Compliance Specialist
6 months ago
**THE JOB AT A GLANCE**
The incumbent will oversee the Anti-Money Laundering portfolio for the RMA Group, and other allocated portfolios. Performing periodic compliance monitoring reviews to identify issues of non-compliance. The outcome of monitoring reviews will assist the business unit to identify areas of non-compliance and improvement and aid the business unit in executing its responsibility to comply with all regulatory codes and legislative requirements.
The incumbent will also be required to ensure that the business is operating withing the prescribed legal and regulatory frameworks by facilitating and periodically monitoring compliance with internal policies and procedures embedded within the company via manual and electronic formats.
**WHAT WILL YOU DO?**
Oversee the Anti-Money Laundering Portfolio for Group Compliance
- Oversee the FIC Reporting requirements for RMA Group.
- Ensure regulatory reports are submitted via go AML as required.
- Manage users on go AML as and when required.
- Ensure adequate record-keeping for reports lodged.
- Ensure Umoja AML reports are submitted timeously.
- Mange and oversee the AML Software System from RMA Group perspective.
- Facilitate the AML Forum for the RMA Group.
Performing periodic compliance monitoring reviews
- Plan and execute compliance monitoring activities timeously
- Complete online reviews for each business unit
- Interact quarterly with stakeholders in each business unit gathering information
- Execute the monitoring plan as allocated by the Compliance Manager
- Business unit compliance report
- Implement an organization-wide reporting procedure to ensure compliance with the reporting responsibilities as required by the Regulator(s)
- Analyze, collate and interpret organization-wide compliance reports
- Submit detailed and summarized reports on areas covered, findings and appropriate
- recommendations for improvement to management and other
- Board-Sub Committees
- Conduct independent compliance monitoring e.g., Control Adequacy Assessments and Control Effectiveness Assessments / testing, special reviews and risk indicator monitoring via the compliance software system.
- Monitor new regulatory developments and assist with interpreting regulatory requirements for impact assessments.
Identify areas of non-compliance and improvement
- Provide each business unit with their compliance report highlighting areas of non-conformance
- Agree deadlines/responsibilities and required improvement
- Update Combined Assurance Findings Tracking document to monitor progress on a monthly basis, to track findings closure.
Ensuring compliance with all regulatory codes and legislative requirements
- Monitor the efficiency and consistency of compliance controls
- Consolidating business unit reports to reflect companywide compliance
- Consolidating tracking documents and progress report
- Company report
- Company tracking document
Stakeholder relationship management and training
- Facilitate resolution of compliance breaches
- Provide ongoing guidance and advice to Divisions / Departments
- Assist with the training of staff on compliance related matters, and review of training programme.
- Promote compliance awareness and participate in initiatives to enhance the RMA compliance culture.
**WHAT YOU'LL BRING TO THE TABLE?**
Minimum Qualification
- Relevant business-related degree (Essential); with an accompanying Compliance related qualification
- B. Com Law / LLB (Advantageous)
- Registered as a Member with the CISA (Essential)
- FSCA Regulatory Exam (RE1) (Advantageous)
- Professional Compliance Designations i.e., AML CPRAC(SA) or CPRAC(SA) (Advantageous)
Minimum Experience
- 5-7 years’ experience working in a compliance environment
- 3-5 years’ experience in an AML role within the insurance industry or financial services industry
- Excellent working knowledge of the AML legislation is a must, and good working knowledge of all Insurance related legislation will be an added advantage
- Good working knowledge of the GACP will be an added advantage
Knowledge and Skills required
- Excellent working knowledge of AML will be an added advantage
- Practical knowledge of applicable insurance and related legislation
- Ability to interface with Regulators
- Functional Knowledge of COIDA
- Excellent verbal communication and writing skills
- Ability to work under pressure and meet deadlines
- Good presentation skills and ability to interact with senior management
- Experience in compiling compliance reports and regulatory submissions
- Professional Compliance Designations i.e., AML CPRAC(SA) or CPRAC(SA) an advantage
**WHAT WILL YOU GET IN RETURN?**
We offer great opportunities for personal and professional development in a stable company that’s 130 years strong. The role comes with a competitive salary package and various benefits. Flexible work arrangements (combination of remote and in the office). Furthermore, you will be a part of a dedicated group of colleag
-
Risk and Compliance Specialist
6 months ago
Parktown, South Africa Rand Mutual Assurance Full time**THE JOB AT A GLANCE** Reporting to the COID Risk and Compliance Manager, the COID Risk and Compliance Specialist will be responsible for ensuring that all regulatory compliance that is applicable to the COID business, are implemented and enforced and are in line with the controls established by the Risk and Compliance department in RMA. The incumbent will...
