager

    4 weeks ago

    Cape Town, South Africa Compliance Solutions Strategies Full time

    **Project Manager** **Cape Town, South Africa** **Why Confluence?** Over the past several years we have undergone a great deal of positive change and growth to become the company we are today. Our global footprint now spans multiple countries, giving our employees the opportunity to get exposure to other countries and cultures. And it stands to reason...

  • Compliance Manager

    2 weeks ago

    Cape Town, South Africa Dentons Full time

    As Global Compliance Manager you will be responsible for the adherence of the firm to policies and procedures, especially regulatory and ethical standards. You will perform regular audits, design control systems and help to design and implement internal and external policies. You will be working within our Global Compliance team reporting into the Global...

  • Project Manager

    2 weeks ago

    Cape Town, Western Cape, South Africa Compliance Solutions Strategies Full time

    Project ManagerCape Town, South AfricaWhy Confluence?Over the past several years we have undergone a great deal of positive change and growth to become the company we are today. Our global footprint now spans multiple countries, giving our employees the opportunity to get exposure to other countries and cultures. And it stands to reason that none of this...

  • Compliance Manager

    2 weeks ago

    Cape Town, Western Cape, South Africa Lula Full time

    Job title: Compliance ManagerReporting to: Head of LegalLocation: Cape Town ALL STAFF APPOINTMENTS WILL BE MADE WITH DUE CONSIDERATION OF THE COMPANY'S EE TARGETS WHAT WE DO Lula is an innovative and human-focused FinTech company on a mission to help small businesses optimise their cash flow. Our purpose is to help SMEs manage their businesses better,...

  • Compliance Manager

    2 weeks ago

    Cape Town, South Africa Lula Full time

    Job title: Compliance ManagerReporting to: Head of LegalLocation: Cape Town ALL STAFF APPOINTMENTS WILL BE MADE WITH DUE CONSIDERATION OF THE COMPANY'S EE TARGETS WHAT WE DO Lula is an innovative and human-focused FinTech company on a mission to help small businesses optimise their cash flow. Our purpose is to...

  • Compliance Manager

    2 weeks ago

    Cape Town, Western Cape, South Africa Lula Full time

    Job title:Compliance Manager**Reporting to: Head of LegalLocation:Cape TownALL STAFF APPOINTMENTS WILL BE MADE WITH DUE CONSIDERATION OF THE COMPANY'S EE TARGETSWHAT WE DOLula is an innovative and human-focused FinTech company on a mission to help small businesses optimise their cash flow. Our purpose is to help SMEs manage their businesses better, faster,...

  • Compliance Manager

    2 weeks ago

    Cape Town, Western Cape, South Africa RPO Recruitment Full time

    We are looking for an experienced Compliance Manager to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. A great Compliance Manager is well-versed in legal guidelines and corporate governance best...

  • Compliance Manager

    2 weeks ago

    Cape Town, Western Cape, South Africa Adevia Health Full time

    Adevia Health, established 2003, is an international company with subsidiaries across the globe. We specialise in nursing jobs in the USA, UK, Germany and the Arabian Gulf.We are looking for a Compliance Manager to head up our compliance department who will be responsible for the compliance of the UK (international and temporary staffing), Arabian Gulf and...

  • Compliance Manager

    4 weeks ago

    Cape Town, Western Cape, South Africa The Talent Expert Full time

    Job DescriptionIs this you?Are you a highly skilled professional with a minimum LLB and at least 3 years of experience in a corporate environment? Do you have a track record in governance, risk management, and drafting commercial contracts? If you're an independent and proactive thinker who is eager to learn and add value, then keep on reading What you'll...

  • Compliance Manager

    2 months ago

    Cape Town, Western Cape, South Africa The Talent Expert Full time

    Job DescriptionIs this you?Are you a highly skilled professional with a minimum LLB and at least 3 years of experience in a corporate environment? Do you have a track record in governance, risk management, and drafting commercial contracts? If you're an independent and proactive thinker who is eager to learn and add value, then keep on reading What you'll...

  • Regulatory/reporting Specialist

    3 weeks ago

    Cape Town, South Africa Compliance Solutions Strategies Full time

    **Regulatory/Reporting Specialist** **Cape Town** **Why Confluence?** Over the past several years we have undergone a great deal of positive change and growth to become the company we are today. Our global footprint now spans multiple countries, giving our employees the opportunity to get exposure to other countries and cultures. And it stands to reason...

  • Compliance Manager

    2 weeks ago

    Cape Town, Western Cape, South Africa Blenheim Chalcot Full time

    BC Compliance ManagerCape Town, South Africa Are you curious, excited by experimentation and always looking for a better way of doing things? Do you want to keep learning and developing whilst getting handson, entrepreneurial, business building experience? Do you want to have the opportunity to help contribute to the evolving regulatory framework for the...

  • Group compliance Manager

    2 weeks ago

    Cape Town, Western Cape, South Africa PRR Recruitment Services Full time

    Group Compliance Manager – R1,2 million - RosebankThis financial company is seeking a Group Compliance manager.The ideal candidate will have:LLB, BCom Honours or relevant Risk Management related Degree or equivalent. Affiliation to a Compliance Body is advantageous.7 Years + working in a Compliance environment and/or managing/leading a Compliance team...

  • Group compliance Manager

    3 months ago

    Cape Town, South Africa PRR Recruitment Services Full time

    Group Compliance Manager – R1,2 million - RosebankThis financial company is seeking a Group Compliance manager.The ideal candidate will have:LLB, BCom Honours or relevant Risk Management related Degree or equivalent. Affiliation to a Compliance Body is advantageous.7 Years + working in a Compliance environment and/or managing/leading a Compliance team...

  • Group compliance Manager

    4 weeks ago

    Cape Town, South Africa PRR Recruitment Services Full time

    Group Compliance Manager – R1,2 million - RosebankThis financial company is seeking a Group Compliance manager.The ideal candidate will have:LLB, BCom Honours or relevant Risk Management related Degree or equivalent. Affiliation to a Compliance Body is advantageous.7 Years + working in a Compliance environment and/or managing/leading a Compliance team...