Legal and Compliance Officer

3 weeks ago


Rosebank, South Africa Omega HR Solutions Full time

My client is looking for a passionate individual to complement their Legal Team and help build their vision to revitalise the financial markets infrastructure.

This role serves as an in-house counsel and covers all aspects pertaining to the company’s legal matters, including but not limited to legal matters, commercial matters, company compliance, support of company secretarial duties and corporate governance.

LEGAL
- Structure, draft and review contracts, reports and other legal documents.
- Provide Multi-jurisdictional legal support.
- Provide administrative support to Executives and Company Secretariat.
- Manage and liaise with all Executives relating to legal assistance.
- Consult and handle all corporate legal processes (e.g. intellectual property, mergers & acquisitions, financial and profitability, compliance issues, transactions, agreements).
- Research, monitor, anticipate and guard company against legal risks.
- Administer all contract reports, renewals and other legal documents.
- Co-ordinate the review and development of policies in line with legal and regulatory requirements.
- Produce reports as required by senior personnel.
- Co-ordinate and implement maintenance of contract documentation and appropriate filing systems.
- Manage legal templates and filing system.
- Handling of confidential correspondence and information.
- Research on various matters and fields of law as required.
- Understand and research developing Fintech Regulations and Compliance requirements.
- Ad hoc duties required

COMMERCIAL
- Involvement in drafting, reviewing, and understanding all commercial agreements.

COMPLIANCE
- Guide the company and ensure compliance with rules and regulations according to the territories within it operates.
- Responsible for Group compliance tasks.
- Perform regular reviews and update on all company policies in line with Group.
- Conduct and report on Compliance for Management.
- Participate in improving company processes.
- Support group company teams with ad hoc requests, including investigation of legislations and regulations, as well as draft the necessary processes or documentation to achieve compliance.
- Follow different compliance evolutions and market trends keeping our company up-to-date.
- Prepare and conduct employee awareness and training.

CORPORATE GOVERNANCE AND COMPANY SECRETARIAL SUPPORT
- Assist the Group Company Secretary to ensure sound corporate governance and company secretarial practices in all jurisdictions.
- Assist in the preparation, approval and finalisation of ordinances and resolutions.

EDUCATION AND EXPERIENCE:

- Bachelor degree in Law.
- 4-5+ years’ experience in a relevant position.
- Experience in Financial Technology and/or Banking sector.
- Excellent Knowledge of Local Commercial, Corporate and Contract law. (International knowledge is a plus.)
- Good knowledge of the following legislations and regulations within South Africa (International knowledge is a plus).
- Relevant financial legislation, for example, FICA, FAIS.
- Relevant compliance legislation, for example, but not limited to, POPIA, GDPR, OHS, COIDA, B-BBEE and ISO 27001.
- Knowledge of rules and regulations relating to capital markets, digital currencies and digital assets is a plus.


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