922) Associate Investigator
4 weeks ago
**Brief description**
The main purpose of this position is to investigate non-compliance of regulated entities with relevant legislation and to facilitate sanctions and enforcement decisions taken by the Prudential Authority (PA), including the resolution of failed non-systemically important supervised institutions.
**Detailed description**
- Work closely with the Senior Manager in developing standards, processes and procedures related to investigations within the PA.
- Analyse and provide guidance to the frontline teams in relation to the execution of sanctions and enforcement decisions.
- Conduct investigations into matters relating to the possible non-compliance of regulated entities with relevant legislation (e.g. banking
- and insurance-related legislation).
- Report investigation findings and provide recommendations to the relevant authority within the PA.
- Provide secretariat support services to the PA Regulatory Action Committee, including, but not limited to, the preparation of agendas and minutes.
- Support the Chief Executive Officer (CEO) of the PA in following up on and actioning matters and ensuring that the decisions thereon are implemented.
- Ensure that matters of non-compliance of regulated entities with relevant legislation are appropriately channelled and addressed.
- Maintain a database of matters relating to regulated entities’ non-compliance with relevant legislation.
- Promote awareness across the PA with regard to the processes and procedures of matters relating to regulated entities’ non-compliance with relevant legislation.
- Work closely with the Senior Manager in developing standards, processes and procedures related to the resolution of failed non-systemically important supervised institutions.
- Engage with internal and external stakeholders, displaying the ability to solicit information and to communicate a clear and coherent message.
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Associate Investigator
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