Compliance Specialist

1 week ago

Parktown, South Africa Rand Mutual Assurance Full time

**THE JOB AT A GLANCE**

The incumbent will oversee the Anti-Money Laundering portfolio for the RMA Group, and other allocated portfolios. Performing periodic compliance monitoring reviews to identify issues of non-compliance. The outcome of monitoring reviews will assist the business unit to identify areas of non-compliance and improvement and aid the business unit in executing its responsibility to comply with all regulatory codes and legislative requirements.

The incumbent will also be required to ensure that the business is operating withing the prescribed legal and regulatory frameworks by facilitating and periodically monitoring compliance with internal policies and procedures embedded within the company via manual and electronic formats.

**WHAT WILL YOU DO?**

Oversee the Anti-Money Laundering Portfolio for Group Compliance
- Oversee the FIC Reporting requirements for RMA Group.
- Ensure regulatory reports are submitted via go AML as required.
- Manage users on go AML as and when required.
- Ensure adequate record-keeping for reports lodged.
- Ensure Umoja AML reports are submitted timeously.
- Mange and oversee the AML Software System from RMA Group perspective.
- Facilitate the AML Forum for the RMA Group.

Performing periodic compliance monitoring reviews
- Plan and execute compliance monitoring activities timeously
- Complete online reviews for each business unit
- Interact quarterly with stakeholders in each business unit gathering information
- Execute the monitoring plan as allocated by the Compliance Manager
- Business unit compliance report
- Implement an organization-wide reporting procedure to ensure compliance with the reporting responsibilities as required by the Regulator(s)
- Analyze, collate and interpret organization-wide compliance reports
- Submit detailed and summarized reports on areas covered, findings and appropriate
- recommendations for improvement to management and other
- Board-Sub Committees
- Conduct independent compliance monitoring e.g., Control Adequacy Assessments and Control Effectiveness Assessments / testing, special reviews and risk indicator monitoring via the compliance software system.
- Monitor new regulatory developments and assist with interpreting regulatory requirements for impact assessments.

Identify areas of non-compliance and improvement
- Provide each business unit with their compliance report highlighting areas of non-conformance
- Agree deadlines/responsibilities and required improvement
- Update Combined Assurance Findings Tracking document to monitor progress on a monthly basis, to track findings closure.

Ensuring compliance with all regulatory codes and legislative requirements
- Monitor the efficiency and consistency of compliance controls
- Consolidating business unit reports to reflect companywide compliance
- Consolidating tracking documents and progress report
- Company report
- Company tracking document

Stakeholder relationship management and training
- Facilitate resolution of compliance breaches
- Provide ongoing guidance and advice to Divisions / Departments
- Assist with the training of staff on compliance related matters, and review of training programme.
- Promote compliance awareness and participate in initiatives to enhance the RMA compliance culture.

**WHAT YOU'LL BRING TO THE TABLE?**

Minimum Qualification
- Relevant business-related degree (Essential); with an accompanying Compliance related qualification
- B. Com Law / LLB (Advantageous)
- Registered as a Member with the CISA (Essential)
- FSCA Regulatory Exam (RE1) (Advantageous)
- Professional Compliance Designations i.e., AML CPRAC(SA) or CPRAC(SA) (Advantageous)

Minimum Experience
- 5-7 years’ experience working in a compliance environment
- 3-5 years’ experience in an AML role within the insurance industry or financial services industry
- Excellent working knowledge of the AML legislation is a must, and good working knowledge of all Insurance related legislation will be an added advantage
- Good working knowledge of the GACP will be an added advantage

Knowledge and Skills required
- Excellent working knowledge of AML will be an added advantage
- Practical knowledge of applicable insurance and related legislation
- Ability to interface with Regulators
- Functional Knowledge of COIDA
- Excellent verbal communication and writing skills
- Ability to work under pressure and meet deadlines
- Good presentation skills and ability to interact with senior management
- Experience in compiling compliance reports and regulatory submissions
- Professional Compliance Designations i.e., AML CPRAC(SA) or CPRAC(SA) an advantage

**WHAT WILL YOU GET IN RETURN?**

We offer great opportunities for personal and professional development in a stable company that’s 130 years strong. The role comes with a competitive salary package and various benefits. Flexible work arrangements (combination of remote and in the office). Furthermore, you will be a part of a dedicated group of colleag

  • Risk and Compliance Specialist

    4 weeks ago

    Parktown, South Africa Rand Mutual Assurance Full time

    **THE JOB AT A GLANCE** Reporting to the COID Risk and Compliance Manager, the COID Risk and Compliance Specialist will be responsible for ensuring that all regulatory compliance that is applicable to the COID business, are implemented and enforced and are in line with the controls established by the Risk and Compliance department in RMA. The incumbent will...

