Senior Compliance Officer

4 weeks ago

Bellville, South Africa Metropolitan Life Full time

**Introduction**
- Metropolitan is one of the oldest financial services brands in South Africa. With a 125-year legacy of serving the communities in which it operates, Metropolitan represents true empowerment in serving Africa's people through affordable financial solutions that create financial growth and security. Metropolitan operates in South Africa, but the brand is also present in 7 African countries including, Namibia, Botswana, Kenya, Ghana and Lesotho. Metropolitan provides financial wellness solutions that meet the needs of low-income clients, including funeral insurance, health, savings, hospital cash-back cover, retirement solutions and life insurance.**Role Purpose**
- Ensure that Metropolitan Retail business units have systems of internal control that adequately identify, measure, monitor, manage and report on the compliance risks it faces. To provide regulatory advice to business units to assist the business to achieve its strategic objectives within the regulatory framework.**Requirements**:

- LLB degree or degree recognized by the FSCA for a compliance officer.
- Registered as a compliance officer with the FSCA or capable of becoming registered (preferred)
- Compliance experience 7-10 years in the financial services industry, including experience in the Long-Term Insurance Industry. Excellent knowledge of the FAIS and FIC Act.
- Key skills needed include:

- Excellent written and verbal communication and report writing skills
- Presentation skills
- Assertive and resilient
- Able to work under pressure
- Interpersonally agile and able to build relationships at all levels
- Analytical and attentive to detail
- Able to translate legal knowledge for a non-legal audience
- Disciplined and well-organized
- Able to work independently and in a team

**Duties & Responsibilities**
- Internal process:
- Identify, measure, monitor and report business compliance risks with the support of the business.
- Assist business with translating compliance related matters into actionable policies and procedures.
- Submit regulatory compliance reports to regulators where applicable.
- Reporting on and providing accurate and complete information to stakeholders in respect of regulatory matters and compliance risks as well as compliance breaches.
- Compile an annual monitoring plan and present for approval by the relevant executive committee.
- Conduct and ensure that monitoring is conducted in line with the approved annual monitoring plan.
- Identify and then notify relevant stakeholders of compliance training opportunities.
- Attend various MANCO meetings and provide guidance and assistance to the business.
- Assist with the debarment process and guidance and training to the business on debarments.
- Provide ongoing training support to stakeholders to ensure that all staff members are trained in respect of regulatory obligations.
- Monitor and measure compliance performance by the 1st line of defence, and ensure appropriate mechanisms are in place to identify and address non-compliance by the 1st line of defence.
- Monitor whether a complaints handling process developed by business is in line with regulatory and legislative obligations.
- Maintain good working relationships with regulators and Group Compliance to ensure consistency of information presented and to avoid any future contradictions within MMH.
- Providing reports, regular and ad hoc to Divisional/Business unit Management, Group Compliance and other relevant forums.
- Ensure compliance obligations are factored into contracts with external suppliers/service providers, where applicable.
- Keeping abreast of compliance obligations and new developments in the compliance landscape.

Client Services:

- Provide authoritative, expertise and advice to clients and stakeholders in respect of achieving the business strategy.
- Build and maintain relationships with clients and internal and external stakeholders.
- Define service practices which builds rewarding relationships, encourages innovation and allows others to provide exceptional client service.
- Deliver on service level agreements made with clients and internal and external stakeholders in order to ensure that client expectations are managed.
- Make recommendations to improve client service and fair treatment of clients within area of responsibility.
- Participate and contribute to a culture which builds rewarding relationships, facilitates feedback and provides exceptional client service.

People:

- Create a positive work climate to maximise collaboration within the team and within the business.
- Demonstrate exemplary leadership behaviour, through personal involvement, commitment and dedication in support of organisational values.
- Drive a culture that guides and directs best practice, fostering an environment of continuous learning, improvement and cohesiveness.
- Enable a learning and growth culture whereby information regarding successes, issues, trends and ideas are actively shared between team

  • Compliance Officer

    1 month ago

    Bellville, South Africa Sanlam Full time

    Who are we? The Sanlam Retail Affluent (SRA) cluster is responsible for Sanlam’s retail business in South Africa. SRA provides clients across different market segments (entry-level, middle-income, affluent, professional market and business owners) with a comprehensive range of appropriate and competitive financial solutions. These include traditional life...