-
Compliance Officer
8 months ago
Parktown, South Africa Rand Mutual Assurance Full time**THE JOB AT A GLANCE** As a Compliance Specialist, you will be responsible for pro-actively and constructively assisting the RMA Group in managing its responsibility to comply with all applicable regulatory legislative requirements, applicable regulatory codes and standards, and internal policies and procedures. **WHAT WILL YOU DO?** **Compliance process...
-
Complex Claims Specialist
6 months ago
Parktown, South Africa Hollard Recruitment Full time**Job Advert Summary**: Helloan exciting new opportunity has just become available in our **Hollard Insure **, in the **Operations** **area**. We are looking to recruit a **Complex Claims Specialist** **Role Objectives**: - Process all complex claims assigned, with a focus on all claims above Branch Mandate, within the set standards required by the...
-
Specialist: Human Factors and Ergonomics Management
6 months ago
Parktown, South Africa Transnet Full time**_ Equity Statement :Preference will be given to suitably qualified Applicants who are members of the_** **_designated groups in line with the Employment Equity Plan and Targets of the Organisation/Operating_** **_Division._** **_ Alternative Application Methods: (Completed Curriculum Vitae to be submitted)_** Post: Fax: before the closing date of the...
-
IT Security Identity Specialist
6 months ago
Parktown, South Africa PPS Recruitment Full time**Job Advert Summary**: As an IT Security Identity Specialist, you will be responsible for managing and securing user identities and access within our IT infrastructure. You will work closely with cross-functional teams to implement and maintain identity and access management (IAM) solutions, ensuring the confidentiality, integrity, and availability of our...
-
Talent Assessments Specialist/psychometrist
6 months ago
Parktown, South Africa Hollard Recruitment Full time**Job Advert Summary**: Helloan exciting new opportunity has just become available in our **Hollard Group Services, **in the **Talent Learning & Development **area.** We are looking to recruit a **Talent Assessments Specialist/Psychometrist** **Role Objectives**: As the Talent Assessment Specialist/Psychometrist, your primary responsibility is to offer...
-
Implementation and Enablement Specialist
6 months ago
Parktown, South Africa Rand Mutual Assurance Full timeAs the Implementation and Enablement Specialist you will oversee the planning and tracking of specific Life & Partnerships initiatives within RML with specific deliverables as identified by Senior Management, from time to time. The incumbent will support the managing and driving of relationships through the project implementation of solutions. **WHAT WILL...
-
Financial Operations Specialist
1 month ago
Parktown North, Gauteng, South Africa CA Financial Appointments Full timeFinancial Operations SpecialistCA Financial Appointments seeks a highly skilled Financial Operations Specialist to manage the financial operations of their NPO entities.Responsibilities include:Grant and fund managementRevenue and expense managementTax compliancePayroll managementFinancial reportingBudgeting and forecastingFinancial strategy and...
-
Leadership Development Specialist 3 Months Contract
5 months ago
Parktown, South Africa Rand Mutual Assurance Full time**The Job at a Glance** The Leadership Development Specialist will be responsible for designing, developing and building leadership capability across the organisation. **WHAT WILL YOU DO?** **Development of learning material (products, systems, soft skills, compliance and technical)**: - Develop Learning material to meet the defined and intended...
-
Ombudsman and Oia Case Specialist
6 months ago
Parktown, South Africa Hollard Recruitment Full time**Job Advert Summary**: Helloan exciting new opportunity has just become available in our **Hollard Life Solutions, **in the **Business Assurance** area.** We are looking to recruit a **Ombudsman and OIA Case Specialist** **Role Objectives**: The primary purpose of the job is to receive and investigate complaints received directly from the National...