  • Risk and Compliance Specialist

    2 weeks ago

    Parktown North, Gauteng, South Africa Rand Mutual Assurance Full time

    THE JOB AT A GLANCEReporting to the COID Risk and Compliance Manager, the COID Risk and Compliance Specialist will be responsible for ensuring that all regulatory compliance that is applicable to the COID business, are implemented and enforced and are in line with the controls established by the Risk and Compliance department in RMA. The incumbent will also...

  • IT Governance, Risk and Compliance Specialist

    2 weeks ago

    Parktown North, Gauteng, South Africa PPS Recruitment Full time

    Job Advert Summary:Under the direction of management, the incumbent coordinates and performs PPS' security assessment functions and control testing reporting and activities in accordance with PPS' Internal Controls compliance, regulatory and departmental policy and procedures. The IT GRC Specialist updates and maintains control matrices, collects and...

  • Compliance Officer

    3 months ago

    Parktown, South Africa Rand Mutual Assurance Full time

    **THE JOB AT A GLANCE** As a Compliance Specialist, you will be responsible for pro-actively and constructively assisting the RMA Group in managing its responsibility to comply with all applicable regulatory legislative requirements, applicable regulatory codes and standards, and internal policies and procedures. **WHAT WILL YOU DO?** **Compliance process...

  • Compliance Specialist

    2 weeks ago

    Parktown North, Gauteng, South Africa Rand Mutual Assurance Full time

    THE JOB AT A GLANCEThe incumbent will oversee the Anti-Money Laundering portfolio for the RMA Group, and other allocated portfolios. Performing periodic compliance monitoring reviews to identify issues of non-compliance. The outcome of monitoring reviews will assist the business unit to identify areas of non-compliance and improvement and aid the business...

  • Compliance Officer

    4 weeks ago

    Parktown, South Africa Rand Mutual Assurance Full time

    **THE JOB AT A GLANCE** As a Compliance Officer, you will be reporting into the Compliance Manager, you will be responsible for conducting internal audits to ensure compliance with regulatory requirements and internal policies, and develop and implement compliance policies in liaison with regulators. Assess and report on compliance risks, investigate...

  • Compliance Officer

    2 weeks ago

    Parktown North, Gauteng, South Africa Rand Mutual Assurance Full time

    THE JOB AT A GLANCEAs a Compliance Officer, you will be reporting into the Compliance Manager, you will be responsible for conducting internal audits to ensure compliance with regulatory requirements and internal policies, and develop and implement compliance policies in liaison with regulators. Assess and report on compliance risks, investigate incidents...

  • Complex Claims Specialist

    2 weeks ago

    Parktown, South Africa Hollard Recruitment Full time

    **Job Advert Summary**: Helloan exciting new opportunity has just become available in our **Hollard Insure **, in the **Operations** **area**. We are looking to recruit a **Complex Claims Specialist** **Role Objectives**: - Process all complex claims assigned, with a focus on all claims above Branch Mandate, within the set standards required by the...

  • Retail Specialist

    2 weeks ago

    Parktown North, Gauteng, South Africa MVC Marketing Full time

    JOB TITLE:Retail SpecialistDEPARTMENT:DeviceINDUSTRY: South Africa - DeviceREGION:JohannesburgMVC Marketing is looking for a Retail Specialist to join our Clients in the Information andCommunications Technology/Consumer Electronics industry.Compulsory Responsibilities: Retail execution sample build up Country retail display standard sample build up market...

  • Parts Sourcing Specialist

    3 weeks ago

    Parktown, South Africa Hollard Recruitment Full time

    **Job Advert Summary**: Helloan exciting new opportunity has just become available in our **Insure, Operations area.** We are looking to recruit a **Parts Sourcing Specialist (Motor)** **Role Objectives**: To source new, used and alternative vehicle parts for the Hollard Group in order to reduce the cost of these inputs in the repair process. Monitor and...