  • Sanlam Corporate Business: Compliance Officer

    1 month ago

    Bellville, South Africa Sanlam Full time

    Who are we? Sanlam Life and Savings (SLS) is focused on serving our retail and corporate clients in South Africa and further developing our strategic advantages in the South African market. Sanlam Life and Savings consists of three clusters - Sanlam Corporate, Sanlam Retail Mass and Sanlam Retail Affluent. The Sanlam Life and Savings Office provides...

  • Tax Compliance Officer

    1 month ago

    Bellville, South Africa Millionsure Tax Consultants (Pty) Ltd Full time

    Auditing, Accounting and Tax firm in Bellville, Cape Town, requires the services of a Tax Compliance officer. Services required include, the capturing, calculating and processing of annual tax returns for a varity or clients, including normal taxpayers, parliament members and members of legislature. Additional tax services such as PAYE, VAT, annual PAYE...

  • Senior Personal Assistant

    1 month ago

    Bellville, South Africa Medpharm Recruitment Full time

    A reputable Managed Healthcare Administrator is seeking an experienced Senior PA/Office Manager to join their IT division. **Duties**: - Liaison with visitors/clients in relation to their availability when setting up meetings e.g. setting up engagements with SPN/external providers. - Co-ordinating events. - Liaison with clients and suppliers and handle...

  • Safety Officer

    4 weeks ago

    Bellville, South Africa West Coast Personnel Full time

    Published - January 29, 2024 - Location - Bellville, South Africa - Category - Business - Job Type - Full-time - Salary Type - Monthly Salary - Salary - R20 000 - R30 000 **Description**: Safety Officer Bellville Salary R20,000 - R30,000 per month Major Areas of Responsibility: The Health, Environment, and Safety Officer will play a pivotal role in...

  • Business Liaison Officer

    1 month ago

    Bellville, South Africa Sanlam Full time

    **Who are we?** Santam is the market leader in the general insurance industry in Southern Africa. We are a large, diversified, expanding and transforming company and whilst based in South Africa, we are rapidly moving into a number of emerging markets, both in Africa and Asia. Our success is rooted in our passion for our clients and everything we do is...

  • Business Development Officer

    4 weeks ago

    Bellville, South Africa Sanlam Full time

    **CAREER OPPORTUNITY** - The Santam Tied Distribution division has a position available for a Business Development officer. This position will be based in Sanlam Head Office Bellville and will report to the Senior Business Development Manager**JOB DESCRIPTION** - Santam places great value in our relationship with our business partners, which is why we’ve...

  • Senior Administrator

    1 month ago

    Bellville, South Africa Status Staffing Full time

    **Western Cape**, Bellville** **R20 000 Monthly Cost To Company** **A well-established commercial legal practice in Bellville is looking for a **Senior Administrator **to ensure the smooth running of the office.** **EMPLOYMENT TYPE : Permanent** **SECTOR : Legal / Admin** **START DATE : A.S.A.P / Immediate** **DUTIES**: *** - **Handle office tasks -...

  • Resolution Officer

    1 month ago

    Bellville, South Africa Santam Full time

    Career Opportunity Santam Direct Contact Centre has a position available for a Resolution Officer. The position will be base in Bellville, Cape Town. About The Company Santam is the market leader in the general insurance industry in Southern Africa. We are a large, diversified, expanding and transforming company and whilst based in South Africa, we are...

  • Committee Officer

    1 month ago

    Bellville, South Africa University of the Western Cape Full time

    The Committee Officer will largely be responsible for providing secretarial support to committees, including arranging committee meetings; compiling agendas and meeting packs; writing of committee minutes and reports; compiling and maintaining of annual workplans of committees, annual updates to committee membership registers, ensuring that members are...