-
Design and Development Specialist
5 months ago
Parktown, South Africa Rand Mutual Assurance Full timeThe Learning Design and Development Specialist will be responsible for designing, developing and maintaining functional e-learning programmes and assessments for all Business Units. You will also be responsible for the end-to-end management and involvement in projects by ensuring that all project deliverables are met in line with L&D processes. **WHAT WILL...
-
Claims Quality Assurance Specialist
6 months ago
Parktown, South Africa Hollard Recruitment Full time**Job Advert Summary**: Helloan exciting new opportunity has just come available in our **Hollard Insure, Non Motor Claims Department (Operations)**. We are looking to recruit a **Claims Quality Assurance Specialist.** **Role Objectives**: Create operational efficiencies in utilisation of management information systems, data management and reporting....
-
Project Manager
6 months ago
Parktown, South Africa AJ Personnel Full time**Main purpose of the job**: - Project manage and support the supplier engagement and contract management workstream of the market shaping output **Location**: - **Parktown - Johannesburg** **Key performance areas**: - Project manage and support the supplier engagement and contract management workstream - Together with the senior technical specialist,...
-
Business Risk Manager
6 months ago
Parktown, South Africa Hollard Recruitment Full time**Job Advert Summary**: The Business Risk Manager will be responsible for: - Driving the implementation of the enterprise risk management framework with the relevant key stakeholders - Planning, coordinating, and directing risk assessment and risk prioritisation efforts in collaboration with the GRC Business Assurance, Compliance and Legal teams -...
-
Transformation Specialist
6 months ago
Parktown, South Africa Hollard Recruitment Full time**Job Advert Summary**: - Monitor and report on the Group performance in line with the Group Transformation Strategy, Financial Sector Code (FSC) and Broad Based Black Economic Empowerment (B-BBEE) regulation requirements - Support in co-designing, developing, implementing and monitoring strategies to achieve Transformation objectives and goals in line with...
-
Financial Operations Specialist
1 month ago
Parktown North, Gauteng, South Africa CA Financial Appointments Full timeCA Financial Appointments is seeking a highly skilled Financial Operations Specialist to oversee the financial operations of their NPO entities. This role requires a detailed-orientated and dynamic individual to ensure all financial records are accurate and compliant.Key Responsibilities:Grant and fund managementRevenue and expense managementTax...
-
Senior Claims Assessor
4 months ago
Parktown, South Africa PPS Recruitment Full time**Job Advert Summary**: This role reports to the Team Manager Claims. Responsible for assessment and processing of short-term Sickness, Critical Illness and death claims. Quality assurance and authorization of claims for Junior and Intermediate claims assessors. Facilitate complex claims discussions within the team, conduct training and coaching to the team...
-
Business Risk Manager
6 months ago
Parktown, South Africa Hollard Recruitment Full time**Job Advert Summary**: To drive the implementation of the enterprise risk management framework for Hollard Life as it relates to operational risk and supporting Hollard group risk frameworks and policies. This is a risk and control governance role where the incumbent will be responsible for oversight and reporting of operational risks for Hollard Life and...
-
Inventory Management Specialist
4 weeks ago
Parktown North, Gauteng, South Africa Company Wellness Solutions Full timeJob Description:The Inventory Management Specialist will be responsible for maintaining accurate stock levels, overseeing the organization of the stockroom, and ensuring the smooth flow of inventory into and out of the stockroom. This role involves close attention to detail, inventory management, and coordination with other departments to ensure timely and...
-
Inventory Management Specialist
3 weeks ago
Parktown North, Gauteng, South Africa Company Wellness Solutions Full timeWe are seeking an experienced Inventory Management Specialist to join our team at Company Wellness Solutions. This is a full-time position with a competitive salary of $65,000 - $85,000 per annum.About the Role:The Stockroom Operations Coordinator will be responsible for maintaining accurate stock levels, overseeing the organization of the stockroom, and...