  • Specialist: Human Factors and Ergonomics Management

    3 weeks ago

    Parktown, South Africa Transnet Full time

    **_ Equity Statement :Preference will be given to suitably qualified Applicants who are members of the_** **_designated groups in line with the Employment Equity Plan and Targets of the Organisation/Operating_** **_Division._** **_ Alternative Application Methods: (Completed Curriculum Vitae to be submitted)_** Post: Fax: before the closing date of the...

  • IT Security Identity Specialist

    1 week ago

    Parktown, South Africa PPS Recruitment Full time

    **Job Advert Summary**: As an IT Security Identity Specialist, you will be responsible for managing and securing user identities and access within our IT infrastructure. You will work closely with cross-functional teams to implement and maintain identity and access management (IAM) solutions, ensuring the confidentiality, integrity, and availability of our...

  • Commodity Specialist

    3 weeks ago

    Parktown, South Africa Hollard Recruitment Full time

    **Job Advert Summary**: Helloan exciting new opportunity has just become available in our **Insure, Motor Claims Procurement area.** We are looking to recruit a **Commodity Specialist.** **Role Objectives**: To Source, negotiate and Implement all Contracts & Procurement relating to Motor claims in line with the Group’s overall purpose and vision. This...

  • Commodity Specialist

    3 weeks ago

    Parktown, South Africa Hollard Recruitment Full time

    **Job Advert Summary**: Helloan exciting new opportunity has just become available in our **Insure, Non Motor Claims Procurement area.** We are looking to recruit a **Commodity Specialist.** **Role Objectives**: To Source, negotiate and Implement all Contracts & Procurement relating to Motor claims in line with the Group’s overall purpose and vision. This...

  • Talent Assessments Specialist/psychometrist

    4 weeks ago

    Parktown, South Africa Hollard Recruitment Full time

    **Job Advert Summary**: Helloan exciting new opportunity has just become available in our **Hollard Group Services, **in the **Talent Learning & Development **area.** We are looking to recruit a **Talent Assessments Specialist/Psychometrist** **Role Objectives**: As the Talent Assessment Specialist/Psychometrist, your primary responsibility is to offer...

  • Group Finance Consolidation and Reporting Specialist

    2 weeks ago

    Parktown, South Africa Hollard Recruitment Full time

    **Job Advert Summary**: Hello an exciting new opportunity has just become available in our HINT, Finance area. We are looking to recruit a Group Finance Consolidation & Reporting Specialist. Reporting directly to Head: Finance responsible for the HINT SA and Subsidiaries’ statutory financial reporting, audit and providing technical support. Prepare...

  • Implementation and Enablement Specialist

    2 weeks ago

    Parktown, South Africa Rand Mutual Assurance Full time

    As the Implementation and Enablement Specialist you will oversee the planning and tracking of specific Life & Partnerships initiatives within RML with specific deliverables as identified by Senior Management, from time to time. The incumbent will support the managing and driving of relationships through the project implementation of solutions. **WHAT WILL...

  • Financial Specialist

    2 weeks ago

    Parktown North, Gauteng, South Africa Communicate Recruitment Full time

    Are you a Financial Specialist looking to join a world-renowned business? My client based in Johannesburg North is looking for you.Company and Job Description:My client is an internationally recognized organization delivering specialized nutritional solutions to animals across the globe. The company's headquarters are in the United States. The company is...

  • Transfer Pricing Specialists

    2 weeks ago

    Parktown North, Gauteng, South Africa Communicate Recruitment Full time

    My client, a forerunner in the transfer pricing space, is looking forTransfer Pricing Specialists (Senior Consultant to Senior Manager) to join their ever-growing team. The role is based inDuties: Compliance documentation engagements Accrual reviews and due diligences Billings and cash collection Identify risk and technical matters Prepare audit committee...

  • Leadership Development Specialist 3 Months Contract

    4 days ago

    Parktown, South Africa Rand Mutual Assurance Full time

    **The Job at a Glance** The Leadership Development Specialist will be responsible for designing, developing and building leadership capability across the organisation. **WHAT WILL YOU DO?** **Development of learning material (products, systems, soft skills, compliance and technical)**: - Develop Learning material to meet the defined and intended...