  • Tech Officer System Engineering: Storage

    1 month ago

    Bellville, South Africa BCXP Full time

    Business unit, Department, Reporting Business Unit Client Operations Department Enterprise Infrastructure Solutions Reporting Manager Core Description Under general supervision, responsible for installation and modification of IT infrastructure. Operates closely with senior storage engineer to determine requirements and resolve problems. Co-operates with...

  • Executive Secretary: Office of The Rector

    1 month ago

    Bellville, South Africa University of the Western Cape Full time

    Post Number- 8020850 (ITS: 0660)- Faculty/Department- University of the Western Cape -> Rectorate -> Rectors Office- Type of Position- Permanent - Full Time- Length of Contract Period- Location- Main Campus - Bellville, WC ZA (Primary)- Closing Date- 10/3/2024**Role Clarification & Key Performance Areas** The role of the Executive Secretary in the Rectorate...

  • Security Compliance Analyst: Linux

    1 month ago

    Bellville, South Africa Sanlam Full time

    Who are we? Sanlam Group Technology is responsible for the provision of a digitally enabled technology service as a group COE, drive business and transformation and provide group-wide digital and data architecture. We operate the various technology platforms and shared services, ensure Cyber and Information Security resilience, and act as technology...

  • Security Compliance Analyst: Windows

    1 month ago

    Bellville, South Africa Sanlam Full time

    Who are we? Sanlam Group Technology is responsible for the provision of a digitally enabled technology service as a group COE, drive business and transformation and provide group-wide digital and data architecture. We operate the various technology platforms and shared services, ensure Cyber and Information Security resilience, and act as technology...

  • Data Governance and Applications Compliance Analyst

    6 days ago

    Bellville, South Africa Sanlam Full time

    **Who are we?** Sanlam Group Technology is responsible for the provision of a digitally enabled technology service as a group COE, drive business and transformation and provide group-wide digital and data architecture. We operate the various technology platforms and shared services, ensure Cyber and Information Security resilience, and act as technology...

  • Security Compliance Analyst: Application Platforms

    1 month ago

    Bellville, South Africa Sanlam Full time

    **Who are we?** Sanlam Group Technology is responsible for the provision of a digitally enabled technology service as a group COE, drive business and transformation and provide group-wide digital and data architecture. We operate the various technology platforms and shared services, ensure Cyber and Information Security resilience, and act as technology...

  • Security Compliance Analyst: Cloud/devsecops

    1 month ago

    Bellville, South Africa Sanlam Full time

    Who are we? Sanlam Group Technology is responsible for the provision of a digitally enabled technology service as a group COE, drive business and transformation and provide group-wide digital and data architecture. We operate the various technology platforms and shared services, ensure Cyber and Information Security resilience, and act as technology...

  • Security Compliance Analyst: Structured Platforms

    1 month ago

    Bellville, South Africa Sanlam Full time

    Who are we? Sanlam Group Technology is responsible for the provision of a digitally enabled technology service as a group COE, drive business and transformation and provide group-wide digital and data architecture. We operate the various technology platforms and shared services, ensure Cyber and Information Security resilience, and act as technology...

  • Security Compliance Analyst: Application Platfor

    1 month ago

    Bellville, South Africa Sanlam Full time

    Who are we? Sanlam Group Technology is responsible for the provision of a digitally enabled technology service as a group COE, drive business and transformation and provide group-wide digital and data architecture. We operate the various technology platforms and shared services, ensure Cyber and Information Security resilience, and act as technology...

  • Mid Human Resources Officer

    23 hours ago

    Bellville, South Africa ZaPOP Full time

    ZaPOP is your strategic partner in creating and executing lasting connections between brands and its consumers. Inspiring meaningful connections through creative strategy, design, and digital and print media is our forte. We are a dynamic team driven by our culture of intelligence, integrity, and energy. And now, we’re on the lookout for an Jnr - Mid HR...